The Depository Trust Company (DTC) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-48145 | SEC Issue Date:Jul 9, 2003 | File Number:SR-DTC-2003-03 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Modifications to Settlement Progress Payments Procedures |
| Release Number:34-47978 | SEC Issue Date:Jun 4, 2003 | File Number:SR-DTC-2003-02 | SRO Organization:The Depository Trust Company (DTC) |
Details: Order Granting Approval of a Proposed Rule Change Concerning Requests for Withdrawal of Certificates by Issuers View Received Comments |
| Release Number:34-43541 | SEC Issue Date:Nov 9, 2000 | File Number:SR-DTC-00-10 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing of Proposed Rule Change Relating to the Combination of the Depository Trust Company's TradeSuite Institutional Trade Processing Services With Thomson-Financial ESG's Institutional Trade Processing Services View Received Comments See Also - Notice of Filing |
| Release Number:34-41799 | SEC Issue Date:Aug 27, 1999 | File Number:SR-DTC-99-20 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Implementing a Freeze on New Participant Accounts and a Contingency Plan for Withdrawal by Transfer Transactions |
| Release Number:34-41032 | SEC Issue Date:Feb 9, 1999 | File Number:SR-DTC-99-01 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Allowing DTC to Charge a Low Volume Tender Offer Processing Fee |
| Release Number:34-40696 | SEC Issue Date:Nov 20, 1998 | File Number:SR-DTC-98-18 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding Year 2000 Validation Testing |
| Release Number:34-39832 | SEC Issue Date:Apr 6, 1998 | File Number:SR-DTC-95-23 | SRO Organization:The Depository Trust Company (DTC) |
Details: Order Approving a Proposed Rule Change Implementing the Matching Feature in the Institutional Delivery System |
| Release Number:34-37800 | SEC Issue Date:Oct 9, 1996 | File Number:SR-DTC-96-15 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing of an Amendment to a Proposed Rule Change Relating to the Procedures To Establish a Direct Registration System See Also - Rel. No. 34-37778 |
| Release Number:34-37778 | SEC Issue Date:Oct 3, 1996 | File Number:SR-DTC-96-15 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing of Proposed Rule Change Relating to the Procedures to Establish a Direct Registration System See Also - Rel. No. 34-37800 |