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Comments on NYSE Arca Rulemaking
Notice of Filing of Proposed Rule Change to List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201
[Release No. 34-66816; File No. SR-NYSEArca-2012-28]
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(Click here for meetings with SEC officials)
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| Jan. 9, 2013 | Robert B. Bernstein, Eaton & Van Winkle LLP |
| Jan. 7, 2013 | Janet Klein |
| Dec. 7, 2012 | Robert B. Bernstein, Eaton & Van Winkle LLP |
| Dec. 6, 2012 | Janet McGinness, EVP & Corporate Secretary General Counsel, NYSE Markets |
| Dec. 5, 2012 | Kevin M. O'Neill, Deputy Secretary, Securities and Exchange Commission |
| Nov. 17, 2012 | Robert E. Rutkowski |
| Nov. 16, 2012 | Americans for Financial Reform |
| Nov. 16, 2012 | Robert B. Bernstein, Vandenberg & Filiu LLP |
| Nov. 6, 2012 | Memorandum from the Division of Risk, Strategy and Financial Innovation |
| Oct. 24, 2012 | Robert E. Rutkowski |
| Oct. 23, 2012 | Americans for Financial Reform |
| Oct. 23, 2012 | Robert B. Bernstein, Vandenberg & Filiu LLP |
| Sep. 12, 2012 | John G. Crowley, Davis Polk & Wardwell LLP, on behalf of J.P. Morgan Commodity ETF Services LLC |
| Sep. 10, 2012 | John G. Crowley, Davis Polk & Wardwell LLP, on behalf of J.P. Morgan Commodity ETF Services LLC |
| Sep. 10, 2012 | Robert B. Bernstein, Vandenberg & Filiu LLP, on behalf of RK Capital LLC |
| Aug. 31, 2012 | John G. Crowley, Davis Polk & Wardwell LLP, on behalf of J.P. Morgan Commodity ETF Services LLC |
| Aug. 24, 2012 | John G. Crowley, Davis Polk & Wardwell LLP, on behalf of J.P. Morgan Commodity ETF Services LLC |
| Aug. 24, 2012 | Robert B. Bernstein, Vandenberg & Filiu LLP, on behalf of RK Capital LLC |
| Aug. 23, 2012 | Joe Williamson, Southwire Company; Janet Sander, Encore Wire Corporation; Ron Beal, Luvata; and Mark Woehnklar,, Amrod Corp. |
| Aug. 23, 2012 | Janet McGinness, EVP & Corporate Secretary, General Counsel, NYSE Markets, NYSE Euronet |
| Jul. 19, 2012 | Suzanne H. Shatto, Seattle, Washington |
| Jul. 16, 2012 | Sen. Carl Levin, U.S. Senate |
| Jul. 13, 2012 | Robert B. Bernstein, Vandenberg & Feliu LLC |
| Jun. 19, 2012 | Janet McGinness, EVP & Corporate Secretary General Counsel, NYSE Markets, Legal & Government Affairs, NYSE Euronet |
| May 9, 2012 | Vandenberg & Feliu LLP |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Jan. 14, 2013 | Memorandum from the Office of Commissioner Troy A. Paredes regarding a September 26, 2012, meeting with representatives of J.P. Morgan and Davis Polk & Wardwell LLP |
| Dec. 6, 2012 | Memorandum from the Office of the Chairman regarding a December 6, 2012, meeting with representatives of J.P. Morgan and Davis Polk & Wardwell LLP |
| Dec. 5, 2012 | Memorandum from the Division of Trading and Markets regarding a December 5, 2012, meeting with representatives of the Copper End Users and Copper Merchants |
| Sep. 4, 2012 | Memorandum from the Division of Trading and Markets regarding an August 27, 2012, meeting with representatives of Davis Polk & Wardwell LLP and J.P. Morgan Chase & Co. |
| Jun. 28, 2012 | Memorandum from the Division of Trading and Markets regarding a June 28, 2012, meeting with representatives of Stephens Law Offices, Vandenberg & Feliu, RK Capital Management, and Alpine Group |
| May 14, 2012 | Memorandum from the Division of Trading and Markets regarding a May 10, 2012, meeting with representatives of Stephens Law Offices, Vandenberg & Feliu, RK Capital Management, and Southwire Company |
http://www.sec.gov/comments/sr-nysearca-2012-28/nysearca201228.shtml
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