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Comments on NASD Rulemaking
Notice of Filing of Proposed Rule Change Relating to Access Fee Display Requirements for the OTCBB
(Release No. 34-55717; File No. SR-NASD-2007-029)
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Jan. 25, 2008 | Memorandum from the Division of Trading and Markets regarding a telephone call with representatives of ArcaEdge ECN |
Dec. 6, 2007 | Greg O'Connor, Director, NYSE Euronext |
Jun. 30, 2007 | Memorandum from the Division of Trading and Markets regarding a June 26, 2007 meeting with representatives of ArcaEdge ECN |
Jun. 1, 2007 | Lisa M. Utasi, Chairman of the Board and John C. Giesea, President and CEO, Security Traders Association, Inc. |
Jun. 1, 2007 |
Kevin Murphy, Managing Director, Citigroup Global Markets Inc. |
Jun. 1, 2007 |
Greg O'Connor, Chief Compliance Officer, Archipelago Trading Services, Inc. |
Jun. 1, 2007 |
Leonard J. Amoruso, General Counsel, and Michael T. Corrao, Chief Compliance Officer, Knight Capital Group, Inc. |
Jun. 1, 2007 |
Bryce Engel, Chief Brokerage Operations Officer, TD AMERITRADE, Inc. |
May 31, 2007 |
R. Cromwell Coulson, Chief Executive Officer, Pink Sheets LLC |
May 31, 2007 | Kimberly Unger, Esq., The Security Traders Association of New York, Inc., New York, New York |
May 29, 2007 |
Sam Guidetti, Director of Compliance, Hill, Thompson, Magid & Co., 1nc. |
May 23, 2007 |
Randy Hechler, Director of Compliance, Hudson Securities, Inc. |
http://www.sec.gov/comments/sr-nasd-2007-029/nasd2007029.shtml
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