Comments on FINRA Rulemaking
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of
a Proposed Rule Change to Adopt FINRA Rules 6151 (Disclosure of Order Routing Information
for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity
Securities)
[Release No. 34-96415; File No. SR-FINRA-2022-031]
| Jun. 23, 2023 | Robert McNamee, Vice President & Associate General Counsel, Office of General Counsel, Financial Industry Regulatory Authority, Inc. |
| Apr. 13, 2023 | Howard Meyerson, Managing Director, Financial Information Forum |
| Mar. 29, 2023 | Robert McNamee, Associate General Counsel, Office of General Counsel, Financial Industry Regulatory Authority, Inc. |
| Feb. 3, 2023 | Howard Meyerson, Managing Director, Financial Information Forum |
| Dec. 20, 2022 | Howard Meyerson, Managing Director, Financial Information Forum |
| Dec. 5, 2022 | Daniel Lambden |
| Nov. 30, 2022 | G.P. |
