The Depository Trust Company (DTC) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-90895 | SEC Issue Date:Jan 11, 2021 | File Number:SR-DTC-2020-017 | SRO Organization:The Depository Trust Company (DTC) |
Details: Order Approving a Proposed Rule Change To Allow for the Deposit of Electronic Certificates of Deposit and Technical Changes Comments Due: December 28, 2020 |
| Release Number:34-90805 | SEC Issue Date:Dec 28, 2020 | File Number:SR-DTC-2020-020 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add a Fee for the New ClaimConnectTM See Also - Exhibit 5 |
| Release Number:34-90747 | SEC Issue Date:Dec 21, 2020 | File Number:SR-DTC-2020-019 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing of Proposed Rule Change To Update the Distributions Service Guide See Also - Exhibit 5 |
| Release Number:34-90649 | SEC Issue Date:Dec 11, 2020 | File Number:SR-NSCC-2020-021, SR-FICC-2020-018, SR-DTC-2020-018 | SRO Organization:National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) |
Details: Notice of Filings and Immediate Effectiveness of Proposed Rule Changes To Amend the Clearing Agencies Liquidity Risk Management Framework See Also - Exhibit 5 |
| Release Number:34-90626 | SEC Issue Date:Dec 10, 2020 | File Number:SR-NSCC-2020-019, SR-FICC-2020-016, SR-DTC-2020-015 | SRO Organization:National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) |
Details: Notice of Filings and Immediate Effectiveness of Proposed Rule Changes To Amend the Clearing Agency Operational Risk Management Framework |
| Release Number:34-90546 | SEC Issue Date:Dec 1, 2020 | File Number:SR-DTC-2020-014 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Guide to the DTC Fee Schedule View Received Comments See Also - Exhibit 5 |
| Release Number:34-90534 | SEC Issue Date:Nov 30, 2020 | File Number:SR-DTC-2020-017 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing of Proposed Rule Change to Allow for the Deposit of Electronic Certificates of Deposit and Technical Changes See Also - Exhibit 2, Exhibit 5 |
| Release Number:34-90490 | SEC Issue Date:Nov 23, 2020 | File Number:SR-DTC-2020-016 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Reorganizations Service Guide and the Guide to the Fee Schedule See Also - Exhibit 5 |
| Release Number:34-90481 | SEC Issue Date:Nov 23, 2020 | File Number:SR-DTC-2020-012 | SRO Organization:The Depository Trust Company (DTC) |
Details: Order Approving a Proposed Rule Change To Establish the ClaimConnectTM |
| Release Number:34-90415 | SEC Issue Date:Nov 13, 2020 | File Number:SR-DTC-2020-013 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Reorganizations Service Guide See Also - Exhibit 5 |