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Request for Comment on Exchange-Traded Products

[Release No. 34-75165; File No. S7-11-15]


Jan. 14, 2016 Kyle Murray, Assistant General Counsel, BATS Global Markets, Inc., Lenexa, Kansas
Sep. 24, 2015 William R. Harts, Chief Executive Officer, Modem Markets Initiative
Sep. 10, 2015 Robert Tull, President, Robert Tull and Company
Sep. 8, 2015 Edward L. Provost, President and Chief Operating Officer, Chicago Board Options Exchange, Incorporated, Chicago, Illinois
Sep. 5, 2015 Anonymous
Aug. 26, 2015 Michael J. Cardin, Director, Member Regulation Department, Chicago Stock Exchange, Inc.
Aug. 25, 2015 Michael A. Jenkins, Managing Director, Jane Street Group, LLC, New York, New York
Aug. 23, 2015 Scott A. Tennant, Wisconsin Welding Services LLC, Green Bay, Wisconsin
Aug. 21, 2015 Occupy the SEC
Aug. 18, 2015 Harvest Investments, Ltd.
Aug. 18, 2015 Richard T. Whitney, Head of Asset Allocation, et al., T. Rowe Price Associates, Inc., Baltimore, Maryland
Aug. 17, 2015 James J. Angel, Ph.D., CFA, Associate Professor, McDonough School of Business, Georgetown University
Aug. 17, 2015 Deborah Fuhr, Managing Partner, ETFGI LLP, and Kathleen H. Moriarty, Partner, Kaye Scholer LLP
Aug. 17, 2015 Andy Gill, EVP, Client Solutions, Charles Schwab & Co., Inc., and Marie Chandoha, President and CEO, Charles Schwab Investment Management, Inc.
Aug. 17, 2015 Heidi Stam, Managing Director and General Counsel, Vanguard
Aug. 17, 2015 Joshua A. Weinberg, Vice President and Managing Counsel, State Street Global Advisors
Aug. 17, 2015 Flow Traders Group
Aug. 17, 2015 Thomas E. Faust Jr., Chairman and Chief Executive Officer, Eaton Vance Corp.
Aug. 17, 2015 David W. Blass, General Counsel, Investment Company Institute
Aug. 17, 2015 James A Simpson, President, ETP Resources, LLC, Dublin, Ohio
Aug. 17, 2015 John A. McCarthy, General Counsel, KCG Holdings, Inc.
Aug. 17, 2015 Anonymous
Aug. 17, 2015 Andrew Hausman, President, Interactive Data Pricing and Reference Data LLC, New York, New York
Aug. 17, 2015 Marcus Schüler, Head of Regulatory Affairs, Markit, Washington, District of Columbia
Aug. 17, 2015 S&P Dow Jones Indices LLC
Aug. 17, 2015 Gary L. Gastineau, President, ETF Consultants.com, Inc., Bonita Springs, Florida
Aug. 17, 2015 George O. Ojwang, Doctoral student, University of Nairobi, Nairobi, Kenya
Aug. 16, 2015 Robert Tull, President, Robert Tull and Company
Aug. 16, 2015 Karl-Otto Hartmann, Co-Founder and Editor, 40Act.com, Westborough, Massachusetts
Aug. 14, 2015 Keith Styrcula, Chairman and Founder, Structured Products Association
Aug. 11, 2015 Barbara Novick, Vice Chairman, and Ira Shapiro, Managing Director, BlackRock, Inc.
Aug. 10, 2015 John A. Olagues, Jr., Truth In Options, River Ridge, Louisiana
Aug. 8, 2015 Martin Raab, CAIA, Founding Partner, ETF Radar North America
Jul. 27, 2015 Peter J. Chepucavage, General Counsel, Plexus Consulting Group, LLC, Washington, D.C.
Jul. 13, 2015 Lisa Haugen, San Francisco, California
Jul. 13, 2015 Mark K. Robinson, Jr., California, Maryland
Jul. 2, 2015 Danny Reich, Boca Raton, Florida
Jun. 26, 2015 Paul Dietsch
Jun. 23, 2015 Gerald E. Campbell, Medford, Massachusetts
Jun. 17, 2015 Francesco Franzoni, Professor of Finance, University of Lugano, Senior Chair, Swiss Finance Institute, et al.

 

http://www.sec.gov/comments/s7-11-15/s71115.shtml

Modified: 01/20/2016