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Comments on NASD Rulemaking
Notice of Filing of Proposed Rule Change Relating to the Regulation of Compensation, Fees, and Expenses in Public Offerings of Real Estate Investments Trusts and Direct Participation Programs
(Release No. 34-54118; File No. SR-NASD-2005-114)
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Jun. 20, 2008 | Gary L. Goldsholle, Vice President and Associate General Counsel, FINRA, District of Columbia |
Jun. 19, 2008 | Daniel A. Driscoll, Executive Vice President, National Futures Association |
Jun. 4, 2008 | Richard H. Baker, President and Chief Executive Officer, Managed Funds Association |
Apr. 30, 2008 | Annette A. Cazenave, Sr. Vice President, R.J. O'Brien Fund Management, Chicago, Illinois |
Feb. 24, 2008 | Michael V. Scillia, Chairman, ASG Securities, Inc., Fort Lauderdale, Florida |
Feb. 22, 2008 | Keith F. Higgins, Chair, Federal Regulation of Securities Committee, Section of Business Law, American Bar Association |
Feb. 21, 2008 | Snyder Kearney LLC |
Feb. 21, 2008 |
David Lerner, President, David Lerner Associates, Inc. |
Feb. 21, 2008 |
Jack L. Hollander, Chairman, IPA Executive Committee, Investment Program Association |
Aug. 22, 2006 |
Keith F. Higgins, Chair, Committee on Federal Regulation of Securities, American Bar Association |
Aug. 11, 2006 |
Patricia Struck, President, North American Securities Administrators Association, Washington, D.C. |
Aug. 7, 2006 |
Kevin P. Takacs, CCO DOMI/DFA, Dominion Investor Services, Inc. |
Aug. 7, 2006 |
Rosemarie Thurston, Chair, Legal/Regulatory Affairs Committee, Investment Program Association, Washington, D.C. |
Aug. 4, 2006 |
Bryan J. Lantagne, Esq., Director, Massachusetts Securities Division, Boston, Massachusetts |
Aug. 4, 2006 |
Frank Akridge Jr., CFP, CCO, Cambridge Legacy Group, Dallas, Texas |
http://www.sec.gov/comments/sr-nasd-2005-114/nasd2005114.shtml
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