Comments on Notice of Substituted Compliance Application Submitted by the Spanish Financial Conduct Authority in Connection with Certain Requirements Applicable to Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the Kingdom of Spain
[Release No. 34-92716; S7-09-21]
Submitted Comments(Click here for meetings with SEC officials) |
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| Sep. 20, 2021 | Julia Bayon, Head of Business Legal and Vice-Secretary of the Board, Santander |
Meetings with SEC Officials(Click here for submitted comments from the public) |
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| Sep. 24, 2021 | Memorandum from the Division of Trading and Markets regarding correspondence dated September 24, 2021, from a representative of the Department of International Affairs at the Comisión Nacional del Mercado de Valores |