Comments on NYSE MKT LLC Rulemaking
Notice of Filing of Proposed Rule Change Amending Rules 7.29E and 1.1E to Provide for a Delay Mechanism
[Release No. 34-79998; File No. SR-NYSEMKT-2017-05]
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| May 11, 2017 | Elizabeth K. King, General Counsel and Corporate Secretary, New York Stock Exchange |
| Apr. 28, 2017 | Elizabeth K. King, General Counsel and Corporate Secretary, New York Stock Exchange |
| Apr. 28, 2017 | Stephen Berger, Managing Director, Government and Regulatory Policy, Citadel Securities |
| Apr. 24, 2017 | Joanne Moffic-Silver, Executive Vice President, General Counsel, Bats Global Markets, Inc. |
| Apr. 21, 2017 | John Ramsay, Chief Market Policy Officer, IEX Group, Inc. |
| Mar. 31, 2017 | Elizabeth K. King, General Counsel and Corporate Secretary, New York Stock Exchange |
| Mar. 24, 2017 | Joanna Mallers, Secretary, FIA Principal Traders Group |
| Mar. 10, 2017 | John Ramsay, Chief Market Policy Officer, IEX Group, Inc. |
| Mar. 10, 2017 | Tyler Gellasch, Executive Director, Healthy Markets Association |
Meetings with SEC Officials
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| May 10, 2017 | Memorandum from the Trading and Markets regarding a May 10, 2017, meeting with a representative of Investors Exchange, LLC |
