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Request for Comment on Exchange-Traded Products
[Release No. 34-75165; File No. S7-11-15]
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Jan. 14, 2016 | Kyle Murray, Assistant General Counsel, BATS Global Markets, Inc., Lenexa, Kansas |
Sep. 24, 2015 | William R. Harts, Chief Executive Officer, Modem Markets Initiative |
Sep. 10, 2015 | Robert Tull, President, Robert Tull and Company |
Sep. 8, 2015 | Edward L. Provost, President and Chief Operating Officer, Chicago Board Options Exchange, Incorporated, Chicago, Illinois |
Sep. 5, 2015 | Anonymous |
Aug. 26, 2015 | Michael J. Cardin, Director, Member Regulation Department, Chicago Stock Exchange, Inc. |
Aug. 25, 2015 | Michael A. Jenkins, Managing Director, Jane Street Group, LLC, New York, New York |
Aug. 23, 2015 | Scott A. Tennant, Wisconsin Welding Services LLC, Green Bay, Wisconsin |
Aug. 21, 2015 | Occupy the SEC |
Aug. 18, 2015 | Harvest Investments, Ltd. |
Aug. 18, 2015 | Richard T. Whitney, Head of Asset Allocation, et al., T. Rowe Price Associates, Inc., Baltimore, Maryland |
Aug. 17, 2015 | James J. Angel, Ph.D., CFA, Associate Professor, McDonough School of Business, Georgetown University |
Aug. 17, 2015 | Deborah Fuhr, Managing Partner, ETFGI LLP, and Kathleen H. Moriarty, Partner, Kaye Scholer LLP |
Aug. 17, 2015 | Andy Gill, EVP, Client Solutions, Charles Schwab & Co., Inc., and Marie Chandoha, President and CEO, Charles Schwab Investment Management, Inc. |
Aug. 17, 2015 | Heidi Stam, Managing Director and General Counsel, Vanguard |
Aug. 17, 2015 | Joshua A. Weinberg, Vice President and Managing Counsel, State Street Global Advisors |
Aug. 17, 2015 | Flow Traders Group |
Aug. 17, 2015 | Thomas E. Faust Jr., Chairman and Chief Executive Officer, Eaton Vance Corp. |
Aug. 17, 2015 | David W. Blass, General Counsel, Investment Company Institute |
Aug. 17, 2015 | James A Simpson, President, ETP Resources, LLC, Dublin, Ohio |
Aug. 17, 2015 | John A. McCarthy, General Counsel, KCG Holdings, Inc. |
Aug. 17, 2015 | Anonymous |
Aug. 17, 2015 | Andrew Hausman, President, Interactive Data Pricing and Reference Data LLC, New York, New York |
Aug. 17, 2015 | Marcus Schüler, Head of Regulatory Affairs, Markit, Washington, District of Columbia |
Aug. 17, 2015 | S&P Dow Jones Indices LLC |
Aug. 17, 2015 | Gary L. Gastineau, President, ETF Consultants.com, Inc., Bonita Springs, Florida |
Aug. 17, 2015 | George O. Ojwang, Doctoral student, University of Nairobi, Nairobi, Kenya |
Aug. 16, 2015 | Robert Tull, President, Robert Tull and Company |
Aug. 16, 2015 | Karl-Otto Hartmann, Co-Founder and Editor, 40Act.com, Westborough, Massachusetts |
Aug. 14, 2015 | Keith Styrcula, Chairman and Founder, Structured Products Association |
Aug. 11, 2015 | Barbara Novick, Vice Chairman, and Ira Shapiro, Managing Director, BlackRock, Inc. |
Aug. 10, 2015 | John A. Olagues, Jr., Truth In Options, River Ridge, Louisiana |
Aug. 8, 2015 | Martin Raab, CAIA, Founding Partner, ETF Radar North America |
Jul. 27, 2015 | Peter J. Chepucavage, General Counsel, Plexus Consulting Group, LLC, Washington, D.C. |
Jul. 13, 2015 | Lisa Haugen, San Francisco, California |
Jul. 13, 2015 | Mark K. Robinson, Jr., California, Maryland |
Jul. 2, 2015 | Danny Reich, Boca Raton, Florida |
Jun. 26, 2015 | Paul Dietsch |
Jun. 23, 2015 | Gerald E. Campbell, Medford, Massachusetts |
Jun. 17, 2015 | Francesco Franzoni, Professor of Finance, University of Lugano, Senior Chair, Swiss Finance Institute, et al. |
http://www.sec.gov/comments/s7-11-15/s71115.shtml
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