The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-94692 | SEC Issue Date:Apr 12, 2022 | File Number:SR-DTC-2022-002 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing of a Proposed Rule Change To Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation Comments Due: May 9, 2022 See Also - Exhibit 5 Submit a Comment on SR-DTC-2022-002 |
| Release Number:34-94538 | SEC Issue Date:Mar 29, 2022 | File Number:SR-DTC-2021-014 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Withdrawal of a Proposed Rule Change To Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation Comments Due: 21 days after publication in the Federal Register Submit a Comment on SR-DTC-2021-014
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| Release Number:34-94495 | SEC Issue Date:Mar 23, 2022 | File Number:SR-DTC-2021-017 | SRO Organization:The Depository Trust Company (DTC) |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: April 20, 2022 Rebuttal comments due: May 4, 2022 View Received Comments |
| Release Number:34-94273 | SEC Issue Date:Feb 17, 2022 | File Number:SR-DTC-2022-001 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework Comments Due: 21 days after publication in the Federal Register View Received Comments |
| Release Number:34-94167 | SEC Issue Date:Feb 7, 2022 | File Number:SR-DTC-2021-014 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation Comments Due: 21 days after publication in the Federal Register |
| Release Number:34-94067 | SEC Issue Date:Jan 26, 2022 | File Number:SR-DTC-2021-017 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: January 19, 2022 |
| Release Number:34-93885 | SEC Issue Date:Dec 30, 2021 | File Number:SR-DTC-2021-018 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Reorganizations Guide and the Fee Guide Comments Due: January 26, 2022 See Also - Exhibit 5 |
| Release Number:34-93854 | SEC Issue Date:Dec 22, 2021 | File Number:SR-DTC-2021-017 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: January 19, 2022 See Also - Exhibit 5 |
| Release Number:34-93669 | SEC Issue Date:Nov 24, 2021 | File Number:SR-DTC-2021-016 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules Comments Due: December 21, 2021 See Also - Exhibit 5 |
| Release Number:34-93533 | SEC Issue Date:Nov 5, 2021 | File Number:SR-DTC-2021-014 | SRO Organization:The Depository Trust Company (DTC) |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation Comments Due: December 3, 2021 Rebuttal comments due: December 17, 2021 |