(Click here for meetings with SEC officials)
|
Jun. 28, 2024 | Jeffrey Pasquerella, Chief Legal Officer, DriveWealth, LLC |
Jun. 27, 2024 | Benjamin L. Schiffrin, Director of Securities Policy, Better Markets, Inc. |
Jun. 27, 2024 | Ellen Greene, Managing Director, Equities & Options Market Structure, SIFMA |
Jun. 26, 2024 | Chris Nagy, Research Director and Tyler Gellasch, President and CEO, Healthy Markets Association |
Jun. 26, 2024 | Richard Montone |
May 30, 2024 | David Sassoon, General Counsel, 24X National Exchange LLC |
May 13, 2024 | James J. Angel, Ph.D., CFP®, CFA, Associate Professor of Finance, Georgetown University, McDonough School of Business |
Apr. 25, 2024 | Eun Ah Choi, Senior Vice President, Nasdaq, Inc. |
Apr. 25, 2024 | Stan Sater, Senior Legal Counsel, Polygon.io, Inc. |
Apr. 22, 2024 | Andrew Glover & Ed deHaan, University of Washington & Stanford University |
Apr. 5, 2024 | James J. Angel, Ph.D., CFP®, CFA, Associate Professor of Finance, Georgetown University, McDonough School of Business |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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Jul. 25, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a July 25, 2024 meeting with representatives of Citadel |
Jul. 22, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce
regarding a May 9, 2024
conference call with representatives of the 24X National Exchange, LLC
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May 16, 2024 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a May 16, 2024, meeting with representatives of 24X National Exchange LLC |
May 8, 2024 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a May 8, 2024, meeting with representatives of 24X National Exchange, LLC |
Mar. 25, 2024 | Memorandum from the Division of Trading and Markets regarding a March 25, 2024, meeting with a representative of Investors Exchange LLC |