Comments on OCC Rulemaking
Notice of Filing and
Extension of Review Period of Advance Notice Relating to OCC’s Adoption of Cloud
Infrastructure for New Clearing, Risk Management, and Data Management Applications
[Release No. 34-93433; File No. SR-OCC-2021-802]
(Click here for meetings with SEC officials)
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Dec. 16, 2021 | Joseph P. Kamnik, Chief Regulatory Counsel, The Options Clearing Corporation |
Nov. 19, 2021 | John P. Davidson Chief Executive Officer, OCC and Scot E. Warren Chief Operating Officer, OCC |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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Jun. 23, 2022 | Memorandum from the Division of Trading and Markets regarding the Response to the Commission’s Request for Additional information |
Jun. 14, 2022 | Memorandum from the Division of Trading and Markets regarding the Commission’s Second Request for Additional Information |
Mar. 4, 2022 | Memorandum from the Division of Trading and Markets regarding the Response to the Commission's Request for Additional Information |
Jan. 27, 2022 | Memorandum from the Division of Trading and Markets regarding the Commission’s Request for Additional Information
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