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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change Relating to Access Fee Display Requirements for the OTCBB

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Date Sort descending	Letter Type	Commenter Name
Jan. 25, 2008	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a telephone call with representatives of ArcaEdge ECN
Dec. 6, 2007	Public Comment	Greg O'Connor, Director, NYSE Euronext
June 30, 2007	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a June 26, 2007 meeting with representatives of ArcaEdge ECN
June 1, 2007	Public Comment	Bryce Engel, Chief Brokerage Operations Officer, TD AMERITRADE, Inc.
June 1, 2007	Public Comment	Greg O'Connor, Chief Compliance Officer, Archipelago Trading Services, Inc.
June 1, 2007	Public Comment	Kevin Murphy, Managing Director, Citigroup Global Markets Inc.
June 1, 2007	Public Comment	Leonard J. Amoruso, General Counsel, and Michael T. Corrao, Chief Compliance Officer, Knight Capital Group, Inc.
June 1, 2007	Public Comment	Lisa M. Utasi, Chairman of the Board and John C. Giesea, President and CEO, Security Traders Association, Inc.
May 31, 2007	Public Comment	Kimberly Unger, Esq., The Security Traders Association of New York, Inc., New York, New York
May 31, 2007	Public Comment	R. Cromwell Coulson, Chief Executive Officer, Pink Sheets LLC
May 29, 2007	Public Comment	Sam Guidetti, Director of Compliance, Hill, Thompson, Magid & Co., 1nc.
May 23, 2007	Public Comment	Randy Hechler, Director of Compliance, Hudson Securities, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-NASD-2007-029

Release Number

34-55717

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