Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Provide Relief Relating to Specified Option Transactions under FINRA Rule 4210 (Margin Requirements)

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Date Received
Date Letter Type Commenter Name
Public Comment Howard Konicov
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Joshua Dobos
Public Comment Sean Shanks
Public Comment Brian Herrmann
Public Comment Laura G. Dickman, Vice President, Associate General Counsel, Cboe Exchange, Inc.
Public Comment Anonymous
Public Comment Nick Steinmetz

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2023-010
Release Number
34-97898
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