Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Reporting of Certain ATS Transactions in U.S. Treasury Securities

Filter comments


Date Sort descending	Letter Type	Commenter Name
Aug. 18, 2017	Public Comment	Christopher M. Setaro, Vice President & Chief Compliance Officer, Execution Access, LLC
July 21, 2017	Public Comment	Andrew Weinman, Chief Operations Officer, BrokerTec Americas LLC
July 21, 2017	Public Comment	James A. Moore, Associate General Counsel, ICAP
July 21, 2017	Public Comment	Nick Passarelli, Chief Compliance Officer, Dealerweb Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-FINRA-2017-023

Release Number

34-81018