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Comments on Proposed Rule: Mutual Fund Distribution Fees; Confirmations
[Release No. 33-9128; File No. S7-15-10]
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| Comments have been received from individuals and entities using the following Letter Type A: 846 |
| Comments have been received from individuals and entities using the following Letter Type B: 441 |
| Feb. 25, 2012 | Stanley Kuzak, Trafford, Pennsylvania |
| Aug. 24, 2011 | John H. Robinson, Honolulu, Hawaii |
| May 10, 2011 | Stephen B. Sawtelle, North Haven, Connecticut |
| May 5, 2011 | Kirk M. McGowan, Bullard, Texas |
| Mar. 10, 2011 | Frederick Van Den Abbeel |
| Mar. 4, 2011 | Memorandum from the Office of Commissioner Aguilar regarding a February 7, 2011 meeting with representatives of The Capital Research and Management Company |
| Mar. 4, 2011 | Memorandum from the Office of Commissioner Aguilar regarding a January 18, 2011 meeting with representatives of LPL Financial |
| Jan. 31, 2011 | Stephen J. Young, on behalf of Citibank, N.A. and Citicorp North America, Inc. |
| Jan. 28, 2011 | Stan Kuzak |
| Jan. 3, 2011 | Donald H. Pratt, Chairman, American Century Kansas City Funds |
| Dec. 13, 2010 | Jennifer A. Cooper, CFA, Managing Director, Third Sigma Investment Advisors LLC, Wilmington, Delaware |
| Dec. 1, 2010 | Karrie McMillan, Investment Company Institute, Washington, District of Columbia |
| Nov. 17, 2010 | Niels Holch, Executive Director, Coalition of Mutual Fund Investors |
| Nov. 17, 2010 | David A. Beemer, Virginia Beach, Virginia |
| Nov. 11, 2010 | Jim Startzell, Registered Representative FSC Securities, Langhorne, Pennsylvania |
| Nov. 9, 2010 | Nina Schloesser McKenna, General Counsel, Cetera Financial Group, El Segundo, California |
| Nov. 9, 2010 | Robert M. Hernandez, Chairman, BlackRock Equity Bond Funds |
| Nov. 9, 2010 | John Lerew, CFP, JW Lerew & Co. Inc., Aurora, Colorado |
| Nov. 9, 2010 | Jennifer Shepley, NAIFA, New Bedford , Massachusetts |
| Nov. 8, 2010 | Kenneth J. Berman, Chair, Committee on Investment Management Regulation, The Association of the Bar of the City of New York |
| Nov. 8, 2010 | Michael Mixon |
| Nov. 8, 2010 | Kathryn L. Quirk, Executive Vice President and Chief Legal Officer, Prudential Investments LLC, Law Department |
| Nov. 8, 2010 | Odell E. Stewart, Jr. |
| Nov. 8, 2010 | Susan MacMichael John, CFP, Chair, NAPFA; Ellen Turf, CEO, NAPFA; and Ron A. Rhoades, JD, CFP, Chair, Industry Issues Committee |
| Nov. 7, 2010 | Marilyn Buddenhagen |
| Nov. 6, 2010 | Carolyn "Kay" Bruns, LUTCF, CFP |
| Nov. 6, 2010 | Barry Willhoite |
| Nov. 5, 2010 | Timothy McHale, Capital Research and Management Company, Los Angeles, California |
| Nov. 5, 2010 | James D. Hohman, President, Allegheny Investments, Ltd., Pittsburgh, Pennsylvania |
| Nov. 5, 2010 | Douglas J. Weber, Director of Research and Client Service, Broker Village and Stuart J. Speckman, CFA, CFP, Chairman, Broker Village |
| Nov. 5, 2010 | Charles Kerns |
| Nov. 5, 2010 | R. Sanders, Software Engineer and Individual Investor |
| Nov. 5, 2010 | Clarence F. Abell, Jr, B.S. Economics Baker University |
| Nov. 5, 2010 | Daniel F. Girard, Jr., LUTCF |
| Nov. 5, 2010 | Laurie A. Adams, CFP, President, Illinois Chapter of National Association of Insurance Financial Advisors |
| Nov. 5, 2010 | A. Heath Abshure, Arkansas Securities Commissioner, and Chair, NASAA Corporation Finance Section |
| Nov. 5, 2010 | Tim White, Financial Advisor |
| Nov. 5, 2010 | J. Nakashima, Investment Advisory Representative |
| Nov. 5, 2010 | Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers |
| Nov. 5, 2010 | David Hirschmann, PRESIDENT AND CHIEF EXECUTIVE OFFICER, U.S. Chamber of Commerce |
| Nov. 5, 2010 | Ronald W. Forbes, Co-Chairman, BlackRock Equity Liquidity Funds and Rodney D. Johnson, Co-Chairman, BlackRock Equity Liquidity Funds |
| Nov. 5, 2010 | Patrick H. McEvoy, President and Chief Executive Officer, Woodbury Financial Services, Inc. |
| Nov. 5, 2010 | Blake Woodard, Woodard Insurance, LLP |
| Nov. 5, 2010 | George C. W. Gatch, Chief Executive Officer, IM Americas, J.P. Morgan Asset Management |
| Nov. 5, 2010 | James A. Yocum, Financial Associate, Thrivent Financial fo Lutherans |
| Nov. 5, 2010 | Hugh McHaffie, President, U.S. Wealth Management, John Hancock Financial Services |
| Nov. 5, 2010 | Jodi Jamison, Chief Legal Officer, BNY Mellon Distributors Inc. and subsidiaries |
| Nov. 5, 2010 | Scott C. Goebel, Senior Vice President, General Counsel, Fidelity Investments |
| Nov. 5, 2010 | Michael Theis, CLU ChFC |
| Nov. 5, 2010 | Diana P. Herrmann, President and Chief Executive Officer, Aquila Investment Management LLC; Marie Aro, Co-President, Aquila Distributors, Inc.; and Paul O’Brien, Co-President, Aquila Distributors, Inc. |
| Nov. 5, 2010 | Lisa Roth, Association Past?Chairman, Chair, NAIBD Member Advocacy Committee |
| Nov. 5, 2010 | Richard M. Whiting, General Counsel, Financial Services Roundtable |
| Nov. 5, 2010 | Craig S. Tyle, Executive Vice President and General Counsel, Franklin Templeton Investments |
| Nov. 5, 2010 | Robert A. Matson, CEO, CLU, ChFC |
| Nov. 5, 2010 | David J. Reedy, National Association of Insurance and Financial Advisors |
| Nov. 5, 2010 | John W. McGonigle, Executive Vice President and Chief Legal Officer, Federated Investors, Inc. |
| Nov. 5, 2010 | E. Keith Wirtz, CFA President and Chief Investment Officer,Fifth Third Asset Management, Inc. |
| Nov. 5, 2010 | John M. Zerr, Managing Director and General Counsel, Invesco Distributors, Inc. |
| Nov. 5, 2010 | Gary B. Haibach, CLU ChFC |
| Nov. 5, 2010 | Jeffrey J. Saline, President, Saline Financial Solutions |
| Nov. 5, 2010 | Paul L. Matecki, Senior Vice President, General Counsel, Raymond James Financial, Inc. |
| Nov. 5, 2010 | Ari Gabinet, Executive Vice President and General Counsel, Asset Management and Robert G. Zack, Executive Vice President and General Counsel, Corporate, OppenheimerFunds, Inc. |
| Nov. 5, 2010 | Darrell N. J. Norling, Founder and Principal, Executive Financial Services, Inc. |
| Nov. 5, 2010 | Jack E. Tosetti |
| Nov. 5, 2010 | R. Scon Henderson, Deputy General Counsel, Global Wealth & Investment Mgmt., Bank of America Corporation |
| Nov. 5, 2010 | Ray Bunnell, Career Agent, Farm Bureau Financial Services |
| Nov. 5, 2010 | T. Hal Clarke, Deputy General Counsel, Wells Fargo & Company |
| Nov. 5, 2010 | Mary Beth Rhoden, Secretary and Associate General Counsel, Russell Investments |
| Nov. 5, 2010 | Ari Gabinet, Executive Vice President & General Counsel -Asset Management, OppenheimerFunds, Inc. |
| Nov. 5, 2010 | Dechert LLP |
| Nov. 5, 2010 | William A. Jacobson, Associate Clinical Professor of Law Director, Cornell Securities Law Clinic and Gabriel de Corral, Cornell
Law School |
| Nov. 5, 2010 | John W. (Jack) Hildebrand, Registered Representative, Phoenix Financial, Incorporated |
| Nov. 5, 2010 | Kevin R. Keller, CAE Chief Executive Officer, Certified Financial Planner Board of Standards, Inc. |
| Nov. 5, 2010 | David Kosters, Individual Investor |
| Nov. 5, 2010 | Dorothy A. Berry, Chair, IDC Governing Council, Independent Directors Council |
| Nov. 5, 2010 | Bruce E. Siennick, CFS, CLTC, NAIFA |
| Nov. 5, 2010 | Hugh A. Simpson, Executive Vice President, General Counsel, FirstCommand and Secretary and Adan D. Araujo, Senior Vice President , Chief Compliance Officer, FirstCommand |
| Nov. 5, 2010 | Brendan Daly, Legal and Compliance Counsel, Commonwealth Financial Network |
| Nov. 5, 2010 | David B. Smith, Jr., Executive Vice President and General Counsel, Mutual Fund Directors Forum |
| Nov. 5, 2010 | Sutherland Asbill & Brennan & LLP on behalf of our client, the Committee of Annuity Insurers |
| Nov. 5, 2010 | Blaine F. Aikin, CEO and Kristina A. Fausti, Director of Legal and Regulatory Affairs, Fiduciary 360 |
| Nov. 5, 2010 | David Oestriecher, Chief Legal Counsel; Darrell Braman, Managing Counsel; Laura Chasney, Managing Counsel; and Fran Pollack-Matz
Senior Counsel; T. Rowe Price Investment Services, Inc. |
| Nov. 5, 2010 | Ronald A. Holinsky, Deputy General Counsel, Janney Montgomery Scott LLC |
| Nov. 5, 2010 | William A. Gribble, CLU, Registered Representative |
| Nov. 5, 2010 | Jeffrey W. Rubin, Chair of the Committee on Federal Regulation of Securities, American Bar Association |
| Nov. 5, 2010 | Robert M. Wright, Financial Services Representative, Asset Management Group, Inc. |
| Nov. 5, 2010 | Karrie McMillan, General Counsel, Investment Company Institute |
| Nov. 5, 2010 | Robert J. Hollander, LUTCF, National Association of Insurance and Financial Advisors |
| Nov. 5, 2010 | Michelle R. Rosenberg, Vice President & Assistant General Counsel, Janus Capital Management LLC |
| Nov. 5, 2010 | Shawn McLaughlin, Chairman of the Board, Virginia College Savings Plan and Mary G. Morris, Chief Executive Officer, Virginia College Savings Plan |
| Nov. 5, 2010 | Vince E. Henzel |
| Nov. 5, 2010 | Kenneth Dombart |
| Nov. 5, 2010 | David J. Lekich, Vice President and Associate General Counsel, Charles Schwab & Co., Inc. |
| Nov. 5, 2010 | Stephen G. Summerlin, CFP |
| Nov. 5, 2010 | Mercer Bullard, Founder and President, Fund Democracy and Barbara Roper, Director of Investor Protection, Consumer Federation of America |
| Nov. 5, 2010 | Glenn H. Williams |
| Nov. 5, 2010 | Kristin H. Ives, Stradley Ronon Stevens & Young, LLP |
| Nov. 5, 2010 | Michael D. Shumway |
| Nov. 5, 2010 | David A. Cohen, Assistant Director-Government Relations, Financial Planning Association |
| Nov. 5, 2010 | William M. Tartikoff, Senior Vice President and General Counsel, Calvert Group, Ltd. and Jane B. Maxwell, Assistant Vice President and Assistant General Counsel, Calvert Group, Ltd. |
| Nov. 5, 2010 | Christian W. Thwaites, Chief Executive Officer, Sentinel Investments and John Birch Chief, Operating Officer, Sentinel Investments |
| Nov. 5, 2010 | Barry Davis |
| Nov. 5, 2010 | Charles M. Widenhouse, Widenhouse Insurance Services |
| Nov. 5, 2010 | Dale E. Brown, CAE President & CEO, Financial Services Institute, Inc. |
| Nov. 5, 2010 | Susan James |
| Nov. 5, 2010 | Stephanie L. Brown, Managing Director, General Counsel, LPL Financial, Boston, Massachusetts |
| Nov. 5, 2010 | Paul M. Hatch, Morgan Stanley Smith Barney LLC, Purchase, New York |
| Nov. 5, 2010 | Gary Sanders, National Association of Insurance and Financial Advisors, Falls Church, Virginia |
| Nov. 5, 2010 | John G. Thompson, Ramsey, New Jersey |
| Nov. 5, 2010 | Stroock & Stroock & Lavan LLP |
| Nov. 5, 2010 | Jeffrey LaRocco, CLU, Avondale Est, Georgia |
| Nov. 5, 2010 | James D. Weddle, Managing Partner, Edward Jones |
| Nov. 5, 2010 | Todd Jones, Centerville, Utah |
| Nov. 5, 2010 | Terence L Nolan, Agent Northwestern Mutual , Kenosha, Wisconsin |
| Nov. 5, 2010 | Rory Wold, Medford, Oregon |
| Nov. 5, 2010 | Mark N. Polebaum, Executive Vice President - General Counsel, MFS Investment Management, Boston, Massachusetts |
| Nov. 5, 2010 | Thomas R. Clark, CLU, ChFC, National Association of Insurance and Financial Advisors, West Des Moines, Iowa |
| Nov. 5, 2010 | Jill H. Clark, Life Insurance Consultant, West Des Moines, Iowa |
| Nov. 5, 2010 | Kevin M. Carroll, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association |
| Nov. 5, 2010 | Danette Scott |
| Nov. 5, 2010 | Jonathan R. Baum, Dreyfus Corporation |
| Nov. 5, 2010 | Marco Giglio |
| Nov. 5, 2010 | Aimee A. Toth, Allegheny Financial Group |
| Nov. 5, 2010 | Robert H. Fitzsimmons |
| Nov. 5, 2010 | Michael Ovshak |
| Nov. 5, 2010 | Diana Johnston |
| Nov. 5, 2010 | Timothy A. Sheehan |
| Nov. 5, 2010 | Terrence J. Cullen, Pioneer Investment Management, Inc. |
| Nov. 5, 2010 | Joseph Chalom |
| Nov. 5, 2010 | Chaz Hart |
| Nov. 5, 2010 | Paul Roa |
| Nov. 5, 2010 | Steve Owings |
| Nov. 5, 2010 | Larry E. Matson |
| Nov. 5, 2010 | Susan Hays |
| Nov. 5, 2010 | Mary Anne Reyes |
| Nov. 4, 2010 | Gregory A. Watts |
| Nov. 4, 2010 | Roscoe O. Orton |
| Nov. 4, 2010 | Tom Nitti |
| Nov. 4, 2010 | Laura M. Green, Green Financial Resources, LLC |
| Nov. 4, 2010 | Larry Peterson, Investors Capital Corporation |
| Nov. 4, 2010 | Mark E. Oboy |
| Nov. 4, 2010 | Robert D. Jenkins |
| Nov. 4, 2010 | Larry J. Winkelhake, Principal Financial Group |
| Nov. 4, 2010 | Robert L. Avery |
| Nov. 4, 2010 | Tim Black, DC Plan Investment Council |
| Nov. 4, 2010 | Robert L. Avery |
| Nov. 4, 2010 | Ed Sneed |
| Nov. 4, 2010 | Claude Hackett |
| Nov. 4, 2010 | Larry Taunt |
| Nov. 4, 2010 | Roger McDowell |
| Nov. 4, 2010 | Philip A. Feigan, Rothberger Johnson & Lyons LLP |
| Nov. 4, 2010 | Edward Meinen |
| Nov. 4, 2010 | Diane Smith |
| Nov. 4, 2010 | Michael P. Doyle, Pershing LLC |
| Nov. 4, 2010 | Thomas V. Lynch |
| Nov. 4, 2010 | Dykema Gossett Pllc |
| Nov. 4, 2010 | Robert M. Keith, AllianceBernstein Mutual Funds |
| Nov. 4, 2010 | Craig Meylan |
| Nov. 4, 2010 | Rick Strevey, Strevey Financial Services |
| Nov. 4, 2010 | Dennis J. Kistner |
| Nov. 4, 2010 | Gregory D. Bervig |
| Nov. 4, 2010 | Larry R. Behnken |
| Nov. 4, 2010 | David J. Myers, Upstreet Financial Advisors |
| Nov. 4, 2010 | Ronald T. Cream, American General Life |
| Nov. 4, 2010 | Herbert C. Schafer |
| Nov. 4, 2010 | W. Edward Hege, Hege Financial Group |
| Nov. 4, 2010 | Keith Lecky |
| Nov. 4, 2010 | Todd A. Rose |
| Nov. 4, 2010 | Mary Leneghan Skuhrovec |
| Nov. 4, 2010 | Sullivan & Cromwell Llp |
| Nov. 4, 2010 | Irvin Rosenzweig |
| Nov. 4, 2010 | Donald Nau |
| Nov. 4, 2010 | Michael Strohm |
| Nov. 4, 2010 | Mark Olson |
| Nov. 4, 2010 | Xenophon Papanikolaou |
| Nov. 4, 2010 | Randy Gorsuch |
| Nov. 4, 2010 | Jim Kugler |
| Nov. 4, 2010 | James Browne |
| Nov. 4, 2010 | Kramer Levin Naftalis and Frankel LLP |
| Nov. 4, 2010 | Roger Seim |
| Nov. 4, 2010 | Joshua Sirek |
| Nov. 4, 2010 | Charles Nelson |
| Nov. 4, 2010 | Michael Lydon |
| Nov. 4, 2010 | David Koll |
| Nov. 4, 2010 | Scott Kieper |
| Nov. 4, 2010 | Roger Green |
| Nov. 4, 2010 | George W. Walters, AIF, Owner, California Asset Management |
| Nov. 3, 2010 | Roger Goren, CLU |
| Nov. 3, 2010 | Joan Marshall, Chair, College Savings Plans Network and Peter Mazareas, Chairman, College Savings Foundation |
| Nov. 3, 2010 | Dorletta "Dee" Stroh |
| Nov. 3, 2010 | Matt D'arcy |
| Nov. 3, 2010 | Richard J. Hestwood |
| Nov. 3, 2010 | Gregg Schlaudecker |
| Nov. 3, 2010 | Michael Dahlberg |
| Nov. 3, 2010 | Gary T. Wolff |
| Nov. 3, 2010 | Anthony V. Kulis |
| Nov. 3, 2010 | Stephen Scott |
| Nov. 3, 2010 | Beverly S. Kafkas |
| Nov. 3, 2010 | Sean Fitts |
| Nov. 3, 2010 | Roger Clark |
| Nov. 3, 2010 | Angela Envick |
| Nov. 3, 2010 | Neal Thomas |
| Nov. 3, 2010 | Charles Beck |
| Nov. 3, 2010 | Mark Mendenhall |
| Nov. 3, 2010 | Aaron Katyl |
| Nov. 3, 2010 | Chris Hunter |
| Nov. 3, 2010 | Michael Sigmon |
| Nov. 3, 2010 | Alexander Smith |
| Nov. 3, 2010 | Charles Kenny |
| Nov. 3, 2010 | Barry Cook |
| Nov. 3, 2010 | Forrest Galyean |
| Nov. 3, 2010 | Randall Kaufmann |
| Nov. 3, 2010 | Roman Lopatynski |
| Nov. 3, 2010 | Jesse Daniels |
| Nov. 3, 2010 | Thomas Kokinda |
| Nov. 3, 2010 | David Spellman |
| Nov. 3, 2010 | Joanne Madar |
| Nov. 3, 2010 | Arthur F. Grant, Cadaret, Grant & Co., Inc. |
| Nov. 3, 2010 | Anonymous |
| Nov. 2, 2010 | Kevin D. Frost, CLU, ChFC |
| Nov. 2, 2010 | Brian H. Graff, ASPPA |
| Nov. 2, 2010 | Brian Lahr |
| Nov. 2, 2010 | Adam Sachs |
| Nov. 2, 2010 | Stanley Britson |
| Nov. 2, 2010 | Mel Applebaum |
| Nov. 2, 2010 | Terry Headley |
| Nov. 2, 2010 | John Mcmahon |
| Nov. 2, 2010 | Michael Garvey |
| Nov. 2, 2010 | J. Cornell Svaren |
| Nov. 2, 2010 | Daniel J. May, CFP, President & CEO, AdvisorNet Financial |
| Nov. 2, 2010 | Jason D. May, Financial Advisor |
| Nov. 2, 2010 | Todd Swanson |
| Nov. 2, 2010 | Roger Hubley |
| Nov. 2, 2010 | Brian Boehm |
| Nov. 2, 2010 | Paul Colasante |
| Nov. 2, 2010 | William Beemer |
| Nov. 2, 2010 | Larry H. Goldbrum, General Counsel, The SPARK Institute, Inc. |
| Nov. 2, 2010 | Kay Freitag |
| Nov. 2, 2010 | Anthony Bertasi |
| Nov. 2, 2010 | Douglas Peete |
| Nov. 2, 2010 | Walker Wellford |
| Nov. 2, 2010 | Gregory Massey |
| Nov. 2, 2010 | Brett Welch |
| Nov. 2, 2010 | Jessica Schock |
| Nov. 2, 2010 | Stephen Robey |
| Nov. 2, 2010 | Gary Havir |
| Nov. 2, 2010 | Karen Denton |
| Nov. 2, 2010 | Thomas Hruby |
| Nov. 2, 2010 | Robert O'Fallon |
| Nov. 2, 2010 | David Dinn |
| Nov. 2, 2010 | Nancy Onderko |
| Nov. 2, 2010 | Robin Hirsch |
| Nov. 2, 2010 | John Taylor |
| Nov. 2, 2010 | Terry Attlesey |
| Nov. 2, 2010 | Warren West |
| Nov. 2, 2010 | William Singer |
| Nov. 2, 2010 | Ruth Wassinger |
| Nov. 2, 2010 | Rebecca Raeke |
| Nov. 2, 2010 | Greg Sanchez |
| Nov. 2, 2010 | Daniel Tuzson |
| Nov. 2, 2010 | TBrent Thomson |
| Nov. 2, 2010 | Steve Asche |
| Nov. 2, 2010 | Jeremiah Downs |
| Nov. 2, 2010 | Joseph McGinn Jr. |
| Nov. 2, 2010 | Joel Brekken |
| Nov. 2, 2010 | Steven Penn |
| Nov. 2, 2010 | Bill Watson |
| Nov. 2, 2010 | Michael Hoffman |
| Nov. 2, 2010 | James Stitt |
| Nov. 2, 2010 | Jan Christensen |
| Nov. 2, 2010 | Patricia Lovelette |
| Nov. 2, 2010 | Jeffrey Jarnes |
| Nov. 2, 2010 | Gary Wolff |
| Nov. 2, 2010 | Laura Riley |
| Nov. 2, 2010 | Julie M. Hetland |
| Nov. 2, 2010 | Lance D. Perkins |
| Nov. 2, 2010 | Edward I. Smith |
| Nov. 2, 2010 | David G. Walsh, Cornerstone Financial Group |
| Nov. 2, 2010 | Russell Porter |
| Nov. 2, 2010 | Bruce J. Pope |
| Nov. 2, 2010 | David C. Janson |
| Nov. 2, 2010 | Mark Isenberg |
| Nov. 2, 2010 | Frank Kinter |
| Nov. 2, 2010 | Joe Heisler |
| Nov. 2, 2010 | Janna Lee Strauss |
| Nov. 2, 2010 | Peter G. Bahner |
| Nov. 2, 2010 | Stephen R. Mcneely, McNeely Financial Services, Inc. |
| Nov. 2, 2010 | Jerome Brandt |
| Nov. 2, 2010 | Craig Adamson, Adamson Financial Planning |
| Nov. 2, 2010 | Laura Drake |
| Nov. 2, 2010 | David Doozan |
| Nov. 2, 2010 | Marvin J. Stallman |
| Nov. 2, 2010 | Linda Robinson Rutz |
| Nov. 2, 2010 | Wayne Landesman |
| Nov. 2, 2010 | Gary Froeschle |
| Nov. 2, 2010 | Roger I. Grumdahl |
| Nov. 2, 2010 | Chad A. Horsham |
| Nov. 2, 2010 | Jerry Downs |
| Nov. 2, 2010 | Terri Landry |
| Nov. 2, 2010 | Laura T. Mcfadden |
| Nov. 2, 2010 | Bobby Yingling |
| Nov. 2, 2010 | Gary Siddons |
| Nov. 2, 2010 | W. Keith Bowie |
| Nov. 2, 2010 | Pat Beard |
| Nov. 2, 2010 | Kevin Michaels |
| Nov. 1, 2010 | Raymond D. Kojetin |
| Nov. 1, 2010 | John C. Magnuson, CPA |
| Nov. 1, 2010 | Robert Farabaugh |
| Nov. 1, 2010 | James M. Juengling |
| Nov. 1, 2010 | Peter R. Magni, Wellesley Financial Groups |
| Nov. 1, 2010 | Joe P. Nix, The Carpenters' Financial Group, Inc. |
| Nov. 1, 2010 | Kevin A. Brown |
| Nov. 1, 2010 | Barry Hunter |
| Nov. 1, 2010 | Kimball R. Doxey, Oxford Financial Group, Inc. |
| Nov. 1, 2010 | Harvey Brode |
| Nov. 1, 2010 | Larry D. Burch |
| Nov. 1, 2010 | C. Dennis Burd |
| Nov. 1, 2010 | James L. Yost, Riverfront Financial Groups |
| Nov. 1, 2010 | S. Paul Moehring |
| Nov. 1, 2010 | Wesley G. Lentz |
| Nov. 1, 2010 | Scott M. Thomas |
| Nov. 1, 2010 | Regina Scott |
| Nov. 1, 2010 | Amit R. Gandhi |
| Nov. 1, 2010 | Darrell E. Westby |
| Nov. 1, 2010 | Deana Hill |
| Nov. 1, 2010 | Greg Anderson |
| Nov. 1, 2010 | Angie Marshall |
| Nov. 1, 2010 | Dornell Reese |
| Nov. 1, 2010 | Ann Mcclure |
| Nov. 1, 2010 | John Erskine |
| Nov. 1, 2010 | Mark E. Miehe |
| Nov. 1, 2010 | David Haymes |
| Nov. 1, 2010 | Robert Miller |
| Nov. 1, 2010 | Tallie Young |
| Nov. 1, 2010 | Shirley Krenik |
| Nov. 1, 2010 | Gregory Butler |
| Nov. 1, 2010 | David Daniels |
| Nov. 1, 2010 | Dario Saintus |
| Nov. 1, 2010 | Kevin Vaughan |
| Nov. 1, 2010 | Juli Mcneely |
| Nov. 1, 2010 | Jeffrey Allison |
| Nov. 1, 2010 | John Bailey |
| Nov. 1, 2010 | Kyle Herman |
| Nov. 1, 2010 | Barbara Novick, Vice Chairman, BlackRock, Inc. |
| Nov. 1, 2010 | Donald Brown |
| Nov. 1, 2010 | Boris Lokshin |
| Nov. 1, 2010 | Adam Kilbourn |
| Nov. 1, 2010 | Steven Summa |
| Nov. 1, 2010 | Eric Nelson |
| Nov. 1, 2010 | Nicholas Boylan |
| Nov. 1, 2010 | David Sewell |
| Nov. 1, 2010 | Adym Rygmyr |
| Nov. 1, 2010 | Arthur Ogren |
| Nov. 1, 2010 | James Baird |
| Nov. 1, 2010 | Bret Andrus |
| Nov. 1, 2010 | Linda Deason |
| Nov. 1, 2010 | Edward Auble |
| Nov. 1, 2010 | Ned Lautenbach |
| Nov. 1, 2010 | Mark Staat |
| Nov. 1, 2010 | Jon Flynn |
| Nov. 1, 2010 | William Small |
| Nov. 1, 2010 | Cheryl Botkin |
| Nov. 1, 2010 | Paul Gillham |
| Nov. 1, 2010 | Harold Shepard |
| Nov. 1, 2010 | Tracy Lippel |
| Nov. 1, 2010 | Kenneth Haselhorst |
| Nov. 1, 2010 | Zipporah Groth |
| Nov. 1, 2010 | Deena Dansby |
| Nov. 1, 2010 | Eric Hess |
| Nov. 1, 2010 | Michael Lynch |
| Oct. 31, 2010 | Laura DeGolier |
| Oct. 31, 2010 | M Paul DeFelice |
| Oct. 31, 2010 | Roland Pfeiffer |
| Oct. 31, 2010 | Elizabeth Wentling |
| Oct. 31, 2010 | Michael Gottlieb |
| Oct. 31, 2010 | Wayne D. Leboeuf, President, Money Concepts Financial Planning Centre |
| Oct. 30, 2010 | Mark Sorenson |
| Oct. 30, 2010 | David Rudert |
| Oct. 30, 2010 | Michael Immel |
| Oct. 30, 2010 | Nathaniel Sanders |
| Oct. 30, 2010 | Randy Sauve |
| Oct. 30, 2010 | David Belk |
| Oct. 30, 2010 | John Earhart, II |
| Oct. 29, 2010 | Donald Hedrick |
| Oct. 29, 2010 | Brian Sandberg |
| Oct. 29, 2010 | James Leggott |
| Oct. 29, 2010 | John Lynch |
| Oct. 29, 2010 | Steven Schildt |
| Oct. 29, 2010 | Chander Sharma |
| Oct. 29, 2010 | Linda Moore |
| Oct. 29, 2010 | Rich Campbell |
| Oct. 29, 2010 | Ricky Crabtree |
| Oct. 29, 2010 | Cheryl Ceqdoes |
| Oct. 29, 2010 | Joseph Dovi |
| Oct. 29, 2010 | Ron Ota |
| Oct. 29, 2010 | Michele Joyner, Director of Client Services, The Kelly Group |
| Oct. 29, 2010 | Alan King, Branch Manager, Raymond James Financial Services |
| Oct. 29, 2010 | Jim Kinyon, Triad Advisors |
| Oct. 29, 2010 | William Gettings, Gettings Reed Financial Services |
| Oct. 29, 2010 | Mark Wiegenstein, CFP®, Registered Principal, Wiegenstein & Associates, LLC |
| Oct. 29, 2010 | Charles Maxim, Financial Advisor, Shared Vision Advisors |
| Oct. 29, 2010 | Iliza Bartels, Financial Advisor, Royal Alliance Associates |
| Oct. 29, 2010 | Lois Anthonisen, CFP®, Anthonisen Financial Corporation |
| Oct. 29, 2010 | Larry Peterson, Investors Capital Corporation |
| Oct. 29, 2010 | Sabino Ranaudo, CLU, Chartered Financial Consultant, Wienken & Associates |
| Oct. 29, 2010 | Brian J. Troth, Branch Manager, Raymond James Financial Services Inc. |
| Oct. 29, 2010 | Scott Leverenz, CRPC, Financial Resource Group |
| Oct. 29, 2010 | Jim Fuller, LUTCF, Vice President - Individual Products & Sales |
| Oct. 29, 2010 | Gregory J. Edgehouse, Senior Vice President & Managing Counsel, KeyBank National Association |
| Oct. 29, 2010 | Jeremy Oliver |
| Oct. 29, 2010 | Richard Allen, Farmers Insurance Group |
| Oct. 29, 2010 | Richard Budelman, Financial Services Representative, New York Life Insurance Company |
| Oct. 29, 2010 | Neal Engwall, Managing Partner, Mangrove Financial Group |
| Oct. 29, 2010 | enry Greiner, President, Money Concepts Capital Corp |
| Oct. 29, 2010 | Tim Barnette, Registered Principal, Barnette Financial Group |
| Oct. 29, 2010 | Stan Spackeen, Financial Directions LLC |
| Oct. 28, 2010 | Scott Leverenz, RPC, Financial Resource Group |
| Oct. 28, 2010 | Jon Postyn |
| Oct. 28, 2010 | Joseph F. O’Connor, CPA, CLU, ChFC, Financial Representative |
| Oct. 28, 2010 | John S. Tuttle, CLU, ChFC, Wealth Management Adviser |
| Oct. 28, 2010 | Larry C. Klingensmith |
| Oct. 28, 2010 | Jeff L. Holland, CLU, ChFC, HollandStivers & Associates, LLC |
| Oct. 28, 2010 | John A. Williamson, Jr. CLU, ChFC, AEP |
| Oct. 28, 2010 | David M. Edwards, LUTCF |
| Oct. 28, 2010 | Douglas A. Darling |
| Oct. 28, 2010 | Stephen Michaels, Financial Planner, Michaels and Tullio, LLC |
| Oct. 28, 2010 | Harjeet Ghai |
| Oct. 28, 2010 | David Peters |
| Oct. 28, 2010 | James Mustard |
| Oct. 28, 2010 | Robert Schroth |
| Oct. 28, 2010 | Robert Rifkin |
| Oct. 28, 2010 | Craig Forbes |
| Oct. 28, 2010 | Kerri Kimball |
| Oct. 28, 2010 | Thomas Baker |
| Oct. 28, 2010 | Tony Pulley |
| Oct. 28, 2010 | Robert Smith |
| Oct. 28, 2010 | Z. Jane Riley |
| Oct. 28, 2010 | Chiu Tsen Lu Coberly |
| Oct. 28, 2010 | Greg Atkins |
| Oct. 28, 2010 | Susan Spancers |
| Oct. 28, 2010 | Long Tan |
| Oct. 28, 2010 | Gerald Smith |
| Oct. 28, 2010 | Jodie Galloway, President, Financial Plans Services, Inc. |
| Oct. 28, 2010 | Ronald Simmons, NAIFA |
| Oct. 28, 2010 | Subramanian Krishnan, Rep, Northwestern Mutual Life |
| Oct. 28, 2010 | Joe Herkert, Financial Planner |
| Oct. 28, 2010 | James Weston |
| Oct. 28, 2010 | David Lerner |
| Oct. 28, 2010 | Cheryl Gunsell |
| Oct. 28, 2010 | Casey Eden |
| Oct. 28, 2010 | Thacher Emory |
| Oct. 28, 2010 | Richard Hunter , Financial Advisor |
| Oct. 28, 2010 | Thomas Lynch, Financial Services Professional |
| Oct. 28, 2010 | Sam Shada |
| Oct. 28, 2010 | Thomas Baird |
| Oct. 28, 2010 | Robert Smith |
| Oct. 28, 2010 | Renita Dick, Registered Representatives |
| Oct. 28, 2010 | Joe Altebaumer |
| Oct. 28, 2010 | Joseph Carrico, NAIFA |
| Oct. 28, 2010 | John Klich |
| Oct. 28, 2010 | Janice Kaplan |
| Oct. 28, 2010 | Hans Myklebust, NAIFA |
| Oct. 28, 2010 | Sandra Gilliam, Financial Services Professional |
| Oct. 28, 2010 | George Allen, Wealth Management Advisor |
| Oct. 28, 2010 | Patrick Williams, Country Financial |
| Oct. 28, 2010 | Jackson P. Calhoun |
| Oct. 28, 2010 | Dwight Roark, Lincoln Investment Planning, Inc. |
| Oct. 28, 2010 | Jason T. Beckendorf, Investment Adviser Representative |
| Oct. 28, 2010 | David J. Mills, Mills Insurance Agency |
| Oct. 28, 2010 | Nikki Doremus, The Hammond Agency, Inc |
| Oct. 28, 2010 | Daniel N. Steinberg |
| Oct. 28, 2010 | Aaron N. Pelchar |
| Oct. 28, 2010 | Barry Johnson, Investment Advisor Representative |
| Oct. 28, 2010 | Jeffrey M. Fritzke, Metlife Financial Group Of Upstate Ny |
| Oct. 27, 2010 | Avshalom Gad, Eagle Strategies Llc, |
| Oct. 27, 2010 | Luke Perry, North Star Consultants Of Texas |
| Oct. 27, 2010 | John E. Dill |
| Oct. 27, 2010 | Rick Bell, Pacific Advisors |
| Oct. 27, 2010 | Jim Sheridan |
| Oct. 27, 2010 | Mark Derby |
| Oct. 27, 2010 | Nathan T. Mckay Sr., Nylife Securities Llc |
| Oct. 27, 2010 | Wade L. Scott |
| Oct. 27, 2010 | Lodie V. Biggs |
| Oct. 27, 2010 | William J. Toay, Redbud Financial Group |
| Oct. 27, 2010 | Thomas R. Schaffer, New York Life |
| Oct. 27, 2010 | Andrew R. Gilbert, Semler Financial Group, Llc. |
| Oct. 27, 2010 | Doug Richards, Insurance Designers |
| Oct. 27, 2010 | Richard Geib |
| Oct. 27, 2010 | Rick G. Wentz |
| Oct. 27, 2010 | Don Schleicher, Schleicher Financial |
| Oct. 27, 2010 | Randy Carlson |
| Oct. 27, 2010 | Russell Engstrom |
| Oct. 27, 2010 | Rick Rietmann, Standard Financial Services |
| Oct. 27, 2010 | Mark R. Cordner |
| Oct. 27, 2010 | Mark G. Derby |
| Oct. 27, 2010 | Marc D. Siverson |
| Oct. 27, 2010 | Lorne Hargis |
| Oct. 27, 2010 | Bob Sukolsky |
| Oct. 27, 2010 | Joel Field |
| Oct. 27, 2010 | David F. Woods |
| Oct. 27, 2010 | Matthew Vest |
| Oct. 27, 2010 | Michael D. Farmer, Principal Financial Group |
| Oct. 27, 2010 | Barry A. Mcbride, Sun Cornerstone Group, Inc. |
| Oct. 27, 2010 | Jerry Schutte, CHFC |
| Oct. 27, 2010 | Peter Smith |
| Oct. 27, 2010 | Nancy Russell, LUTCF, Registered Representative |
| Oct. 27, 2010 | Dianna Mercier, nylife securities |
| Oct. 27, 2010 | Bradley Burr |
| Oct. 27, 2010 | Thomas Mccaffrey, NAIFA |
| Oct. 27, 2010 | James Browne, CFP, Allegheny Investments LTD |
| Oct. 27, 2010 | Randall Melquist, MML Investors Services, Inc. |
| Oct. 27, 2010 | Dennis Wells |
| Oct. 27, 2010 | Daniel Chambers, NAIFA Kankakee Valley Association |
| Oct. 27, 2010 | Robert Newman |
| Oct. 27, 2010 | Peter Sullivan |
| Oct. 27, 2010 | Abraham Fried |
| Oct. 27, 2010 | John Howe |
| Oct. 27, 2010 | Chris Hauter |
| Oct. 27, 2010 | Thomas Gearhart |
| Oct. 27, 2010 | Brian Urie |
| Oct. 27, 2010 | Gordon Sato |
| Oct. 27, 2010 | Jay Crowther |
| Oct. 27, 2010 | Donald Martyn |
| Oct. 27, 2010 | Judy Parris |
| Oct. 27, 2010 | Paul Arvin |
| Oct. 27, 2010 | William Robertson |
| Oct. 27, 2010 | Peter Mccarty |
| Oct. 27, 2010 | Robert Joki |
| Oct. 27, 2010 | Jamie Imus |
| Oct. 27, 2010 | Lee Defelice |
| Oct. 27, 2010 | Herbert Flowers |
| Oct. 27, 2010 | Ray White |
| Oct. 27, 2010 | Giuseppe Bianco |
| Oct. 27, 2010 | Tamie Myers |
| Oct. 27, 2010 | Martin Mcguire |
| Oct. 27, 2010 | William Daines |
| Oct. 27, 2010 | Edna Dimataga-Fernandez |
| Oct. 27, 2010 | John Holdorf |
| Oct. 27, 2010 | Candice E. Montie |
| Oct. 27, 2010 | Dan H. Tripp |
| Oct. 27, 2010 | Michael Garrity, The Garrity Group |
| Oct. 27, 2010 | Dan Madigan |
| Oct. 27, 2010 | Robert L. Vinson |
| Oct. 27, 2010 | Bradley Olschlager |
| Oct. 27, 2010 | Michael Miller |
| Oct. 27, 2010 | Terry D. Hollar |
| Oct. 27, 2010 | Rondol L. Davidson |
| Oct. 27, 2010 | Debbie Foster |
| Oct. 27, 2010 | Neal A. Thomas |
| Oct. 27, 2010 | Bradley E. Bashem |
| Oct. 27, 2010 | Douglas Rowan |
| Oct. 27, 2010 | Paul Foley |
| Oct. 27, 2010 | Jeff Biggs |
| Oct. 27, 2010 | Howard L. Barto, David White & Associates |
| Oct. 27, 2010 | John Settembrino |
| Oct. 27, 2010 | Theodore Malette |
| Oct. 27, 2010 | Tim Grable |
| Oct. 27, 2010 | Diane Stuart |
| Oct. 27, 2010 | Kevin Mulqueen |
| Oct. 27, 2010 | Edwin A. McKnight |
| Oct. 27, 2010 | Leonard Mirabile |
| Oct. 27, 2010 | John P. Steele |
| Oct. 27, 2010 | Miles K. Moriyama |
| Oct. 27, 2010 | Gerard Perkins |
| Oct. 27, 2010 | Troy Kemelgor, Northwestern Mutual |
| Oct. 27, 2010 | Matthew Echelmeier, NAIFA Greater Philadelphia |
| Oct. 27, 2010 | Tim Elkins, The Elkins Agency |
| Oct. 27, 2010 | Lawrence Shafier |
| Oct. 27, 2010 | Michael Goldfeder |
| Oct. 27, 2010 | Dustin Hughes |
| Oct. 27, 2010 | Brandon Ten Brink |
| Oct. 27, 2010 | Randall Teegardin, NAIFA |
| Oct. 27, 2010 | Rick Peterson, National Committee Person NAIFA/ Arkansas |
| Oct. 27, 2010 | Mark Surgener, MRCT Benefits Plus |
| Oct. 27, 2010 | Van Land, NAIFA |
| Oct. 27, 2010 | Evan Barrett, NAIFA |
| Oct. 27, 2010 | Pat Saltsman |
| Oct. 27, 2010 | Michael J. Ables |
| Oct. 27, 2010 | Louis P. Pettinato |
| Oct. 27, 2010 | Pamela Sith |
| Oct. 27, 2010 | Dan Kalina |
| Oct. 27, 2010 | John Chiodini |
| Oct. 27, 2010 | Edward Van Hal, Van Hal Insurance Services |
| Oct. 27, 2010 | Sam Firman |
| Oct. 27, 2010 | David V. Leonard Jr. |
| Oct. 27, 2010 | Johnathan West |
| Oct. 27, 2010 | Sherri A. Mitchell |
| Oct. 27, 2010 | Al Elliott, Elliott Retirement Planning, LLC |
| Oct. 27, 2010 | Connie S. Mosley LUTCF, FSS |
| Oct. 27, 2010 | Randy Schuster, Centra Financial Group |
| Oct. 27, 2010 | Tina Sumner-Lane, LUTCF |
| Oct. 27, 2010 | Donna C. Rettig, LUTCF |
| Oct. 27, 2010 | Steven R. Hartman, CLU, ChFC |
| Oct. 27, 2010 | Russell S. Andrews, CLU, ChFC, Member, National Assoc. of Ins. Financial Advisors, Syracuse, New York |
| Oct. 27, 2010 | Robert H. Barnette, Vice President of The Life Division, Spartanburg, South Carolina |
| Oct. 27, 2010 | David B. Bianchi, CLU, Reno, Nevada |
| Oct. 27, 2010 | Gary Bolger, Financial Representative, Elgin, Illinois |
| Oct. 27, 2010 | Matthew Collins, Oaklyn, New Jersey |
| Oct. 27, 2010 | Anthony M. Crisci, Jr., Financial Services Professional, Newark, New York |
| Oct. 27, 2010 | John Denecke, Financial Consultant, Thrivent Financial for Lutherans, Milwaukee, Wisconsin |
| Oct. 27, 2010 | Richard A. Fitzer, Registered Representative, MML Investors Services, Inc., St. Louis, Missouri |
| Oct. 27, 2010 | Howard W. Helms, Rock Hill, South Carolina |
| Oct. 27, 2010 | Dennis T. Higuchi, CLU, ChFC, Registered Principal of Transamerica Financial Advisors, Honolulu, Hawaii |
| Oct. 27, 2010 | Kurt V. Hopkin, Reg Rep EquiTrust, Cody, Wyoming |
| Oct. 27, 2010 | Thomas J. Kanaley, JD, Financial Advisor, San Jose, California |
| Oct. 27, 2010 | Tina S. Lane, Naifa- Va, Covington, Virginia |
| Oct. 27, 2010 | Francisco Morales, National Association of Insurance and Financial Advisor, Waterford, Wisconsin |
| Oct. 27, 2010 | Mirylis M. Morelan, CFO Morelan Associates, Inc., San Jose, California |
| Oct. 27, 2010 | Thomas L. Newton, CLU ChFC CLTC LUTCF, NAIFA, Scotts Valley, California |
| Oct. 27, 2010 | Jason Rucker, Gilbert, Arizona |
| Oct. 27, 2010 | Darlene Tucker |
| Oct. 27, 2010 | Michael Vince, Tucson, Arizona |
| Oct. 27, 2010 | Craig M. Volk, Wealth Management Advisor, Minneapolis, Minnesota |
| Oct. 27, 2010 | Peter Wolff, Past President, Naifa DE, Newark, Delaware |
| Oct. 27, 2010 | Elwood Syverson, LUTCF |
| Oct. 27, 2010 | Thomas P. McCarty |
| Oct. 27, 2010 | Terry Fullmer CLU, ChFC |
| Oct. 27, 2010 | Jennifer Fischer |
| Oct. 27, 2010 | Davin J. Bell |
| Oct. 27, 2010 | Adam Solano |
| Oct. 27, 2010 | Glenn Goldman,
Goldman Lancaster, Inc. |
| Oct. 27, 2010 | Julie A. Veltus, LUTCF |
| Oct. 27, 2010 | Anne Marie C. Albertine, MBA, CFP, Society of Financial Services Professionals, CFP Board, National Association of Insurance and Financial Advisors, Bethesda, Maryland |
| Oct. 27, 2010 | Jesus Bustillos, El Paso, Texas |
| Oct. 27, 2010 | Lewis D. Custode, Jr., Chartered Life Underwriter, Chartered Financial Consultant, Chartered Adviser for Senior Living |
| Oct. 27, 2010 | Troy D. DeLair, North Ogden, Utah |
| Oct. 27, 2010 | Thomas C. Guebert, Greenville, Illinois |
| Oct. 27, 2010 | Jagdish R. Handa, Lake Success, New York |
| Oct. 27, 2010 | Scott Herrrmann, Burlington, Wisconsin |
| Oct. 27, 2010 | Hollis O. Inglett, Jr., National Association of Insurance and Financial Advisors, Daytona Beach, Florida |
| Oct. 27, 2010 | David Ion, Los Osos, California |
| Oct. 27, 2010 | Adam Keller, New Berlin, Wisconsin |
| Oct. 27, 2010 | Robert T Lynch, Sr., Registered Representative, Thornwood, New York |
| Oct. 27, 2010 | Roger S. McCulloufh, NAIFA, Fort Dodge, Iowa |
| Oct. 27, 2010 | Dennis McDaniel, Personal Financial Representative, Albuquerque, New Mexico |
| Oct. 27, 2010 | George Ronald Mercer, Registered Investment Advisor, Shreveport, Louisiana |
| Oct. 27, 2010 | Dan E. Nicholas, Long Term Care Planner, Aptos, California |
| Oct. 27, 2010 | Brian D. Smith |
| Oct. 27, 2010 | Harriet A. Spear, MBA, LTCP, LUTCF, Agent and Financial Services Professional, New York Life and NYLIFE Securities, Franklin, Tennessee |
| Oct. 27, 2010 | Michael D. Walker, PFR Allstate Financial Servives, Lynchburg, Virginia |
| Oct. 27, 2010 | Houillon, Financial Representative, Aurora, Illinois |
| Oct. 27, 2010 | Michael R. Farmer, CLU, ChFC, NAIFA, SFSP, Grand Rapids, Michigan |
| Oct. 27, 2010 | Lowell Nelson |
| Oct. 27, 2010 | Jim McPartland, CLU, ChFC |
| Oct. 27, 2010 | John N. Gust, Park Ridge, Illinois |
| Oct. 27, 2010 | Kenneth Grace, Farmington Hills, Michigan |
| Oct. 27, 2010 | Ronald M. Goss, Sr., NAIFA-GA President Elect, Cartersville, Georgia |
| Oct. 27, 2010 | William A. Hume, Registered Representative, State Farm VP Management Corp, Gurnee, Illinois |
| Oct. 27, 2010 | Gwendolyn Tibbals, Financial Services Professional |
| Oct. 27, 2010 | Larry R. Siegfried, Fort Collins, Colorado |
| Oct. 27, 2010 | Douglas J. Lagerstrom, Registered Representative, Tarzana, California |
| Oct. 27, 2010 | Brad Huber, NAIFA, Wilmington, Delaware |
| Oct. 27, 2010 | Ronald Jaeger, Rumson, New Jersey |
| Oct. 27, 2010 | Robert B. Frohman, CLU, ChFC |
| Oct. 27, 2010 | Christopher Taggart |
| Oct. 27, 2010 | Robert A. DiCola, Financial Advisor/Chartered Financial Consultant, Leechburg, Pennsylvania |
| Oct. 27, 2010 | M. Albert Burke, Registered Investment Advisor, Statesboro, Georgia |
| Oct. 27, 2010 | Trina Joyce |
| Oct. 27, 2010 | David M. Staton, Billings, Montana |
| Oct. 27, 2010 | Jeff Prentice |
| Oct. 27, 2010 | Michael J. Clark, CLU, ChFC |
| Oct. 27, 2010 | Michael T. Day, LUTCF |
| Oct. 27, 2010 | Robert D. Davey, CFP, Financial Advisor, Northwestern Mutual, West Hartford, Connecticut |
| Oct. 27, 2010 | Merra Lee Moffitt, Financial Planner/Advisor, Reading, Pennsylvania |
| Oct. 27, 2010 | John N. Schaper, Libertyville, Illinois |
| Oct. 27, 2010 | Daniel R. Brault, LUTCF |
| Oct. 27, 2010 | William H. Diersen, NAIFA, Appleton, Wisconsin |
| Oct. 27, 2010 | Jim Quandt, CFP®, AIF®, CLU, ChFC, CLTC |
| Oct. 27, 2010 | Anne M. Rubeo, National Assoc. of Insurance and Financial Advisors, Elmsford, New York |
| Oct. 27, 2010 | Keith J. Van Dell |
| Oct. 27, 2010 | Michael D. Bennetti, L&W Insurance Inc., Dover Delaware |
| Oct. 27, 2010 | Marty Berger, CLU, Berger Benefit Connections |
| Oct. 27, 2010 | Georgianna G. Latino, NYLife Securities/Eagle Strategies, LLC, Metairie, Louisiana |
| Oct. 27, 2010 | Rod L. Goeman, Farmers Financial Solutions Representative, Madison, South Dakota |
| Oct. 27, 2010 | Dallas Bokop, National Association of Insurance and Financial Advisors, Delmarva, Delaware |
| Oct. 27, 2010 | Kolleen Edwards, Pensacola, Florida |
| Oct. 27, 2010 | George R. Sutphen, III, Ringoes, New Jersey |
| Oct. 27, 2010 | Scott A. Vanderstraeten, LUTCF |
| Oct. 27, 2010 | Joseph E. Wirth, Chartered Financial Consultant, Morton, Illinois |
| Oct. 27, 2010 | Brian Richardson, CLTC, Denver, Colorado |
| Oct. 27, 2010 | Norman E. McCarthy, CLU, ChFC , FSP, Grand Blanc, Michigan |
| Oct. 27, 2010 | Allen J. Zutz, Thrivent Financial for Lutherans, Financial Associate, Bemidji, Minnesota |
| Oct. 27, 2010 | David B. Manuel, Lafayette, Louisiana |
| Oct. 27, 2010 | John A. Ungerman, CFP, Financial Planner, Pottstown, Pennsylvania |
| Oct. 27, 2010 | Harvey Lazarus, Registered Representative, Boston, Massachusetts |
| Oct. 27, 2010 | Richard Hartman, NAIFA, Rye Brook, New York |
| Oct. 27, 2010 | Daniel G. Koller, CLU, CFP®, Wealth Management Advisor |
| Oct. 27, 2010 | Samuel T. Winward, Financial Services Professional,
Agent, New York Life Insurance Company |
| Oct. 27, 2010 | Terry A. Boulter, ChFC, President of NAIFA Utah, Salt Lake City, Utah |
| Oct. 27, 2010 | George H. Moore Jr., CLU, ChFC, President, Chartwell Financial Group |
| Oct. 27, 2010 | Doug Weisenberger |
| Oct. 27, 2010 | Brian D. Counterman, National association of Insurance and Financial Advisors, Littleton, Colorado |
| Oct. 27, 2010 | Mark E. Woody, Financial Advisor, Ameriprise Financial Advisors Inc, Norman, Oklahoma |
| Oct. 27, 2010 | James H. Sedam, Jr., Wealth Management Advisor, Princeton, New Jersey |
| Oct. 27, 2010 | Michael A. Callahan, CLU, ChFC, Financial Representative |
| Oct. 27, 2010 | David M. Dinn |
| Oct. 27, 2010 | Roger L. Owens, Elkton, Maryland |
| Oct. 27, 2010 | Russell W. Crooks, Jr., CEO Retirement Benefits Group, Tampa, Florida |
| Oct. 27, 2010 | Becky Shultz, LUTCF, Wadena, Maine |
| Oct. 27, 2010 | Brad Jensen CLU, LUTCF, Managing Partner, Des Moines General Office |
| Oct. 27, 2010 | Charles A. Casano, Westhampton Beach, New York |
| Oct. 27, 2010 | Jonathan W. Ramsey, CLU, Northwestern Mutual Investment Services, Charlotte, North Carolina |
| Oct. 27, 2010 | Clark F. Ulrich, Financial Advisor, Heritage Financial Advisors |
| Oct. 27, 2010 | Clarence L. Turner, Jr., ChFC, CLU, LUTCf, Peoria, Illinois |
| Oct. 27, 2010 | Linda Bartlett, CLu, Minneapolis, Minnesota |
| Oct. 27, 2010 | Gary L. Eckelkamp, President, Eckelkamp Insurance Agency Inc. |
| Oct. 27, 2010 | Maria M. Ochoa, CLU, ChFC, Financial and Insurance Services |
| Oct. 27, 2010 | George M. Arnold, AALU member and Investment advisor for 40 years, Farmington Hills, Michigan |
| Oct. 27, 2010 | Michael Stuart |
| Oct. 27, 2010 | David Montemurro |
| Oct. 27, 2010 | John L. Davis, President, JL Davis Properties, LLC, and JL Davis Financial Corporation, Greenwood Village, Colorado |
| Oct. 27, 2010 | Mark A. Griffin, Burlington, North Carolina |
| Oct. 27, 2010 | Sanford G. Seide, CLU, New York |
| Oct. 27, 2010 | Todd C. Grove, CLTC, LTCP, Portland, Maine |
| Oct. 27, 2010 | James D. Gardner, Mobile, Alabama |
| Oct. 27, 2010 | Timothy M. Ellen, LaGrange, Georgia |
| Oct. 27, 2010 | Michael Riffenburg |
| Oct. 27, 2010 | Jim Hutchison, CLU, RHU, CLTC, LUTCF, Knoxville, Tennessee |
| Oct. 27, 2010 | Jane McQuiggin-Hutson, Austin, Texas |
| Oct. 27, 2010 | David Saltzman, CFP®, CLU, ChFC, Certified Financial Planner™, Medical Division Member, North Star Consultants of Texas |
| Oct. 27, 2010 | George O. Eisenberg, Ed.D, CLU, ChFC, Wealth Management Advisor |
| Oct. 27, 2010 | Amanda Brayfield |
| Oct. 27, 2010 | Joan Schreier, Agent, Farm Bureau Financial Services
|
| Oct. 27, 2010 | Philip Reiter, Northwestern Mutual Financial Network |
| Oct. 27, 2010 | Frank Kolovic |
| Oct. 27, 2010 | Robert Cusick, President, Investment Insight, Ltd |
| Oct. 26, 2010 | Tyson C. Richmond, retired, Tampa, Florida |
| Oct. 25, 2010 | David Darner |
| Oct. 25, 2010 | Peter Won Oh |
| Oct. 25, 2010 | Joy Rockwood, Financial Consulant, Raymond James Financial Services |
| Oct. 25, 2010 | Christopher Borden, Vice president, Canby Financial Advisors |
| Oct. 25, 2010 | M. V., Cary, North Carolina |
| Oct. 25, 2010 | Jacques Chartier, Chartier Insurance, Inc. |
| Oct. 25, 2010 | Lisa Bleier, Vice President and Senior Counsel,
Center for Securities, Trust and Investments, American Bankers Association, Washington, District of Columbia |
| Oct. 24, 2010 | Tim Sallee |
| Oct. 24, 2010 | Michael Marini |
| Oct. 24, 2010 | Michael Marini, Financial Consultant, Kovack Securities |
| Oct. 23, 2010 | Motley Taifo |
| Oct. 23, 2010 | Renate Nebel, Multi-Financial Securities |
| Oct. 22, 2010 | Dan Calabria |
| Oct. 22, 2010 | Keith Condemi, CFA, Registered Representative, MULTIfinancial Securities Corp. |
| Oct. 22, 2010 | Andrew B. Carson, Jr. Waynesboro, Virginia |
| Oct. 22, 2010 | Michael F. Cooney, Pacifica, California |
| Oct. 22, 2010 | Cregg Miyat, Financial Advisor, Multifinancial Securities |
| Oct. 22, 2010 | Paul Gaschen, Financial Advisor, Gaschen, Johnston & Associates, LLC |
| Oct. 22, 2010 | John M. Lynch, Financial Advisor, Fulton, Maryland |
| Oct. 22, 2010 | Ramachandra Sattigeri, PhD, Research Scientist, Aerospace Engineering, Georgia |
| Oct. 22, 2010 | John H. Robinson, Honolulu, Hawaii |
| Oct. 22, 2010 | John P. Sanchez, Vacaville, California |
| Oct. 22, 2010 | Carolyn Petersen, Naples, Florida |
| Oct. 22, 2010 | Gary Gray, Registered Rep, Invest Financial |
| Oct. 22, 2010 | William Reace |
| Oct. 22, 2010 | Chris Barnard, Germany |
| Oct. 21, 2010 | Christopher J. Parios, CFP, Principal, Parios Associates, Inc. |
| Oct. 21, 2010 | Craig Meyer, Watermark Financial Services, Inc. |
| Oct. 21, 2010 | Kenneth H. Scribner, Registered Principal, Trumbull, Connecticut |
| Oct. 21, 2010 | Bruce Hosler, Hosler Wealth Management |
| Oct. 21, 2010 | Jim E. Kay, Carmichael, California |
| Oct. 21, 2010 | William B. Beery, IV, Winston-Salem, North Carolina |
| Oct. 21, 2010 | Warren Ludford, CFP, LPL Financial, Minneapolis, Minnesota |
| Oct. 21, 2010 | William Roberts |
| Oct. 21, 2010 | Christopher J. Parios, CFP, Principal, Parios Associates, Inc. |
| Oct. 21, 2010 | James Kinney, Financial Pathways, LLC |
| Oct. 21, 2010 | Todd George |
| Oct. 21, 2010 | Jeffrey Vogt, CFP |
| Oct. 21, 2010 | James Startzell |
| Oct. 20, 2010 | Jim Santangelo |
| Oct. 20, 2010 | Michael Van Hoof |
| Oct. 20, 2010 | Emmett Brady, Broker, Berthel Fisher & Co. |
| Oct. 20, 2010 | Michael S. Nichols, Ph.D., Principal/Financial Advisor, Cutter Advisors Group, St. Louis, Missouri |
| Oct. 20, 2010 | John Hance, CLU, Hance Financial |
| Oct. 20, 2010 | Thomas G Coffey, PE, Naples, Florida |
| Oct. 20, 2010 | Karen Dolan, CFA, Director of Fund Analysis, Morningstar, Inc. |
| Oct. 20, 2010 | Drennen Williams, Registered Representative, Royal Alliance Assoc. |
| Oct. 20, 2010 | Sobieslaw Wilkiewicz, San Antonio, Texas |
| Oct. 20, 2010 | Jim Duncklee |
| Oct. 20, 2010 | Robert Vorpahl, SagePoint Financial |
| Oct. 20, 2010 | Steven Stremick, Owner, Select Financial Services, LTD |
| Oct. 20, 2010 | Frederick Brown, Registered Investment Advisor |
| Oct. 20, 2010 | Michael Fischer |
| Oct. 19, 2010 | Gary Burr, President, Burr and Associates |
| Oct. 19, 2010 | Kevin Gustafson, Principal, Sagepoint |
| Oct. 19, 2010 | Dean Curtis, Dodd City, Texas |
| Oct. 19, 2010 | Toni Cessna |
| Oct. 19, 2010 | Karen Curry, Willamette Financial Group |
| Oct. 19, 2010 | Mark Ambrose |
| Oct. 19, 2010 | Kurt Whitesell, President, Whitesell Financial Group, LLP |
| Oct. 19, 2010 | Andrea Ashbacher, Branch Manager, SagePoint Financial |
| Oct. 19, 2010 | John Dondero |
| Oct. 19, 2010 | Doug Hall |
| Oct. 19, 2010 | Renee Burchard, Personal Independent Investor, Alexandria, Virginia |
| Oct. 19, 2010 | Rick G. Fink, Torrance, California |
| Oct. 19, 2010 | Kenneth Powell, Raleigh , North Carolina |
| Oct. 19, 2010 | Anthony F. Darga, Sturtevant, Wisconsin |
| Oct. 19, 2010 | Stephen B. Jones, Kansas City, Missouri |
| Oct. 19, 2010 | Bruce E. Shearer, Mechanicsburg, Pennsylvania |
| Oct. 19, 2010 | James Clarke, Aurora, Illinois |
| Oct. 19, 2010 | Vladimir Rudy, Los Angeles, California |
| Oct. 19, 2010 | David M. Jones, Springfield, Missouri |
| Oct. 18, 2010 | Jack Levandowski |
| Oct. 18, 2010 | Dwight A. Herrington, Sunnyvale, California |
| Oct. 18, 2010 | Elaine Powers |
| Oct. 18, 2010 | Raymond L. Knudsen, Bear Lake, Michigan |
| Oct. 18, 2010 | Matthew Bettes, Financial Advisor, Chicago, Illinois |
| Oct. 18, 2010 | Marika Somorjai |
| Oct. 18, 2010 | George Somorjai |
| Oct. 18, 2010 | John Russell |
| Oct. 18, 2010 | Robert C. Barnes, Lander, Wyoming |
| Oct. 18, 2010 | Larry Pence, V.P. & Partner, Tagge-Rutherford Financila Group, Inc. |
| Oct. 18, 2010 | Bruce Beukema, Hayfield, Minnesota |
| Oct. 18, 2010 | William Waldorf, White Plains, New York |
| Oct. 18, 2010 | David R. Wilson, PhD of Chemistry, Midland, Michigan |
| Oct. 17, 2010 | George W. Urwick, Jr. |
| Oct. 17, 2010 | Robert Schultz, Plainsboro, New Jersey |
| Oct. 17, 2010 | Michael A. Hoffmeier, Winter Park, Florida |
| Oct. 16, 2010 | Edgar G. Marsh, Jr., Tucson, Arizona |
| Oct. 16, 2010 | Louis M. Kerpan, Jr., Buena Park, California |
| Oct. 16, 2010 | Shirley Hollomon, Dothan, Alabama |
| Oct. 16, 2010 | Richard E. Johnson, Retired IT professional, Arcadia, California |
| Oct. 16, 2010 | Stewart A. Levin, Centennial, Colorado |
| Oct. 16, 2010 | Joseph H. Williamson, Buchanan, Tennessee |
| Oct. 16, 2010 | Richard B. Reynolds, Retired, Waxhaw, North Carolina |
| Oct. 16, 2010 | Thomas J. Collison, Arcadia, Iowa |
| Oct. 16, 2010 | George Doulias, Bronx, New York |
| Oct. 15, 2010 | Sumner W. Burnham, III, Henderson, Nebraska |
| Oct. 15, 2010 | Thalbert E. McGinness, Conroe, Texas |
| Oct. 15, 2010 | T. Davis Sydnor, Ph. D, Professor Urban Forestry Ohio State Univ, Columbus, Ohio |
| Oct. 15, 2010 | Brice E. Greene, Spring Valley, Minnesota |
| Oct. 15, 2010 | Oscar W. Thompson, III M.D., American Medical Association, Pikeville, Kentucky |
| Oct. 15, 2010 | Graham Dunlap, Pomona, California |
| Oct. 15, 2010 | Charles O. Bush, PE, Colorado Springs, Colorado |
| Oct. 15, 2010 | Gordon K. Berst, Berst Co Investment Securities, Davenport, Iowa |
| Oct. 15, 2010 | Louis J. Bonacci, Columbia, Connecticut |
| Oct. 15, 2010 | Joseph B. Vitro, Rowlett, Texas |
| Oct. 15, 2010 | Joseph Brocht |
| Oct. 15, 2010 | Glen Viditz-Ward, President, Viditz-Ward Financial Services, Inc. |
| Oct. 15, 2010 | Joseph E. Froehle, Vice President- Investments, Wells Fargo Advisors, Springfield, Missouri |
| Oct. 15, 2010 | Christopher Bice, President, Bice Wealth Management |
| Oct. 15, 2010 | Gerald H. Little, Weare, New Hampshire |
| Oct. 15, 2010 | Thomas E. Peterson, Canton, Connecticut |
| Oct. 15, 2010 | Chaitanya Diwadkar, Hayward, California |
| Oct. 15, 2010 | Andrew Tupler |
| Oct. 15, 2010 | Marie Dunn, Long Beach, California |
| Oct. 15, 2010 | Josef Sanders, Professor of Talmud, Yeshiva Darchei Torah of Toronto, Thornhill, Canada |
| Oct. 15, 2010 | James Harmon, Bethlehem, Pennsylvania |
| Oct. 15, 2010 | William M. Foster, Auburn, New York |
| Oct. 15, 2010 | Jeffrey A. Watts, Juneau, Alaska |
| Oct. 15, 2010 | Charles Soby, Lansing , Kansas |
| Oct. 15, 2010 | Allan MacDonald, Hilliard, Ohio |
| Oct. 15, 2010 | Boyd R. Switzer, Ph.D., Associate Professor of Nutritional Biochemistry, Chapel Hill, North Carolina |
| Oct. 14, 2010 | Richard Bertucco, Cannta-Bertucco & Associates |
| Oct. 14, 2010 | Richard Fairbanks, Wealth Strategies Unlimited, Inc. |
| Oct. 14, 2010 | Christina Leona Frey, Frey Financial |
| Oct. 14, 2010 | Rebecca Deutscher, New Fairfield, Connecticut |
| Oct. 14, 2010 | David W.M. Trammell, Beaumont, Texas |
| Oct. 14, 2010 | Scott Walton, S. Andrew Walton Investment Planning |
| Oct. 14, 2010 | Andy Schmitz |
| Oct. 14, 2010 | Brad Foy, Bassett, Brosius & Dawson, Inc. |
| Oct. 14, 2010 | Alfred Trulli, Connecticut |
| Oct. 14, 2010 | Charles Rahm |
| Oct. 14, 2010 | Ricardo Coroniti |
| Oct. 13, 2010 | Charles Haddad |
| Oct. 13, 2010 | David Cutshall |
| Oct. 13, 2010 | Richard Hellmold |
| Oct. 13, 2010 | Theresa P. Towe, Murfreesboro, Tennessee |
| Oct. 13, 2010 | Ryan Propst |
| Oct. 13, 2010 | Doug Lusk, Financial Advisor, Royal Alliance Associates |
| Oct. 13, 2010 | Jack Baker |
| Oct. 13, 2010 | Damian Petta, Harvestwealth Partners |
| Oct. 13, 2010 | Carmen Noriega |
| Oct. 13, 2010 | Mark Hahn, Orlando, Florida |
| Oct. 13, 2010 | Roberta Nestor, Director Of Asset Management, TSM Financial |
| Oct. 13, 2010 | David C. Johnson, Collierville, Tennessee |
| Oct. 13, 2010 | Tracy Palmore |
| Oct. 13, 2010 | Jamon Andreasen, Brookfield, Missouri |
| Oct. 13, 2010 | Joseph Conway, President, Diversified Investment Services |
| Oct. 13, 2010 | Andrew C. Karlinski, President, AK Financial Group |
| Oct. 13, 2010 | Jason Loiselle, H. Beck Inc. |
| Oct. 13, 2010 | Larry Brasel, President, Northbeam Financial, Inc. |
| Oct. 13, 2010 | Robert Paul, CFP |
| Oct. 13, 2010 | Donald Giguere |
| Oct. 13, 2010 | Ben Zimmerman, Financial Representative, MWA Financial Services, Inc. |
| Oct. 13, 2010 | Dan Markwell, Trademark Insurance & Investments |
| Oct. 13, 2010 | Daniel Leveroni, CFP, Leveroni Financial Management Corp. |
| Oct. 13, 2010 | Jim DeGaetano, Financial Advisor, First Command |
| Oct. 13, 2010 | Nicholas Taverna |
| Oct. 13, 2010 | Laurence Menna, President, Menna Capital Management, LLC |
| Oct. 13, 2010 | Ken Cangilla, President, Forthright Financial Services, Inc. |
| Oct. 13, 2010 | Michael Martin, Financial Advisor, Martin Financial Services |
| Oct. 13, 2010 | Robert Young, Owner, Executive Investments LLC |
| Oct. 12, 2010 | Frederick T. Greene |
| Oct. 12, 2010 | John Rice, investor |
| Oct. 12, 2010 | William R Harper, Jr., Managing Director-Investments Wells Fargo Advisors, Sewanee, Tennessee |
| Oct. 12, 2010 | Carl Camillo, NAIFA SFSP FPA |
| Oct. 11, 2010 | David Hensley, Principal, Asset Protection Network, Inc., Asheville, North Carolina |
| Oct. 11, 2010 | Esther V. Houser, Houston, Texas |
| Oct. 11, 2010 | Brent Sikes, Milestone Planning, Dallas, Texas |
| Oct. 11, 2010 | Gail Sandlin, 401(k) Coordinator, Houston, Texas |
| Oct. 11, 2010 | Marci G. Moss, Certified Financial Planner, Houston, Texas |
| Oct. 11, 2010 | Tedd J. Hoyt, Financial Advisor, Plymouth, Minnesota |
| Oct. 10, 2010 | Alison Humphrey, Houston, Texas |
| Oct. 10, 2010 | Robin Humphrey, Houston, Texas |
| Oct. 10, 2010 | Joseph Radzwill, CFP, Investment Advisor, Houston, Texas |
| Oct. 7, 2010 | Kenneth Cusick |
| Oct. 7, 2010 | Guy Cumbie, Fort Worth |
| Oct. 7, 2010 | Timothy P. Shannon, Financial Advisor, Rockaway, New Jersey |
| Oct. 7, 2010 | James D. Horn, CFP, Maryville, Tennessee |
| Oct. 6, 2010 | Daniel Trivison, MBA, Orlando, Florida |
| Oct. 6, 2010 | Teed J. Welch, Financial Advisor, Waccabuc, New York |
| Oct. 5, 2010 | Howard E. Bane, III, Douglasville, Georgia |
| Oct. 5, 2010 | James R Wisniewski, Elm Grove, Wisconsin |
| Oct. 5, 2010 | Tim Souhrada |
| Oct. 3, 2010 | Edward C. Hudson, Jr., Dispatcher, Mt. Olive Pickle, Co., Inc., Mt. Olive, North Carolina |
| Oct. 1, 2010 | Memorandum from the Division of Investment Management regarding a September 30, 2010, meeting with representatives of the American Society of Pension Professionals and Actuaries |
| Sep. 30, 2010 | Stephen J. Cambell, Campbell Financial Services |
| Sep. 30, 2010 | Bob Tark |
| Sep. 30, 2010 | Daniel R. Purcell, Jr. |
| Sep. 29, 2010 | Nancy Laug-Sholin, Financial Consultant, Omaha, Nebraska |
| Sep. 28, 2010 | John E. Jeannot, LUTCF, Mattawan, Michigan |
| Sep. 27, 2010 | Robert J. Miller, Investment Advisor, New York, New York |
| Sep. 27, 2010 | Damian P. Petta, Advisor, Harvestwealth Partners Commonwealth B/D, New Canaan, Connecticut |
| Sep. 27, 2010 | Thomas A. Gray, MBA
Triad Advisors, Inc., Redondo Beach, California |
| Sep. 27, 2010 | Mark Boukather, Financial Advisor, Hawkins & Boukather, LLC, Simpsonville, South Carolina |
| Sep. 26, 2010 | Stewart A. Levin |
| Sep. 26, 2010 | William E. Bulmer, CFP, Melville, New York |
| Sep. 24, 2010 | Joe Ghaffari, Ed.D., Vancouver, Washington |
| Sep. 24, 2010 | Keith A Raia, Financial Consultant, Albuquerque, New Mexico |
| Sep. 24, 2010 | Tedd J. Hoyt, Financial Advisor, Plymouth, Minnesota |
| Sep. 23, 2010 | William S. Barker, CFA, Senior Analyst for Equity Research, Motley Fool Asset Management, Alexandria, Virginia |
| Sep. 22, 2010 | Jack Reed, U.S. Senate |
| Sep. 22, 2010 | Garry L. Stenzel, Retired Teacher, Clay Center, Kansas |
| Sep. 21, 2010 | Michael J. Schaffer, Hays, Kansas |
| Sep. 21, 2010 | Philip C. Fratto, Vineland, New Jersey |
| Sep. 21, 2010 | William M. Smith |
| Sep. 21, 2010 | Clay Chauviere, Louisiana |
| Sep. 20, 2010 | Joel Adams |
| Sep. 19, 2010 | Edward McCloud, Marshall, Missouri |
| Sep. 17, 2010 | Samuel G. Carpenter, Johnstown, Pennsylvania |
| Sep. 17, 2010 | David A. Madsen, Financial Advisor, Bank of America-Merrill Lynch, Salt Lake City, Utah |
| Sep. 17, 2010 | Dominick Riolo, CFP, New City, New York |
| Sep. 17, 2010 | Vivek Kaul, CFP |
| Sep. 16, 2010 | William Magnusson, Series 7 Registered Rep, Greenwood Village, Colorado |
| Sep. 16, 2010 | John M. Walborn, CFP, President, Walborn & Associates Inc., Mountain Home, Idaho |
| Sep. 16, 2010 | Gerald Loftin, Proficient Wealth Counselors, LLC, Franklin, Massachusetts |
| Sep. 15, 2010 | Howard A. Townsend, CFP, ChFC, CLU, FSI, FPA, Bonsall, California |
| Sep. 15, 2010 | Glenn Seibel, Bemidji, Minnesota |
| Sep. 15, 2010 | William Routh, Folsom, California |
| Sep. 15, 2010 | Mel Hertz, Derand Capital Management Group, Kailua, Hawaii |
| Sep. 15, 2010 | Kathleen Hansen, President, Financial Planning Dept., Inc., Long Beach, California |
| Sep. 15, 2010 | Max Brann, Brann Financial Services, LLC, Tucson, Arizona |
| Sep. 15, 2010 | John Grady, San Luis Obispo, California |
| Sep. 15, 2010 | James Startzell, Legacy Financial Service Group, Yardley, Pennsylvania |
| Sep. 15, 2010 | Brian Day-Lewis, Financial Advisor, Investors Capital Corp., Tyngsboro, Massachusetts |
| Sep. 15, 2010 | Martin Clement, Lincoln Invesment Planning, Redondo Beach, California |
| Sep. 15, 2010 | Rodney Spradlin, Fair Oaks, California |
| Sep. 15, 2010 | Henry G. Moore, III, Martinsville, Virginia |
| Sep. 14, 2010 | Dan Klein |
| Sep. 13, 2010 | John R. Ducar |
| Sep. 13, 2010 | James M. Daly, Ellensburg, Washington |
| Sep. 13, 2010 | Frederick Wagner, Vice President, Morgan Stanley Smith Barney, Doylestown, Pennsylvania |
| Sep. 13, 2010 | Fred P. Steinmark, Boca Raton, Florida |
| Sep. 13, 2010 | Scott A Cracraft, Sr., Charleston, South Carolina |
| Sep. 12, 2010 | Bradley Brooks, CFA, CFA, New York, New York |
| Sep. 12, 2010 | Ron Zeitz, Marlton, New Jersey |
| Sep. 10, 2010 | David G. Monkelien, CFP, Sioux Falls, South Dakota |
| Sep. 9, 2010 | Ernie Zack, Ann Arbor, Michigan |
| Sep. 8, 2010 | Nelson B. Trichler |
| Sep. 8, 2010 | Eric Gunness, Independent Financial Advisor, Barrington, Rhode Island |
| Sep. 7, 2010 | Patrick Elmore |
| Sep. 7, 2010 | Gary M. Wolfe, ChFC, KIngston, Tennessee |
| Sep. 7, 2010 | David W. Barrell, President, Barrell Investment Group, Inc, Quechee, Vermont |
| Sep. 7, 2010 | Charles Minnich, CFA |
| Sep. 3, 2010 | Richard G. Roberts, Maryland Heights, Missouri |
| Sep. 2, 2010 | Candy J. Lee, President and CEO, Financial Services International Corp., Seattle, Washington |
| Sep. 1, 2010 | Clint Pogemiller, Marketing Supervisor, MWA Financial Services Inc., Rock Island, Illinois |
| Sep. 1, 2010 | Dave Spencer, Financial Advisor, Pinnacle Financial Advisors, Stockton, California |
| Sep. 1, 2010 | Michael Long, Sebastopol, California |
| Sep. 1, 2010 | Hunter Bailey, Citrus Heights, California |
| Sep. 1, 2010 | T.J. Samuelson, San Diego, California |
| Sep. 1, 2010 | Bill M. Smith |
| Aug. 31, 2010 | Anonymous |
| Aug. 31, 2010 | Roscoe B. Clark, III, CFP, Chesterfield, Missouri |
| Aug. 31, 2010 | Christopher W. Schulenburg, Chesterfield, Missouri |
| Aug. 31, 2010 | Nathan Harvell |
| Aug. 31, 2010 | Mary M. Schulenberg, Jr. |
| Aug. 31, 2010 | Sandra J. Reutter, Chesterfield, Missouri |
| Aug. 31, 2010 | Patricia C Roberts |
| Aug. 31, 2010 | Susan Brauner, V.P., The Brauner Company |
| Aug. 31, 2010 | Paul L. Nelson, Association of Financial Professionals (AFP), Minnetonka, Minnesota |
| Aug. 31, 2010 | Gary T. Crisci, Naples, Florida |
| Aug. 31, 2010 | Patrick Allaire |
| Aug. 30, 2010 | Thomas Dillon, Branch Manager, Dillon Financial Services, LLC |
| Aug. 30, 2010 | Michael K. Nakahira, Branch Manager, First Allied Securities Inc., Sacramento, California |
| Aug. 30, 2010 | Paul Eberz |
| Aug. 30, 2010 | Richard Anderson |
| Aug. 29, 2010 | Paul Marrella, CFP, Reading, Pennsylvania |
| Aug. 29, 2010 | Stephen W. Mack, President, Mack Investment Securities, Inc., Glenview, Illinois |
| Aug. 29, 2010 | Nicholas Trifiro |
| Aug. 29, 2010 | Robert Blanchard, Lago Vista, Texas |
| Aug. 27, 2010 | Robert W. Brimmer, CFP, President, Brimmer Financial Group, Inc., Orleans, Massachusetts |
| Aug. 27, 2010 | Delores Martini, President, D. Martini and Associates, Inc. |
| Aug. 27, 2010 | Greg Keil, Washington, District of Columbia |
| Aug. 27, 2010 | Edward J. Mallon, CLU, CFP, President, Secure Planning Inc., Portsmouth, New Hampshire |
| Aug. 26, 2010 | Ed Fredericks |
| Aug. 26, 2010 | William M. Smith |
| Aug. 25, 2010 | Mark E. Rauguth, CFP, Precision Financial Services, Mesa, Arizona |
| Aug. 25, 2010 | Barbara Stonnell |
| Aug. 25, 2010 | Thomas Thompson |
| Aug. 25, 2010 | Terry Feuchtinger |
| Aug. 25, 2010 | Michael McCuistion |
| Aug. 25, 2010 | Randy Blasdell, President, Sanctuary Financial Group LLC |
| Aug. 24, 2010 | Patricia M. Lampert, Allegheny Investments, Ltd., McMurray, Pennsylvania |
| Aug. 24, 2010 | James D. Coker, President, Coker & Palmer, Inc., Jackson, Mississippi |
| Aug. 24, 2010 | William A. Greulich, Certified Financial Planner, Modesto, California |
| Aug. 24, 2010 | Brad Foy, CFP, Financial Planner, Wilmington, Delaware |
| Aug. 23, 2010 | Richard Bryant, Raleigh North Carolina |
| Aug. 23, 2010 | Curt Weil, CFP, President, Lasecke Weil Wealth Advisory Group, LLC, Palo Alto, California |
| Aug. 23, 2010 | Brad Windell, Branch Manager, Evansville Indiana
|
| Aug. 23, 2010 | Margaret Sheldon, Huntington Beach, California |
| Aug. 23, 2010 | Brian E Mell, CFP, Milford, Michigan |
| Aug. 23, 2010 | Paul Petkus, Financial Advisor, Ryamond James Financial Sevices, La Grange Park IL |
| Aug. 21, 2010 | Greg Keil, Washington, District of Columbia |
| Aug. 20, 2010 | Keith Shadrick, President, Axia Advisory Corporation, Indianapolis, Indiana |
| Aug. 20, 2010 | Anthony Czarzasty |
| Aug. 20, 2010 | Michele Perrault |
| Aug. 20, 2010 | Donald E. Romeo, Jr., Southbury, Connecticut |
| Aug. 20, 2010 | Stephen M. Rice, Registered Representative |
| Aug. 20, 2010 | Theodore M. Riehle , III, Managing Partner, Silverlake Wealth Management, So.Burrlington, Vermont |
| Aug. 20, 2010 | Mark Hugo, Windsor Locks, Connecticut |
| Aug. 20, 2010 | Lisa Mullins |
| Aug. 20, 2010 | Cherril L. Brown, Financial Advisor and CFP, Rapid City, South Dakota |
| Aug. 19, 2010 | John E. Hill, CTS, RFP, The PlanSource, L.P. |
| Aug. 19, 2010 | Mark D. Brost, CFP, Registered Investment Advisor, Registered Representative, Bruce, Wisconsin |
| Aug. 19, 2010 | Graham Parsons, Owner, LPL Financial |
| Aug. 19, 2010 | Joe Woods, Branch Manager, RJFS |
| Aug. 19, 2010 | Mitzi Pasch, Wildwood, Missouri |
| Aug. 19, 2010 | Joseph Towson |
| Aug. 19, 2010 | Clem Wilkes |
| Aug. 19, 2010 | Brandon Butler, Vice President, Watermark Financial Services, Inc. |
| Aug. 19, 2010 | Roberta Nestor, Director of Asset Management, TSM Financial |
| Aug. 19, 2010 | Anthony Nori |
| Aug. 19, 2010 | Stuart Weier, Certified Financial Planner, Weier Financial |
| Aug. 19, 2010 | Terry R. Altman, Certified Financial Planner, Altman Financial LLC |
| Aug. 19, 2010 | Gary Orler |
| Aug. 19, 2010 | Joseph Pheifer, President, Summit Financial Consultants Inc. |
| Aug. 19, 2010 | Jack Oujo |
| Aug. 19, 2010 | Brett Bayer |
| Aug. 19, 2010 | David Darner, Cambridge Investment Research |
| Aug. 19, 2010 | Rich Grable, Owner, Grable Investment Services |
| Aug. 18, 2010 | Niels Holch, Executive Director, Coalition of Mutual Fund Investors |
| Aug. 17, 2010 | Mark A. Carruthers, CFP, Genworth Financial Securities, Garnerville, New York |
| Aug. 17, 2010 | Jonathan Pearson, IV, Financial Consultant, RBC Wealth Management, Schenectady, New York |
| Aug. 17, 2010 | Alan Hearn, CFP, Livingston, Montana |
| Aug. 16, 2010 | R. Bertram Williams, III, financial advisor associated with Wells Fargo Advisors, Wilmington, North Carolina |
| Aug. 16, 2010 | James S. Rankin, Greeley, Colorado |
| Aug. 15, 2010 | Lynn Appelman, CFP, ChFC, Bloomsburg, Pennsylvania |
| Aug. 13, 2010 | Jeffrey D. Ball, CFP, Financial Consultant, RBC Wealth Management, Red Bank, New Jersey |
| Aug. 13, 2010 | Steven M. Elefson, Financial Advisor, Jackson, Missouri |
| Aug. 12, 2010 | Bonnie Zeller, Carson, North Dakota |
| Aug. 12, 2010 | Dom Ernandez, Financial Advisor |
| Aug. 12, 2010 | Brian Rayfield |
| Aug. 12, 2010 | Joseph C. Scherer, MBA, CFP, Raymond James Financial Services, Inc., S. Barrington, Illinois |
| Aug. 12, 2010 | Donald Zeller, Carson, North Dakota |
| Aug. 11, 2010 | Jennifer J. Feldhaus, Branch Manager, Shelbyville, Tennessee |
| Aug. 11, 2010 | Jim Christiansen |
| Aug. 11, 2010 | Thomas E. Quirk, CFP, President
Retirement & Investment Group, LLC, Catonsville, Maryland |
| Aug. 11, 2010 | Troy Zeller, Pel Rap, Minnesota |
| Aug. 11, 2010 | Oren Peretz, FINRA Arbitrator, Branch Manager, First Allied Securities Inc., Encino, California |
| Aug. 11, 2010 | Larry Andreano |
| Aug. 10, 2010 | Brian Mailey, Financial Advisor, Blue Bell, Pennsylvania |
| Aug. 10, 2010 | Kenneth R. Wink, Registered Representative, Sigma Financial Corporation, Clinton Township, Michigan |
| Aug. 9, 2010 | Jennifer J. Feldhaus, Branch Manager, Shelbyville, Tennessee |
| Aug. 9, 2010 | Doug Palfrey |
| Aug. 9, 2010 | Joseph M. Hamo, First Vice President, Wells Fargo Advisors, Flint, Michigan |
| Aug. 9, 2010 | Thomas (Tom) A. Morrison, CPA, CFP, Principal, Finra BD Morrison Investments, Inc., Wheaton, Illinois |
| Aug. 9, 2010 | Joseph R. Hamo, CFP, Managing Director-Investments Wells Fargo Advisors, Flint, Michigan |
| Aug. 9, 2010 | Karen L. DeRose, CFP CRPC, Deerfield, Illinois |
| Aug. 9, 2010 | Troy Lindberg |
| Aug. 6, 2010 | Martavius D. Jones, Registered Representative and Investment Adviser Representative, Memphis, Tennessee |
| Aug. 6, 2010 | Richar A. Raff, CFP, ChFC, CLU, Bedford, New Hampshire |
| Aug. 6, 2010 | Christopher M. Ratineri, Old Saybrook, Connecticut |
| Aug. 5, 2010 | Austin S. Heady, CFP |
| Aug. 5, 2010 | S. Smith, FA, San Bernardino, California |
| Aug. 5, 2010 | Marc Tomberg, Registered Branch Manager, Florida |
| Aug. 5, 2010 | Nathan Krampe, St. Paul, Minnesota |
| Aug. 4, 2010 | David Young |
| Aug. 4, 2010 | Joel M. Budd, Financial Consultant, LPL Financial Services, St. Paul, Minnesota |
| Aug. 4, 2010 | Jack Thomas |
| Aug. 4, 2010 | Penney L. Garbe, Menasha, Wisconsin |
| Aug. 4, 2010 | Richard F. Dehner, CLU, Olney, Illinois |
| Aug. 4, 2010 | George Smith, Tallahassee, Florida |
| Aug. 4, 2010 | Gary Frank, Appleton, Wisconsin |
| Aug. 3, 2010 | John L. Terry, III, High Street Securities, Inc., Russellivlle, Arkansas |
| Aug. 3, 2010 | Randall Wilbanks, Vice President Wilbanks Securities |
| Aug. 3, 2010 | Brian Fischer, Annadale, New Jersey |
| Aug. 2, 2010 | William D. Davis, Jr., Financial Advisor, Merrill Lynch, Annapolis, Maryland |
| Aug. 2, 2010 | Mike P. Kennedy, OSJ, Cedar Rapids, Iowa |
| Aug. 2, 2010 | Wade C. Meeks, III, Financial Advisor, MSSB, Little Rock, Arkansas |
| Aug. 2, 2010 | Cynthia Shively, CFP, partner, Shively Associates, Cortland, Ohio |
| Aug. 2, 2010 | Edward McFarlane, Financial Advisor, Jenkintown, Pennsylvania |
| Aug. 1, 2010 | Lawrence F. Eppolito, Chelmsford, Massachusetts |
| Aug. 1, 2010 | Dorothy Moses |
| Jul. 30, 2010 | Jean Breider, Edina, Minnesota |
| Jul. 30, 2010 | Monda Hanna |
| Jul. 30, 2010 | Darlene Tucker, Scotts Hill, Tennessee |
| Jul. 30, 2010 | Ronald J, Duswalt, CFP, ChFC, CLU, MSFS, CFEd, Uniondale, New York |
| Jul. 30, 2010 | Robert Norton, Registered Securities Principal |
| Jul. 30, 2010 | Tom Barton |
| Jul. 30, 2010 | Sarah E. Stratton, CFP®, CIMA®, Bratenahl, Ohio |
| Jul. 30, 2010 | Kenneth Nelson, Irvington, New York |
| Jul. 30, 2010 | Christopher Dunfey, Rochester, New York |
| Jul. 29, 2010 | Brant Spesshardt, CFP, FSC Securities, Raleigh, North Carolina |
| Jul. 28, 2010 | Eric E. Haas, Chief Investing Officer, Altruist Financial Advisors LLC, Holland, Michigan |
| Jul. 28, 2010 | Jeffrey D. Anton, CPA, General Securities Principal, California Society of CPA's, Belmont, California |
| Jul. 28, 2010 | Stan Smith, Financial Advisor, San Bernardino, California |
| Jul. 28, 2010 | James Kinney, CFP, Hillsborough, New Jersey |
| Jul. 28, 2010 | Kevin Foster, Phoenix, Arizona |
| Jul. 28, 2010 | Kris Beaulieu, Registered Representative, Fort Worth, Texas |
| Jul. 28, 2010 | Patty Keys, Registered Sales Associate |
| Jul. 28, 2010 | Neal E Nakagiri, Esq., President, CEO, CCO, NPB Financial Group, LLC, Burbank, California |
| Jul. 28, 2010 | Rusty Aborne, Esq., Boston, Massachusetts |
| Jul. 28, 2010 | Martin A. Britton, Financial Advisor, Scottsdale, Arizona |
| Jul. 28, 2010 | John W. Searles, Jr., VP Coventry Credit Union, Coventry, Rhode Island |
| Jul. 28, 2010 | Shawn M. Agan, Bettendorf, Iowa |
| Jul. 28, 2010 | Aaron B. Wilbanks, President and CEO, Wilbanks Securities, Inc., Oklahoma City, Oklahoma |
| Jul. 27, 2010 | William T. George, Institutional Broker / Investment Research Consultant, Encino, California |
| Jul. 27, 2010 | James Hergenroeder, First Vice President, Wells Fargo Advisors, Greensburg, Pennsylvania |
| Jul. 27, 2010 | James B. Wiggins, Associate Professor of Finance, Michigan State University, East Lansing, Michigan |
| Jul. 26, 2010 | Alexander MacKenzie |
| Jul. 26, 2010 | Rick Stateis |
| Jul. 26, 2010 | Andrew R. Gay, Jr, Financial Advisor, West Point, Georgia |
| Jul. 26, 2010 | Warren Kennett, Financial Advisor, Atlanta, Georgia |
| Jul. 26, 2010 | Charlotte A. Gist, CFP, Leawood, Kansas |
| Jul. 26, 2010 | William W. Gist, III, Kansas City, Missouri |
| Jul. 26, 2010 | Mark A. Walter, Vice President Investments, Atlanta, Georgia |
| Jul. 26, 2010 | Brian L. Wade, Financial Advisor / Registered Representative, Tampa, Florida |
| Jul. 26, 2010 | Anthony W. Welch, Sr., Sarasota, Florida |
| Jul. 26, 2010 | Robert Keenan, CEO, St Bernard Financial Services, Inc., Russellville, Arkansas |
| Jul. 24, 2010 | Davinder Gupta, Milpitas, California |
| Jul. 24, 2010 | Michael David |
| Jul. 23, 2010 | Amie J. Hughes, Pelham, New York |
| Jul. 23, 2010 | Kevin J. McCarthy, C.F.M., Partner, Investment Advisory Firm, Los Angeles, California |
| Jul. 23, 2010 | Hunter W. Bailey, Advisor, Sacramento, California |
| Jul. 23, 2010 | Thomas Thomas |
| Jul. 23, 2010 | Gary Duell, ChFC, Clackamas, Oregon |
| Jul. 23, 2010 | Amber Eduvigen |
| Jul. 22, 2010 | Douglas Oakeson, Hastings, Nebraska |
| Jul. 22, 2010 | David Babs, Pennsylvania |
| Jul. 22, 2010 | Beau Wolinsky, RIA, Kansas City, Missouri |
| Jul. 22, 2010 | Paul J. Styve, Decorah, Iowa |
| Jul. 21, 2010 | Kevin Kleinfelter, CLU, ChFC, Financial Professional, Lebanon, Pennsylvania |
| Jul. 21, 2010 | Shane Hertel, Director Of Operations Sigdestad Financial, San Diego, California |
http://www.sec.gov/comments/s7-15-10/s71510.shtml
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