Comments on Consolidated Tape Association Plan/Consolidated Quotation Plan (CTA/CQ) Rulemaking
Notice of Filing of the Thirty-Seventh Substantive Amendment
to the Second Restatement of the CTA Plan and Twenty-Eighth Substantive Amendment to the
Restated CQ Plan
[Release No. 34-93615; File No. SR-CTA/CQ-2021-02]
(Click here for meetings with SEC officials)
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Nov. 22, 2022 | James Dombach, Davis Wright Tremaine LLP, Counsel for CTA, CQ, and UTP Plan |
Apr. 27, 2022 | SIFMA |
Mar. 25, 2022 | McGONIGLE PC |
Mar. 23, 2022 | Manisha Kimmel, Chief Policy Officer, MayStreet, Inc. |
Dec. 17, 2021 | Ellen Greene, Managing Director, Equity & Options Market Structure, Securities Industry and Financial Markets Association and William C. Thum, Managing Director and Associate General Counsel, Asset Management Group, Securities Industry and Financial Markets Association |
Dec. 17, 2021 | Patrick Flannery, Chief Executive Officer, MayStreet |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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Jun. 9, 2022 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a March 1, 2022 meeting with representatives of MayStreet |