Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 2081 (Prohibited Conditions Relating to Expungement of Customer Dispute Information)

Filter comments


Date Sort descending	Letter Type	Commenter Name
July 18, 2014	Public Comment	Victoria L. Crane, Associate General Counsel, FINRA
May 16, 2014	Public Comment	Harry A. Jacobowitz, Esquire, Database Manager, Securities Arbitration Commentator, Inc.
May 15, 2014	Public Comment	Ronald M. Amato, Esq., Amato Law Firm, LLC, Chicago, Illinois
May 14, 2014	Public Comment	Andrea Seidt, President, North American Securities Administrators Association (NASAA) and Ohio Securities Commissioner , Washington, District of Columbia
May 14, 2014	Public Comment	David T. Bellaire, Esq, Executive Vice President and General Counsel, Financial Services Institute
May 14, 2014	Public Comment	Jill Gross, Director; Elissa Germaine, Supervising Attorney; and Michelle N. Robinson, Student Intern, Pace Investor Rights Clinic, Pace Law School, White Plains, New York
May 14, 2014	Public Comment	Kevin M. Carroll, Managing Director and Associate General Counsel, SIFMA
May 13, 2014	Public Comment	George H. Friedman, Esquire, George H. Friedman Consulting, LLC, Teaneck, New Jersey
May 13, 2014	Public Comment	Jason Doss, President, Public Investors Arbitration Bar Association (PIABA), Norman, Oklahoma
May 7, 2014	Public Comment	Barry D. Estell, Esq., Mission, Kansas
May 6, 2014	Public Comment	Leonard Steiner, Steiner & Libo, Beverly Hills, California
May 5, 2014	Public Comment	Richard P. Ryder, Esq., President, Securities Arbitration Commentator, Inc., Maplewood,, New Jersey
May 5, 2014	Public Comment	Ryan K. Bakhtiari, Aidikoff, Uhl and Bakhtiari, Beverly Hills, California
May 1, 2014	Public Comment	Nicole G. Iannarone, Esq., Assistant Clinical Professor; Tim Guilmette and Nataliya Obikhod, Student Interns, Georgia State University College of Law, Atlanta, Georgia
May 1, 2014	Public Comment	Philip M. Aidikoff, Aidikoff, Uhl and Bakhtiari, Beverly Hills, California
April 21, 2014	Public Comment	Steven B. Caruso, Esq., Maddox Hargett Caruso, P.C., New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-FINRA-2014-020

Release Number

34-71959

How to submit comments