Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 7730 to Make Available a New TRACE Security Activity Report

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Racquel L. Russell, Associate General Counsel, Financial Industry Regulatory Authority
Public Comment Bennet Golub, Chief Risk Officer, and Alexis Rosenblum, Director, BlackRock
Public Comment Sean Davy, Managing Director, Capital Markets Division, SIFMA

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2017-021
Release Number
34-81007
Related Materials
How to submit comments