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Comments on Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2: Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and NYSE Arca, Inc.

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Date Sort descending	Letter Type	Commenter Name
Aug. 25, 2021	Public Comment	Ron Sherfey, Sherfey Investment Fund LLC
Aug. 5, 2021	Public Comment	Anonymous

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-523

Release Number

34-90985

How to submit comments

Rules & Regulations

Enforcement & Litigation

Compliance

Comments on Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2: Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and NYSE Arca, Inc.

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Comments on Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2: Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and NYSE Arca, Inc.

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