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Comments on NASD Rulemaking
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay Implementation of Certain Changes to the Manning Rule
(Release No. 34-56103; File No. SR-NASD-2007-039)
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Aug. 30, 2007 | Leonard J. Arnoruso, Senior Managing Director, General Counsel, Knight Capital Group, Inc. |
Aug. 23, 2007 | Xin Ye, Bellevue, Washington |
Aug. 17, 2007 | Bryce Engel, Chief Brokerage Operations Officer, TD AMERITRADE, Inc., Omaha, Nebraska |
Aug. 13, 2007 | Lisa Utasi, Chairman, and John Giesea, President and CEO, Security Traders Association |
Aug. 13, 2007 | Kimberly Unger, Esq., The Security Traders Association of New York, Inc., New York, New York |
Aug. 13, 2007 | R. Cromwell Coulson, CEO, Pink Sheets LLC, New York, New York |
http://www.sec.gov/comments/sr-nasd-2007-039/nasd2007039.shtml
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