Technical Specifications

On July 8, 2024, EDGAR introduces the following changes:

Substantive Changes

Inserted Section 6 Instance Content consisting of material from sections of EFM v68 formerly found in “Content” sections 6.6, 6.8, 6.10, 6.11, and 6.12.

• The section reorganizes the material to distinguish between guidance for general XBRL, Inline XBRL, and Inline XBRL Financial Statements.
• Added section “The Related Official Document” to support submission types that permit multiple Inline XBRL instances, quoting Regulation S-T.
• Added former EFM v68 section 6.8.3 guidance to 5.12 Other custom Taxonomy Components.

Added conditions to Filing Fee Exhibit validation

• Added footnote to table 4.1.1 Security Types Based on Rule, conditions on rule 457(o) as it applies to Unallocated (Universal) Shelf security types.
• Added a condition to 4.4 Offering table requiring at least one Fees Previously Paid line.
• Changed the field validation code “T” from 150 to 250 characters throughout 4.5 Offering Table Rule Flags.
• Added conditions to 4.5.2 Rule 457(o) Lines, 4.5.6 Rule “Other” Lines, 4.5.7 Rule 415(a)(6) Lines, 4.6.3 Rule 457(p) Lines, and 4 regarding Unallocated (Universal) Shelf securities, along with footnotes to validation table rows 2, 3, 6 and 7.
• Added a condition in 4.6 Offset Table regarding Claimed amounts and Prior Fee Amounts.

Validations

• Fill blank “severity” cell in the 3.1.2 Required Context validations table with “E”.
• Add instance types SE.FEX and SE.OCX for Form SBSEF to 3.1.5 Form or Instance Types” validation table.
• Correct 3.1.6, Amendment Flag and Description validations table changing instance type OA.RXP to separate instance types RXP.US and RXP.FPI.
• Submission type EBP added to validation tables to indicate that several “cover page” facts are optional:
  • 3.1.7 Document Period End Date.
  • 3.1.8 Document Fiscal Year and Period Focus.
  • 3.1.12 Current Fiscal Year End Date.
  • 3.1.16 Auditor Name, Location, and Firm ID.
  • 3.1.22.1 Street, City, and Zip.
  • 3.1.22.2 Street Address Lines 2 and 3.
  • 3.1.22.3 State or Province and Country.
  • 3.1.22.4 Phone.
  • 3.1.23.1 Annual Report, Transition Report, Quarterly Report.
• Added section 9.11 to indicate that warnings will be raised for technical syntax deprecated by XBRL International.

Text Updates and Errata

• Updated the date of publication to July 2024.
• Retitle Section 3 as “Instance Validations”.
• Added the “dei” prefix to the concept tables in 3.1.23 Submission Flags.
• Added a note to 3.1.8 File Number (Securities Act File Number) and 3.1.24.1 N-2 Registration File Numbers that the regex for file numbers in the dei taxonomy is less restrictive than is imposed on the EDGAR submission header.
• Removed blank rows from 3.1.11 Small Business, Emerging Growth Company validations table.
• Removed repeated text from 3.2.3 Common Stock Shares Outstanding.
• Conformed phrasing of the Checks in 3.2.4.1 Security Title to other validation tables.
• Corrected concept number {3} to {2} in 3.2.4.3 Security Exchange Name.
• Corrected 3.2.6 validation table; HF is a submission type, not an instance type.
• Corrected “on failure” text in 3.3.1 Currency and Total Payments validation table.
• Conformed format of the Context column in 3.3.5 Payment Contexts validation table.
• Corrected names of “dei” elements in Figure 8, Presentation Example and Figure 11, Custom Presentation and Label Relationships with a Custom Member.
• Renumbered section 6 to 7, 7 to 8, etc.
• Spelled out acronyms in titles of subsections 10.8.
• Updated tables in section 12 to conform to EFM v70 vol 2 chapter 6.

On July 1, 2024, EDGAR Release 24.2 introduces the following changes:

• Table 1-3 has been updated to remove submission types F-SR and F-SR/A along with the descriptions.
• Section 3.4.6 has been updated to remove elements of the submission types F-SR and F-SR/A along with the types of the fields in the Co Reg schema.
• eis_CoReg.xsd and eis_Common.xsd schemas have been updated to remove F-SR and F-SR/A submission types.
• EX-99 is added to the DOCUMENT_TYPE table.
• Sample JSON and Inline XBRL files have been created for the test cases documented in the “EDGAR Filing Fee Test Cases for Filers” guide and included in the “EDGARLink Online Sample files” folder within the EDGARLink Online Technical Specifications zip file. These samples serve as examples to assist filers in preparation of their own filing fee exhibits. Filing fee exhibits may be constructed in a structured Inline XBRL format via an Online Tool, the Fee Exhibit Preparation Tool (FEPT), or filer-constructed Inline XBRL fee exhibits. For more information, please refer to the EDGAR Filing Fee Interface Guide and the EDGAR XBRL Guide.

This specification provides the basis for creating the submission types for SBSEF XML submissions. Filers must use this technical specification to generate a SBSEF XML submission that can be successfully parsed by the EDGAR system.

The SBSEF submission file must conform to the EDGAR SBSEF Submission Taxonomy. This taxonomy is comprised of a collection of XML Schema Definition (.xsd) files that define the structures of EDGAR SBSEF submissions.

The EDGAR SBSEF Submission can be transmitted to the SEC via the EDGAR FilerWeb (https://www.edgarfiling.sec.gov/) or the “Transmit XML Submission” option from the EDGAR OnlineForms/XML Website (https://www.onlineforms.edgarfiling.sec.gov).

On May 10, 2024, EDGAR Release 24.1.1.u2 will introduce the following updates:

• The schema file eis_NPORT_Filer will be updated with the following changes:
  • The “redemption” data attribute type was changed from “DECIMAL_24_NA” to “DECIMAL_NON_NEGATIVE_NA_TYPE_24” for the following elements in the FLOW_INFO_GROUP:
    • mon1Flow
    • mon2Flow 
    • mon3Flow 
  • The “redemption” data attribute type was changed from “DECIMAL_24_NA” to “DECIMAL_NON_NEGATIVE_NA_TYPE_24”  in the MONTH_FLOW_TYPE.

On February 5, 2024, EDGAR Release 24.0.2 introduced the following changes:

• The "Form N-MFP3 Technical Specifications" document will be updated to correct the maximum occurrences of "scheduleOfPortfolioSecuritiesInfo" in Part C to 99,999 instead of the current 9,999. Additionally, the Form N-MFP3 schema will be updated to correct the maximum occurrences of "dispositionOfPortfolioSecurities" in Part D to 1 instead of 9,999.

The following changes were made on June 7, 2024:

• The “Form N-PX Technical Specifications” package was updated to include an images folder, css folder, and SDR_State_Codes.xsl file for Stylesheets. Sample xmls were also updated. 

The following changes were made on June 7, 2024:

• The “Form N-PX CTR Technical Specifications” package was updated to include an images folder, css folder, and SDR_State_Codes.xsl file for Stylesheets.

On December 18, 2023, EDGAR Release 23.4 introduced the following changes

• Table 3.4 Mapping of Form SBSE Submission Schemas to Submission Type
• Table 3.5 Mapping of Form SBSE-A Submission schemas to Submission Types
• Table 3.6 Mapping of Form SBSE-BD Submission schemas to Submission Types.

This specification provides the basis for creating the aforementioned submission types for Schedule 13D and 13G XML submissions. Filers must use this technical specification to generate a Schedule 13D and 13G XML submission that can be successfully parsed by the EDGAR system.

The Schedule 13D or 13G submission file must conform to the EDGAR Schedule 13D and 13G Submission Taxonomy. This taxonomy is comprised of a collection of XML Schema Definition (.xsd) files that define the structures of EDGAR Schedule 13D and 13G submissions.

The Schedule 13D and 13G submissions can be transmitted to the SEC via the EDGAR FilerWeb (https://www.edgarfiling.sec.gov/) or the “Transmit XML Submission” option from the EDGAR OnlineForms/XML Website (https://www.onlineforms.edgarfiling.sec.gov).

On September 18, 2023, EDGAR Release 23.3 introduced the following changes:

• Section 4.3.25 will be updated to add Enumerated value 10 along with description “Forbearance” for element.

On September 18, 2023, EDGAR Release 23.3 introduced the following changes:

• In Section 3.4, updated with new element “creationUnitRedeemedNumOfShares”.
  • Schema eis_NCEN_Filer.xsd updated to include new element “creationUnitRedeemedNumOfShares” of data type DECIMAL_TYPE_24.

No previous version.

On September 18, 2023, EDGAR Release 23.3 introduced the following changes:

• Section 4.3.25 will be updated to add Enumerated value 10 along with description “Forbearance” for element.

On March 20, 2023, EDGAR Release 23.1 introduced the following changes:

• Table 3.5, Appendix C and D are updated to include element “aff10b5One” to the Submission Form Types 4, 4/A, 5 and 5/A.

On January 3, 2023, EDGAR Release 22.4.1 introduced the following changes:

• Table 3.4 has been updated to include new “crdNumber” and “secFileNumber” elements to the 13F Submission Schemas.
• Table 3.4 has been updated to increase size of the element “tableValueTotal” to 16 digits.
• The eis_13F_Filer.xsd schema file has been updated to add new elements “crdNumber” and “secFileNumber” to the Cover and Summary page sections.
• Table 3.4 and section 5.2 have been updated to add optional “FIGI” to the Information table.
• Table 3.4 has been updated to increase size of the element “value” to 16 digits.
• The eis_13FDocument.xsd schema file has been updated to add new element “FIGI”.
• The eis_13FDocument.xsd schema file has been updated to update size of the element “value” to 16 digits.
• The Appendix B section has been updated to add “crdNumber”, “secFileNumber” ,”denovoRequest” and “FIGI” to the XML Element Name table.
• The Appendix B section has been updated to change “value” from thousand to the nearest dollar.
• The eis_13F_Filer.xsd and table 3.4 have been updated to add “denovoRequest” for Submission form type 13F-CTR/A

On October 17, 2022, EDGAR Release 22.3.1 introduced the following changes:

• Increase the maximum number element sets allowed for "" and "" from 20 to 40.
• Increase the maximum number sets allowed for "" from 20 to 200.
• If the filer indicates that the securities were a gift, the “" and "" are optional elements that the filer may complete.

On June 21, 2022, EDGAR Release 22.2 introduced the following changes:

• Updated section 3.4 Mapping of X-17A-5 Submission Schemas to Submission Types, to reflect the latest changes.

On May 31, 2022, EDGAR Release 22.1.2 introduced the following changes:

• Table 3.4 updated to remove element “feePaymentMethod”.
• Table 5.4 updated by removing PAYMENT_METHOD_TYPE.
• The eis_24F_2NT_Filer.xsd has been updated to remove “feePaymentMethod”.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On August 17, 2016, EDGAR Release 21.3 introduced the following changes:

• In section 3.4, the element "date" under "signature" has been renamed to "signatureDate" to match the element name in the schema eis_NMFP1_Filer.xsd. This is only a correction to the document and no changes were made to the schema file.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• ERROR REPORTING Section 6 has been updated with the following warning message as below:
  
  “Only $10 million of securities is permitted to be offered within a 12 month period under Rule 504.”
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in formDStateCodes.xsd.xmlfile.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.

On September 18, 2023, EDGAR Release 23.3 introduced the following changes:

• Section 4.3.25 will be updated to add Enumerated value 10 along with description “Forbearance” for element.

On July 1, 2024, EDGAR Release 24.2 will introduce the following changes:

• Table 1-3 has been updated to remove submission types F-SR and F-SR/A along with the descriptions.
• Section 3.4.6 has been updated to remove elements of the submission types F-SR and F-SR/A along with the types of the fields in the Co Reg schema.
• eis_CoReg.xsd and eis_Common.xsd schemas have been updated to remove F-SR and F-SR/A submission types.
• EX-99 is added to the DOCUMENT_TYPE table.
• Sample JSON and Inline XBRL files have been created for the test cases documented in the “EDGAR Filing Fee Test Cases for Filers” guide and included in the “EDGARLink Online Sample files” folder within the EDGARLink Online Technical Specifications zip file. These samples serve as examples to assist filers in preparation of their own filing fee exhibits. Filing fee exhibits may be constructed in a structured Inline XBRL format via an Online Tool, the Fee Exhibit Preparation Tool (FEPT), or filer-constructed Inline XBRL fee exhibits. For more information, please refer to the EDGAR Filing Fee Interface Guide and the EDGAR XBRL Guide.

On January 3, 2023, EDGAR Release 22.4.1 introduced the following changes:

• Table 3.4 has been updated to include new “crdNumber” and “secFileNumber” elements to the 13F Submission Schemas.
• Table 3.4 has been updated to increase size of the element “tableValueTotal” to 16 digits.
• The eis_13F_Filer.xsd schema file has been updated to add new elements “crdNumber” and “secFileNumber” to the Cover and Summary page sections.
• Table 3.4 and section 5.2 have been updated to add optional “FIGI” to the Information table.
• Table 3.4 has been updated to increase size of the element “value” to 16 digits.
• The eis_13FDocument.xsd schema file has been updated to add new element “FIGI”.
• The eis_13FDocument.xsd schema file has been updated to update size of the element “value” to 16 digits.
• The Appendix B section has been updated to add “crdNumber”, “secFileNumber” ,”denovoRequest” and “FIGI” to the XML Element Name table.
• The Appendix B section has been updated to change “value” from thousand to the nearest dollar.
• The eis_13F_Filer.xsd and table 3.4 have been updated to add “denovoRequest” for Submission form type 13F-CTR/A

On October 17, 2022, EDGAR Release 22.3.1 introduced the following changes:

• Increase the maximum number element sets allowed for "" and "" from 20 to 40.
• Increase the maximum number sets allowed for "" from 20 to 200.
• If the filer indicates that the securities were a gift, the “" and "" are optional elements that the filer may complete.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On May 31, 2022, EDGAR Release 22.1.2 introduced the following changes:

• Table 3.4 updated to remove element “feePaymentMethod”.
• Table 5.4 updated by removing PAYMENT_METHOD_TYPE.
• The eis_24F_2NT_Filer.xsd has been updated to remove “feePaymentMethod”.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• ERROR REPORTING Section 6 has been updated with the following warning message as below:
  
  “Only $10 million of securities is permitted to be offered within a 12 month period under Rule 504.”
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in formDStateCodes.xsd.xmlfile.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 18, 2023, EDGAR Release 23.3 introduced the following changes:

• In Section 3.4, updated with new element “creationUnitRedeemedNumOfShares”.
  • Schema eis_NCEN_Filer.xsd updated to include new element “creationUnitRedeemedNumOfShares” of data type DECIMAL_TYPE_24.

No previous version.

On September 18, 2023, EDGAR Release 23.3 introduced the following changes:

• Section 4.3.25 will be updated to add Enumerated value 10 along with description “Forbearance” for element.

On August 17, 2016, EDGAR Release 21.3 introduced the following changes:

• In section 3.4, the element "date" under "signature" has been renamed to "signatureDate" to match the element name in the schema eis_NMFP1_Filer.xsd. This is only a correction to the document and no changes were made to the schema file.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On February 5, 2024, EDGAR Release 24.0.2 introduced the following changes:

• The "Form N-MFP3 Technical Specifications" document will be updated to correct the maximum occurrences of "scheduleOfPortfolioSecuritiesInfo" in Part C to 99,999 instead of the current 9,999. Additionally, the Form N-MFP3 schema will be updated to correct the maximum occurrences of "dispositionOfPortfolioSecurities" in Part D to 1 instead of 9,999.

On May 10, 2024, EDGAR Release 24.1.1.u2 will introduce the following updates:

• The schema file eis_NPORT_Filer will be updated with the following changes:
  • The “redemption” data attribute type was changed from “DECIMAL_24_NA” to “DECIMAL_NON_NEGATIVE_NA_TYPE_24” for the following elements in the FLOW_INFO_GROUP:
    • mon1Flow
    • mon2Flow
    • mon3Flow 
  • The “redemption” data attribute type was changed from “DECIMAL_24_NA” to “DECIMAL_NON_NEGATIVE_NA_TYPE_24”  in the MONTH_FLOW_TYPE.

The following changes were made on June 7, 2024:

• The “Form N-PX Technical Specifications” package was updated to include an images folder, css folder, and SDR_State_Codes.xsl file for Stylesheets. Sample xmls were also updated. 

The following changes were made on June 7, 2024:

• The “Form N-PX CTR Technical Specifications” package was updated to include an images folder, css folder, and SDR_State_Codes.xsl file for Stylesheets. 

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On June 21, 2022, EDGAR Release 22.2 introduced the following changes:

• Updated section 3.4 Mapping of X-17A-5 Submission Schemas to Submission Types, to reflect the latest changes.

On March 20, 2023, EDGAR Release 23.1 introduced the following changes:

• Table 3.5, Appendix C and D are updated to include element “aff10b5One” to the Submission Form Types 4, 4/A, 5 and 5/A.

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
• Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
• Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

On December 18, 2023, EDGAR Release 23.4 introduced the following changes

• Table 3.4 Mapping of Form SBSE Submission Schemas to Submission Type
• Table 3.5 Mapping of Form SBSE-A Submission schemas to Submission Types
• Table 3.6 Mapping of Form SBSE-BD Submission schemas to Submission Types.

This specification provides the basis for creating the submission types for SBSEF XML submissions. Filers must use this technical specification to generate a SBSEF XML submission that can be successfully parsed by the EDGAR system.

The SBSEF submission file must conform to the EDGAR SBSEF Submission Taxonomy. This taxonomy is comprised of a collection of XML Schema Definition (.xsd) files that define the structures of EDGAR SBSEF submissions.

The EDGAR SBSEF Submission can be transmitted to the SEC via the EDGAR FilerWeb (https://www.edgarfiling.sec.gov/) or the “Transmit XML Submission” option from the EDGAR OnlineForms/XML Website (https://www.onlineforms.edgarfiling.sec.gov).

This specification provides the basis for creating the aforementioned submission types for Schedule 13D and 13G XML submissions. Filers must use this technical specification to generate a Schedule 13D and 13G XML submission that can be successfully parsed by the EDGAR system.

The Schedule 13D or 13G submission file must conform to the EDGAR Schedule 13D and 13G Submission Taxonomy. This taxonomy is comprised of a collection of XML Schema Definition (.xsd) files that define the structures of EDGAR Schedule 13D and 13G submissions.

The Schedule 13D and 13G submissions can be transmitted to the SEC via the EDGAR FilerWeb (https://www.edgarfiling.sec.gov/) or the “Transmit XML Submission” option from the EDGAR OnlineForms/XML Website (https://www.onlineforms.edgarfiling.sec.gov).