Self-Regulatory Organizations; Nasdaq PHLX, LLC; Notice of Filing of Proposed Rule
Change to Establish Fees Related to Certain Historical Costs of the National Market System
Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting
Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change
[Release No. 34-99359; File No. SR-PHLX-2024-01]
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Jun. 13, 2024 | Brandon Becker, CAT NMS Plan Operating Committee Chair, Consolidated Audit Trail, LLC |
Mar. 9, 2024 | Joanna Mallers, Secretary, FIA Principal Traders Group |
Mar. 5, 2024 | Stephen John Berger, Managing Director, Global Head of Government & Regulatory Policy, Citadel |
Mar. 5, 2024 | Ellen Greene, Managing Director, Equities & Options Market Structure, Securities Industry and Financial Markets Association and Joseph Corcoran, Managing Director, Associate General Counsel, Securities Industry and Financial Markets Association |
Mar. 5, 2024 | Thomas M. Merritt, Deputy General Counsel, Virtu Financial |