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Click here for meetings with SEC officials)
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| May 4, 2024 | Klei Dunn |
| Oct. 26, 2023 | Pohyal Stori, CEO, Stori GmbH |
| Aug. 17, 2023 | Eric J. Pan, President & CEO, and Susan Olson, General Counsel, Investment Company Institute |
| Jun. 14, 2023 | Susan M. Olson, General Counsel, Investment Company Institute |
| Jun. 9, 2023 | Brandon Becker, CAT NMS Plan Operating Committee Chair |
| Jun. 9, 2023 | Nashira Spencer,
Managing Director and Chief Security Officer, The Depository Trust & Clearing Corporation |
| Jun. 5, 2023 | Alex Sharpe, Sharpe Management Consulting LLC |
| Jun. 5, 2023 | CCP12 Members |
| Jun. 5, 2023 | Denyette DePierro,
US Financial Services Lead,
AWS Public Policy |
| Jun. 5, 2023 | Securities Industry and Financial Markets Association et al. |
| Jun. 5, 2023 | Bella Rozenberg,
Head of Regulatory and Legal Practice Group
ISDA |
| Jun. 5, 2023 | Hope M. Jarkowski, General Counsel, NYSE Group, Inc. |
| Jun. 5, 2023 | Ann Bowering, CEO US Issuer Services, Computershare |
| Jun. 5, 2023 | Behnaz Kibria |
| Jun. 5, 2023 | Thomas W. Burt, Corporate Vice President, Customer Security & Trust,
Microsoft Corporation |
| Jun. 5, 2023 | Joanna Mallers, Secretary, FIA Principal Traders Group |
| Jun. 5, 2023 | Mark T. Kim, Chief Executive Officer, Municipal Securities Rulemaking Board |
| Jun. 5, 2023 | Alexander Itkin, Chief Technology Officer, Optiver US LLC |
| Jun. 5, 2023 | Patrick Sexton, EVP, General Counsel & Corporate Secretary, Cboe Global Markets, Inc. |
| Jun. 5, 2023 | Howard Meyerson, Managing Director, Financial Information Forum |
| Jun. 5, 2023 | Eversheds Sutherland LLP |
| Jun. 5, 2023 | Melissa MacGregor, Deputy General Counsel and Corporate Secretary, Securities Industry and Financial Markets Association |
| Jun. 5, 2023 | Nashira Spencer, Managing Director and Chief Security Officer, The Depository Trust & Clearing Corporation |
| Jun. 5, 2023 | Megan Malone Cohen, General Counsel and Corporate Secretary, Options Clearing Corporation |
| Jun. 5, 2023 | Stephen W. Hall, Legal Director and Securities Specialist, Better Markets and Scott Farnin, Legal Counsel, Better Markets |
| Jun. 5, 2023 | Patrick Sexton EVP, General Counsel & Corporate Secretary, Cboe Global Markets, Inc. |
| Jun. 5, 2023 | Peter Sneyers, CEO, Euroclear Bank SA/NV and Stephane Bernard, COO, Euroclear Bank SA/NV |
| Jun. 5, 2023 | Jonathan Marcus, Senior Managing Director and General Counsel, CME Group Inc. |
| Jun. 5, 2023 | Christopher A. Iacovella, Chief Executive Officer, American Securities Association |
| Jun. 5, 2023 | Denyette DePierro, US Financial Services Lead, AWS Public Policy |
| Jun. 5, 2023 | Marcia E. Asquith, Corporate Secretary, EVP, Board and External Relations, FINRA |
| Jun. 5, 2023 | Denyette DePierro, US Financial Services Lead, AWS Public Policy |
| Jun. 5, 2023 | Seth A. Miller, President Advocacy & Administration, General Counsel, Cambridge Investment Research Advisors, Inc. |
| Jun. 5, 2023 | Chris Frascella, Law Fellow, Electronic Privacy Information Center and Alan Butler, Executive Director, Electronic Privacy Information Center |
| Jun. 5, 2023 | Howard Meyerson, Managing Director, Financial Information Forum |
| Jun. 2, 2023 | Lisa Dunsky, General Counsel, Gelber Securities LLC |
| Jun. 2, 2023 | Peter Duggan, President,Securities Transfer Association, Inc. |
| Jun. 2, 2023 | Brian Barnier, Think.Design.Cyber |
| Jun. 2, 2023 | Jeffrey S. Davis, Senior Vice President, Senior Deputy General Counsel, Nasdaq |
| Jun. 2, 2023 | Peter Duggan, President, Securities Transfer Association, Inc. |
| May 24, 2023 | Campbell Pryde, President and CEO, XRBL US |
| May 24, 2023 | John Curtis Hauschildt, Georgetown Law |
| May 23, 2023 | Susan M. Olson, General Counsel, Investment Company Institute |
| May 22, 2023 | North American Securities Administrators Association |
| May 22, 2023 | David T. Bellaire, Esq., Executive Vice President & General Counsel, Financial Services Institute |
| May 22, 2023 | Andrew Hartnett, NASAA President and
Deputy Commissioner, Iowa Insurance Division, North American Securities Administrators Association |
| May 12, 2023 | Suzanne Bennett Francisco, Disability Rights Advocate |
| May 11, 2023 | MC, Investor |
| May 10, 2023 | Peter Duggan, President, Securities Transfer Association, Inc. |
| Apr. 19, 2023 | Ben Mason, Union Bricklayer |
| Apr. 18, 2023 | Joseph Bahadoor |
| Apr. 17, 2023 | Robert Hall |
| Mar. 31, 2023 | Melissa MacGregor, Deputy General Counsel and Corporate Secretary, Securities Industry and Financial Markets Association |
| Mar. 30, 2023 | Nicholas Abbott |
| Mar. 23, 2023 | Yigal Rechtman, CPA, CFE, CITP, CISM, Managing Member, Rechtman CPA PLLC |
| Mar. 23, 2023 | Curtie, Household Investor |
| Mar. 19, 2023 | Louis Chunovic, Senior Reporter, FTF News, Financial Technologies Forum LLC |
| Mar. 17, 2023 | Russell Nomer |
| Mar. 17, 2023 | Allen Browne |
| Mar. 15, 2023 | Beverley Kennedy |
| Mar. 15, 2023 | Security Excellence, Cyber Risk Strategy and Risk Quantificaiton |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Aug. 7, 2023 | Memorandum from the Office of Public Engagement regarding a July 24, 2023 virtual meeting with National Association of Insurance Commissioners |
| Jul. 28, 2023 | Memorandum from the Division of Trading and Markets regarding a July 26, 2023 conference call with representatives of CCP12 |
| Jun. 16, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda
regarding a June 14, 2023 meeting with representatives of the DTCC |
| Jun. 16, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a June 14, 2023 meeting with representatives of DTCC |
| Jun. 12, 2023 | Memorandum from the Office Of Commissioner Mark T. Uyeda regarding a May 30, 2023 meeting with representatives of the Securities Transfer Association ("STA") |
| May 23, 2023 | Memorandum from the Division of Trading and Markets regarding a May 22, 2023 telephone with representatives of Cboe Global Markets |
| Mar. 24, 2023 | Memorandum from the Division of Trading and Markets regarding a March 24, 2023
telephone call with an Attorney of Culhane Meadows, PLLC |
