Comments on FINRA Rulemaking
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of
a Proposed Rule Change to Adopt FINRA Rule 6897(a) and Supplementary Material to Establish
Fees for Industry Members Related to Certain Historical Costs of the National Market System
Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to
Determine Whether to Approve or Disapprove the Proposed Rule Change
[Release No. 34-99363; File No. SR-FINRA-2024-002]
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| Jun. 13, 2024 | Brandon Becker, CAT NMS Plan Operating Committee Chair, Consolidated Audit Trail, LLC |
| Mar. 9, 2024 | Joanna Mallers, Secretary, FIA Principal Traders Group |
| Mar. 5, 2024 | Ellen Greene, Managing Director, Equities & Options Market Structure, SIFMA; Joseph Corcoran, Managing Director, Associate General Counsel, SIFMA |
| Mar. 5, 2024 | Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities |
| Mar. 5, 2024 | Thomas M. Merritt, Deputy General Counsel, Virtu Financial |
| Mar. 4, 2024 | Howard Meyerson, Managing Director, Financial Information Forum |
| Feb. 6, 2024 | Edward Weisbaum, Executing Broker CBOE Floor |
