Comments on NYSE Rulemaking
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change to Amend the NYSE Price List to Establish Fees for Industry Members Related to
Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit
Trail; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or
Disapprove the Proposed Rule Change
[Release No. 34-99380; File No. SR-NYSE-2024-03]
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Jun. 13, 2024 | Brandon Becker, CAT NMS Plan Operating Committee Chair, Consolidated Audit Trail, LLC |
Mar. 9, 2024 | Joanna Mallers, Secretary, FIA Principal Traders Group |
Mar. 5, 2024 | Ellen Greene, Managing Director, Equities & Options Market Structure, SIFMA; Joseph Corcoran, Managing Director, Associate General Counsel, SIFMA |
Mar. 5, 2024 | Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities |
Mar. 5, 2024 | Thomas M. Merritt, Deputy General Counsel, Virtu Financial |