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Final Table
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| Release Number:33-10566A, 34-84325A, 39-2522A, IC-33261A | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual; Correction Federal Register version (83 FR 57677) |
| Release Number:33-10566A, 34-84325A, 39-2522A, IC-33261A | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual; Correction Federal Register version (83 FR 57677) |
| Release Number:33-10566A, 34-84325A, 39-2522A, IC-33261A | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual; Correction Federal Register version (83 FR 57677) |
| Release Number:33-10566A, 34-84325A, 39-2522A, IC-33261A | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual; Correction Federal Register version (83 FR 57677) |
| Release Number:33-10537, 34-83911, IA-4994, IC-33212 | SEC Issue Date: | File Number: |
Details: Delegation of Authority to General Counsel of the Commission Federal Register version (83 FR 44465) |
| Release Number:33-10537, 34-83911, IA-4994, IC-33212 | SEC Issue Date: | File Number: |
Details: Delegation of Authority to General Counsel of the Commission Federal Register version (83 FR 44465) |
| Release Number:33-10537, 34-83911, IA-4994, IC-33212 | SEC Issue Date: | File Number: |
Details: Delegation of Authority to General Counsel of the Commission Federal Register version (83 FR 44465) |
| Release Number:33-10537, 34-83911, IA-4994, IC-33212 | SEC Issue Date: | File Number: |
Details: Delegation of Authority to General Counsel of the Commission Federal Register version (83 FR 44465) |
| Release Number:34-83885 | SEC Issue Date: | File Number:S7-01-17 |
Details: Amendments to Municipal Securities Disclosure See Also - Proposed Rule Rel. No. 34-80130 Federal Register version (83 FR 44700) |
| Release Number:33-10532 | SEC Issue Date: | File Number:S7-15-16 |
Details: Disclosure Update and Simplification See Also - Demonstration Version, Proposed Rule Rel. Nos. 34-76474, 33-10110, and Small Entity Compliance Guide Federal Register version (83 FR 50148) |
| Release Number:33-10520 | SEC Issue Date: | File Number:S7-17-18 |
Details: Exempt Offerings Pursuant to Compensatory Arrangements Comments Due: August 23, 2018 Federal Register version (83 FR 34940) |
| Release Number:34-83663 | SEC Issue Date: | File Number:S7-23-15 |
Details: Regulation of NMS Stock Alternative Trading Systems See Also - Proposed Rule Rel. No. 34-76474 Federal Register version (83 FR 38768) |
| Release Number:33-10518, 34-83614, 39-2521, IC-33153 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (83 FR 33119) |
| Release Number:33-10518, 34-83614, 39-2521, IC-33153 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (83 FR 33119) |
| Release Number:33-10518, 34-83614, 39-2521, IC-33153 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (83 FR 33119) |
| Release Number:33-10518, 34-83614, 39-2521, IC-33153 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (83 FR 33119) |
| Release Number:33-10513, 34-83550 | SEC Issue Date: | File Number:S7-12-16 |
Details: Smaller Reporting Company Definition See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10107 Federal Register version (83 FR 31992) |
| Release Number:33-10514 | SEC Issue Date: | File Number:S7-03-17 |
Details: Inline XBRL Filing of Tagged Data See Also - Proposed Rule Rel. No. 33-10323 Federal Register version (83 FR 40846) |
| Release Number:33-10513, 34-83550 | SEC Issue Date: | File Number:S7-12-16 |
Details: Smaller Reporting Company Definition See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10107 Federal Register version (83 FR 31992) |
| Release Number:IC-33142 | SEC Issue Date: | File Number:S7-08-15 |
Details: Investment Company Liquidity Disclosure See Also - Proposed Rule Rel. No. IC-33046, Small Entity Compliance Guide Federal Register version (83 FR 31859) |
| Release Number:IC-33142 | SEC Issue Date: | File Number:S7-04-18 |
Details: Investment Company Liquidity Disclosure See Also - Proposed Rule Rel. No. IC-33046, Small Entity Compliance Guide Federal Register version (83 FR 31859) |
| Release Number:34-83506, FOIA-193 | SEC Issue Date: | File Number:S7-09-17 |
Details: Amendments to the Commission's Freedom of Information Act Regulations See Also - Proposed Rule Rel. No. 34-82373 Federal Register version (83 FR 30322) |
| Release Number:34-83506, FOIA-193 | SEC Issue Date: | File Number:S7-09-17 |
Details: Amendments to the Commission's Freedom of Information Act Regulations See Also - Proposed Rule Rel. No. 34-82373 Federal Register version (83 FR 30322) |
| Release Number:33-10506 | SEC Issue Date: | File Number:S7-08-15 |
Details: Optional Internet Availability of Investment Company Shareholder Reports See Also - Small Entity Compliance Guide Federal Register version (83 FR 29158) |
| Release Number:33-10506 | SEC Issue Date: | File Number:S7-08-15 |
Details: Optional Internet Availability of Investment Company Shareholder Reports See Also - Small Entity Compliance Guide Federal Register version (83 FR 29158) |
| Release Number:34-83325 | SEC Issue Date: | File Number: |
Details: Technical Amendments to Rules of Practice and Rules of Organization; Conduct and Ethics; and Information and Requests Federal Register version (83 FR 25365) |
| Release Number:33-10486, 34-83097, IC-33077 | SEC Issue Date: | File Number: |
Details: Amendments to Forms and Schedules To Remove Provision of Certain Personally Identifiable Information Federal Register version (83 FR 22190) |
| Release Number:33-10486, 34-83097, IC-33077 | SEC Issue Date: | File Number: |
Details: Amendments to Forms and Schedules To Remove Provision of Certain Personally Identifiable Information Federal Register version (83 FR 22190) |
| Release Number:33-10486, 34-83097, IC-33077 | SEC Issue Date: | File Number: |
Details: Amendments to Forms and Schedules To Remove Provision of Certain Personally Identifiable Information Federal Register version (83 FR 22190) |
| Release Number:33-10467, 34-82830, 39-2520, IC-33041 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (83 FR 11637) |
| Release Number:33-10467, 34-82830, 39-2520, IC-33041 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (83 FR 11637) |
| Release Number:33-10467, 34-82830, 39-2520, IC-33041 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (83 FR 11637) |
| Release Number:33-10467, 34-82830, 39-2520, IC-33041 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (83 FR 11637) |
| Release Number:33-7424A | SEC Issue Date: | File Number: |
Details: Amendments to Forms and Schedules To Remove Voluntary Provision of Social Security Numbers Federal Register version (83 FR 4138) |
| Release Number:IA-4839 | SEC Issue Date: | File Number:S7-05-17 |
Details: Exemptions From Investment Adviser Registration for Advisers to Small Business Investment Companies See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. IA-4697 Federal Register version (83 FR 1296) |
| Release Number:33-10450 | SEC Issue Date: | File Number:S7-09-14 |
Details: Treatment of Certain Communications Involving Security-Based Swaps That May Be Purchased Only by Eligible Contract Participants See Also - Proposed Rule Rel. No. 33-9643 Federal Register version (83 FR 2046) |
| Release Number:33-10442, 33-9776, 33-10231, 34-82241, IC-32936 | SEC Issue Date: | File Number:S7-08-15 |
Details: Investment Company Reporting Modernization Federal Register version (82 FR 58731) |
| Release Number:33-10442, 33-9776, 33-10231, 34-82241, IC-32936 | SEC Issue Date: | File Number:S7-08-15 |
Details: Investment Company Reporting Modernization Federal Register version (82 FR 58731) |
| Release Number:33-10442, 33-9776, 33-10231, 34-82241, IC-32936 | SEC Issue Date: | File Number:S7-08-15 |
Details: Investment Company Reporting Modernization Federal Register version (82 FR 58731) |
| Release Number:33-10442, 33-9776, 33-10231, 34-82241, IC-32936 | SEC Issue Date: | File Number:S7-08-15 |
Details: Investment Company Reporting Modernization Federal Register version (82 FR 58731) |
| Release Number:33-10442, 33-9776, 33-10231, 34-82241, IC-32936 | SEC Issue Date: | File Number:S7-08-15 |
Details: Investment Company Reporting Modernization Federal Register version (82 FR 58731) |
| Release Number:33-10442, 33-9776, 33-10231, 34-82241, IC-32936 | SEC Issue Date: | File Number:S7-08-15 |
Details: Investment Company Reporting Modernization Federal Register version (82 FR 58731) |
| Release Number:33-10442, 33-9776, 33-10231, 34-82241, IC-32936 | SEC Issue Date: | File Number:S7-08-15 |
Details: Investment Company Reporting Modernization Federal Register version (82 FR 58731) |
| Release Number:33-10442, 33-9776, 33-10231, 34-82241, IC-32936 | SEC Issue Date: | File Number:S7-08-15 |
Details: Investment Company Reporting Modernization Federal Register version (82 FR 58731) |
| Release Number:33-10444, 34-82246, 39-2519, IC-32938 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (83 FR 2369) |
| Release Number:33-10442, 33-9776, 33-10231, 34-82241, IC-32936 | SEC Issue Date: | File Number:S7-08-15 |
Details: Investment Company Reporting Modernization Federal Register version (82 FR 58731) |
| Release Number:33-10442, 33-9776, 33-10231, 34-82241, IC-32936 | SEC Issue Date: | File Number:S7-08-15 |
Details: Investment Company Reporting Modernization Federal Register version (82 FR 58731) |
| Release Number:33-10442, 33-9776, 33-10231, 34-82241, IC-32936 | SEC Issue Date: | File Number:S7-08-15 |
Details: Investment Company Reporting Modernization Federal Register version (82 FR 58731) |
| Release Number:33-10442, 33-9776, 33-10231, 34-82241, IC-32936 | SEC Issue Date: | File Number:S7-08-15 |
Details: Investment Company Reporting Modernization Federal Register version (82 FR 58731) |
| Release Number:33-10442, 33-9776, 33-10231, 34-82241, IC-32936 | SEC Issue Date: | File Number:S7-08-15 |
Details: Investment Company Reporting Modernization Federal Register version (82 FR 58731) |
| Release Number:33-10442, 33-9776, 33-10231, 34-82241, IC-32936 | SEC Issue Date: | File Number:S7-08-15 |
Details: Investment Company Reporting Modernization Federal Register version (82 FR 58731) |
| Release Number:33-10442, 33-9776, 33-10231, 34-82241, IC-32936 | SEC Issue Date: | File Number:S7-08-15 |
Details: Investment Company Reporting Modernization Federal Register version (82 FR 58731) |
| Release Number:33-10442, 33-9776, 33-10231, 34-82241, IC-32936 | SEC Issue Date: | File Number:S7-08-15 |
Details: Investment Company Reporting Modernization Federal Register version (82 FR 58731) |
| Release Number:33-10444, 34-82246, 39-2519, IC-32938 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (83 FR 2369) |
| Release Number:33-10444, 34-82246, 39-2519, IC-32938 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (83 FR 2369) |
| Release Number:33-10442, 33-9776, 33-10231, 34-82241, IC-32936 | SEC Issue Date: | File Number:S7-08-15 |
Details: Investment Company Reporting Modernization Federal Register version (82 FR 58731) |
| Release Number:33-10442, 33-9776, 33-10231, 34-82241, IC-32936 | SEC Issue Date: | File Number:S7-08-15 |
Details: Investment Company Reporting Modernization Federal Register version (82 FR 58731) |
| Release Number:33-10442, 33-9776, 33-10231, 34-82241, IC-32936 | SEC Issue Date: | File Number:S7-08-15 |
Details: Investment Company Reporting Modernization Federal Register version (82 FR 58731) |
| Release Number:33-10442, 33-9776, 33-10231, 34-82241, IC-32936 | SEC Issue Date: | File Number:S7-08-15 |
Details: Investment Company Reporting Modernization Federal Register version (82 FR 58731) |
| Release Number:33-10444, 34-82246, 39-2519, IC-32938 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (83 FR 2369) |
| Release Number:33-10428 | SEC Issue Date: | File Number:S7-06-17 |
Details: Covered Securities Pursuant to Section 18 of the Securities Act of 1933 See Also - Proposed Rule Rel. No. 33-10390 Federal Register version (82 FR 50059) |
| Release Number:33-10413, 34-81592, 39-2518, IC-32818 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (82 FR 45434) |
| Release Number:33-10413, 34-81592, 39-2518, IC-32818 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (82 FR 45434) |
| Release Number:33-10413, 34-81592, 39-2518, IC-32818 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (82 FR 45434) |
| Release Number:33-10413, 34-81592, 39-2518, IC-32818 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (82 FR 45434) |
| Release Number:33-10385, 34-81080, 39-2517, IC-32724 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (82 FR 35062) |
| Release Number:33-10385, 34-81080, 39-2517, IC-32724 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (82 FR 35062) |
| Release Number:33-10385, 34-81080, 39-2517, IC-32724 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (82 FR 35062) |
| Release Number:33-10385, 34-81080, 39-2517, IC-32724 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (82 FR 35062) |
| Release Number:IA-4698 | SEC Issue Date: | File Number: |
Details: Technical Amendments to Form ADV and Form ADV-W Federal Register version (82 FR 21472) |
| Release Number:33-10332, 34-80355 | SEC Issue Date: | File Number:S7-09-16 |
Details: Inflation Adjustments and Other Technical Amendments Under Titles I and III of the Jobs Act Federal Register version (82 FR 17545) |
| Release Number:33-10332, 34-80355 | SEC Issue Date: | File Number:S7-09-16 |
Details: Inflation Adjustments and Other Technical Amendments Under Titles I and III of the Jobs Act Federal Register version (82 FR 17545) |
| Release Number:34-80295 | SEC Issue Date: | File Number:S7-22-16 |
Details: Securities Transaction Settlement Cycle See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 34-78962 Federal Register version (82 FR 15564) |
| Release Number:33-10324, 34-80182, 39-2516, IC-32527 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (82 FR 15993) |
| Release Number:33-10324, 34-80182, 39-2516, IC-32527 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (82 FR 15993) |
| Release Number:33-10324, 34-80182, 39-2516, IC-32527 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (82 FR 15993) |
| Release Number:33-10324, 34-80182, 39-2516, IC-32527 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (82 FR 15993) |
| Release Number:33-10322, 34-80132 | SEC Issue Date: | File Number:S7-19-16 |
Details: Exhibit Hyperlinks and HTML Format See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10201, Notice Rel. No. 33-10446 Federal Register version (82 FR 14130) |
| Release Number:33-10322, 34-80132 | SEC Issue Date: | File Number:S7-19-16 |
Details: Exhibit Hyperlinks and HTML Format See Also - Small Entity Compliance Guide, Proposed Rule Rel. No. 33-10201, Notice Rel. No. 33-10446 Federal Register version (82 FR 14130) |
| Release Number:33-10238A, 34-79161A | SEC Issue Date: | File Number:S7-22-15 |
Details: Exemptions to Facilitate Intrastate and Regional Securities Offerings, Technical Correction Comments Due: January 21, 2017 View Received Comments Federal Register version |
| Release Number:33-10238A, 34-79161A | SEC Issue Date: | File Number:S7-22-15 |
Details: Exemptions to Facilitate Intrastate and Regional Securities Offerings, Technical Correction Comments Due: January 21, 2017 View Received Comments Federal Register version |
| Release Number:33-10295, 34-79878, 39-2514, IC-32452 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (82 FR 9680) |
| Release Number:33-10295, 34-79878, 39-2514, IC-32452 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (82 FR 9680) |
| Release Number:33-10295, 34-79878, 39-2514, IC-32452 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (82 FR 9680) |
| Release Number:33-10295, 34-79878, 39-2514, IC-32452 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (82 FR 9680) |
| Release Number:33-10276, 34-79749, IA-4599, IC-32414 | SEC Issue Date: | File Number: |
Details: Adjustments to Civil Monetary Penalty Amounts Federal Register version (82 FR 5367) |
| Release Number:33-10276, 34-79749, IA-4599, IC-32414 | SEC Issue Date: | File Number: |
Details: Adjustments to Civil Monetary Penalty Amounts Federal Register version (82 FR 5367) |
| Release Number:33-10276, 34-79749, IA-4599, IC-32414 | SEC Issue Date: | File Number: |
Details: Adjustments to Civil Monetary Penalty Amounts Federal Register version (82 FR 5367) |
| Release Number:33-10276, 34-79749, IA-4599, IC-32414 | SEC Issue Date: | File Number: |
Details: Adjustments to Civil Monetary Penalty Amounts Federal Register version (82 FR 5367) |
| Release Number:33-10075A, 34-77757A, 33-9693 | SEC Issue Date: | File Number:S7-12-14 |
Details: Changes to Exchange Act Registration Requirements To Implement Title V and Title VI of the JOBS Act; Correction Federal Register version (81 FR 95458) |
| Release Number:33-10075A, 34-77757A, 33-9693 | SEC Issue Date: | File Number:S7-12-14 |
Details: Changes to Exchange Act Registration Requirements To Implement Title V and Title VI of the JOBS Act; Correction Federal Register version (81 FR 95458) |
| Release Number:33-10075A, 34-77757A, 33-9693 | SEC Issue Date: | File Number:S7-12-14 |
Details: Changes to Exchange Act Registration Requirements To Implement Title V and Title VI of the JOBS Act; Correction Federal Register version (81 FR 95458) |
| Release Number:33-10075A, 34-77757A, 33-9693 | SEC Issue Date: | File Number:S7-12-14 |
Details: Changes to Exchange Act Registration Requirements To Implement Title V and Title VI of the JOBS Act; Correction Federal Register version (81 FR 95458) |
| Release Number:33-10075A, 34-77757A, 33-9693 | SEC Issue Date: | File Number:S7-12-14 |
Details: Changes to Exchange Act Registration Requirements To Implement Title V and Title VI of the JOBS Act; Correction Federal Register version (81 FR 95458) |
| Release Number:33-10075A, 34-77757A, 33-9693 | SEC Issue Date: | File Number:S7-12-14 |
Details: Changes to Exchange Act Registration Requirements To Implement Title V and Title VI of the JOBS Act; Correction Federal Register version (81 FR 95458) |
| Release Number:33-10265, 34-79519, 39-2513, IC-32387 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (82 FR 7645) |
| Release Number:33-10265, 34-79519, 39-2513, IC-32387 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (82 FR 7645) |
| Release Number:33-10265, 34-79519, 39-2513, IC-32387 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (82 FR 7645) |
| Release Number:33-10265, 34-79519, 39-2513, IC-32387 | SEC Issue Date: | File Number: |
Details: Adoption of Updated EDGAR Filer Manual Federal Register version (82 FR 7645) |
| Release Number:33-10238, 34-79161 | SEC Issue Date: | File Number:S7-22-15 |
Details: Exemptions To Facilitate Intrastate and Regional Securities Offerings Comments Due: January 20, 2017 View Received Comments See Also - Small Entity Compliance Guide, Rule 504 Small Entity Compliance Guide, Proposed Rule Release No. 33-9973, Release No. 33-10238A Federal Register version (81 FR 83494) |