|
Release Number:34-62501
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SEC Issue Date:
|
File Number:
|
Details: Adoption of Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission and Revisions to the Commission's Ethics Rules
See Also -
2010 Federal Register version
Federal Register version (75 FR 42269)
|
|
Release Number:IA-3043
|
SEC Issue Date:
|
File Number:S7-18-09
|
Details: Political Contributions by Certain Investment Advisers
See Also -
Proposed Rule Release No. IA-2910, Small Entity Compliance Guide, Staff Responses to Questions About the Pay to Play Rule, Release No. IA-4129, Federal Register version
Federal Register version (75 FR 41017)
|
|
Release Number:IA-3043
|
SEC Issue Date:
|
File Number:S7-18-09
|
Details: Political Contributions by Certain Investment Advisers
See Also -
Proposed Rule Release No. IA-2910, Small Entity Compliance Guide, Staff Responses to Questions About the Pay to Play Rule, Release No. IA-4129, Federal Register version
Federal Register version (75 FR 41017)
|
|
Release Number:34-62184A
|
SEC Issue Date:
|
File Number:S7-15-09
|
Details: Amendment to Municipal Securities Disclosure
See Also -
Proposed Rule Release No. 34-60332, MSRB Orders and Notices 34-62175, 34-62182, 34-62183, Small Entity Compliance Guide, Federal Register version
Federal Register version (75 FR 33099)
|
|
Release Number:33-9115, 34-61821, 39-2469, IC-29199
|
SEC Issue Date:
|
File Number:
|
Details: Adoption of Updated EDGAR Filer Manual
See Also -
2010 Federal Register version
Federal Register version (75 FR 17853)
|
|
Release Number:33-9115, 34-61821, 39-2469, IC-29199
|
SEC Issue Date:
|
File Number:
|
Details: Adoption of Updated EDGAR Filer Manual
See Also -
2010 Federal Register version
Federal Register version (75 FR 17853)
|
|
Release Number:33-9115, 34-61821, 39-2469, IC-29199
|
SEC Issue Date:
|
File Number:
|
Details: Adoption of Updated EDGAR Filer Manual
See Also -
2010 Federal Register version
Federal Register version (75 FR 17853)
|
|
Release Number:33-9115, 34-61821, 39-2469, IC-29199
|
SEC Issue Date:
|
File Number:
|
Details: Adoption of Updated EDGAR Filer Manual
See Also -
2010 Federal Register version
Federal Register version (75 FR 17853)
|
|
Release Number:34-61595
|
SEC Issue Date:
|
File Number:S7-08-09
|
Details: Amendments to Regulation SHO
See Also -
Proposed Rule Release No. 34-60509, Proposed Rule Release No. 34-59748, Small Entity Compliance Guide, Federal Register version
Federal Register version (75 FR 11231)
|
|
Release Number:33-9089A
|
SEC Issue Date:
|
File Number:S7-13-09
|
Details: Proxy Disclosure Enhancements; Correction
See Also -
Federal Register version
Federal Register version (75 FR 9100)
|
|
Release Number:IC-29132
|
SEC Issue Date:
|
File Number:S7-11-09
|
Details: Money Market Fund Reform
File Nos.:
S7-11-09, S7-20-09
See Also -
Proposed Rule Release No. IC-28807, Rule 2a-7 Amendments Adopted by SEC in February 2010 Marked to Show Changes from Previous Rule 2a-7, Staff Responses to Questions About Money Market Fund Reform, Staff Responses to Questions about Rule 30b1-7 and Form N-MFP, Staff Responses to Questions about Information Filed on Form N-MFP, Money Market Fund Reporting of Portfolio Information, Federal Register version
Federal Register version (75 FR 10059)
|
|
Release Number:33-9108, 34-61560, IC-29131
|
SEC Issue Date:
|
File Number:S7-22-09
|
Details: Amendments to Rules Requiring Internet Availability of Proxy Materials
See Also -
Proposed Rule Release No. 33-9073, Small Entity Compliance Guide, Federal Register version
Federal Register version (75 FR 9073)
|
|
Release Number:33-9108, 34-61560, IC-29131
|
SEC Issue Date:
|
File Number:S7-22-09
|
Details: Amendments to Rules Requiring Internet Availability of Proxy Materials
See Also -
Proposed Rule Release No. 33-9073, Small Entity Compliance Guide, Federal Register version
Federal Register version (75 FR 9073)
|
|
Release Number:33-9108, 34-61560, IC-29131
|
SEC Issue Date:
|
File Number:S7-22-09
|
Details: Amendments to Rules Requiring Internet Availability of Proxy Materials
See Also -
Proposed Rule Release No. 33-9073, Small Entity Compliance Guide, Federal Register version
Federal Register version (75 FR 9073)
|
|
Release Number:34-61339
|
SEC Issue Date:
|
File Number:
|
Details: Delegations of Authority to the Director of Its Division of Enforcement
See Also -
2010 Federal Register version
Federal Register version (75 FR 3121)
|
|
Release Number:34-61335
|
SEC Issue Date:
|
File Number:S7-12-09
|
Details: Shareholder Approval of Executive Compensation of TARP Recipients
See Also -
Proposed Rule Release No. 34-60218, Federal Register version
Federal Register version (75 FR 2789)
|
|
Release Number:IA-2965A
|
SEC Issue Date:
|
File Number:S7-23-07
|
Details: Temporary Rule Regarding Principal Trades With Certain Advisory Clients
See Also -
Small Entity Compliance Guide, Letter to SIFMA, -3T Federal Register version
Federal Register version (75 FR 742) Note: The amendments are effective December 31, 2009, and the expiration date for 17 CFR 275.206(3)-3T is now December 31, 2010. This is a technical correction only for purposes of Federal Register publication to provide clearly that final Rule 206(3)-3T remains in effect through December 31, 2010, consistent with Release No. IA-2965. See also: Final Rule Release No. IA-2965 ; Interim Final Temporary Rule Release No. IA-2653 ; Small Entity Compliance Guide ; Letter to SIFMA regarding expiration of rule 206(3)-3T Federal Register version
|
|
Release Number:IA-2965A
|
SEC Issue Date:
|
File Number:S7-23-07
|
Details: Temporary Rule Regarding Principal Trades With Certain Advisory Clients
See Also -
Small Entity Compliance Guide, Letter to SIFMA, -3T Federal Register version
Federal Register version (75 FR 742) Note: The amendments are effective December 31, 2009, and the expiration date for 17 CFR 275.206(3)-3T is now December 31, 2010. This is a technical correction only for purposes of Federal Register publication to provide clearly that final Rule 206(3)-3T remains in effect through December 31, 2010, consistent with Release No. IA-2965. See also: Final Rule Release No. IA-2965 ; Interim Final Temporary Rule Release No. IA-2653 ; Small Entity Compliance Guide ; Letter to SIFMA regarding expiration of rule 206(3)-3T Federal Register version
|
|
Release Number:IA-2968
|
SEC Issue Date:
|
File Number:S7-09-09
|
Details: Custody of Funds or Securities of Clients by Investment Advisers
See Also -
Proposed Rule Release No. IA-2876, Interpretive Release No. IA-2969, Staff Responses to Questions About the Custody Rule, Small Entity Compliance Guide, Federal Register version
Federal Register version (75 FR 1455)
|
|
Release Number:IA-2965
|
SEC Issue Date:
|
File Number:S7-23-07
|
Details: Temporary Rule Regarding Principal Trades With Certain Advisory Clients
See Also -
Small Entity Compliance Guide, Letter to SIFMA, -3T Federal Register version
Federal Register version (74 FR 69009)
|
|
Release Number:IA-2965
|
SEC Issue Date:
|
File Number:S7-23-07
|
Details: Temporary Rule Regarding Principal Trades With Certain Advisory Clients
See Also -
Small Entity Compliance Guide, Letter to SIFMA, -3T Federal Register version
Federal Register version (74 FR 69009)
|
|
Release Number:IA-2965
|
SEC Issue Date:
|
File Number:S7-23-07
|
Details: Temporary Rule Regarding Principal Trades With Certain Advisory Clients
See Also -
Small Entity Compliance Guide, Letter to SIFMA, -3T Federal Register version
Federal Register version (74 FR 69009)
|
|
Release Number:33-9089
|
SEC Issue Date:
|
File Number:S7-13-09
|
Details: Proxy Disclosure Enhancements
See Also -
Proxy Disclosure and Solicitation Enhancements, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 68333)
|
|
Release Number:33-9087
|
SEC Issue Date:
|
File Number:S7-23-09
|
Details: Extension of Filing Accommodation for Static Pool Information in Filings With Respect to Asset-Backed Securities
See Also -
Proposed Rule Release No. 33-9074, Federal Register version
Federal Register version (74 FR 67812)
|
|
Release Number:34-61050
|
SEC Issue Date:
|
File Number:S7-04-09
|
Details: Amendments to Rules for Nationally Recognized Statistical Rating Organizations
See Also -
Proposed Rule Release No. 34-59343, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 63831)
|
|
Release Number:34-61003, IA-2950, IC-28997, 34-59769
|
SEC Issue Date:
|
File Number:S7-09-07
|
Details: Final Model Privacy Form Under the Gramm-Leach-Bliley Act
See Also -
Small Entity Compliance Guide, Model form with opt-out, Model form with no opt-out, and Model Consumer Privacy Notice Online Form Builder, see release for exceptions to this effective date Federal Register version
Federal Register version (74 FR 62889)
|
|
Release Number:34-61003, IA-2950, IC-28997, 34-59769
|
SEC Issue Date:
|
File Number:S7-09-07
|
Details: Final Model Privacy Form Under the Gramm-Leach-Bliley Act
See Also -
Small Entity Compliance Guide, Model form with opt-out, Model form with no opt-out, and Model Consumer Privacy Notice Online Form Builder, see release for exceptions to this effective date Federal Register version
Federal Register version (74 FR 62889)
|
|
Release Number:34-61003, IA-2950, IC-28997, 34-59769
|
SEC Issue Date:
|
File Number:S7-09-07
|
Details: Final Model Privacy Form Under the Gramm-Leach-Bliley Act
See Also -
Small Entity Compliance Guide, Model form with opt-out, Model form with no opt-out, and Model Consumer Privacy Notice Online Form Builder, see release for exceptions to this effective date Federal Register version
Federal Register version (74 FR 62889)
|
|
Release Number:34-61003, IA-2950, IC-28997, 34-59769
|
SEC Issue Date:
|
File Number:S7-09-07
|
Details: Final Model Privacy Form Under the Gramm-Leach-Bliley Act
See Also -
Small Entity Compliance Guide, Model form with opt-out, Model form with no opt-out, and Model Consumer Privacy Notice Online Form Builder, see release for exceptions to this effective date Federal Register version
Federal Register version (74 FR 62889)
|
|
Release Number:34-60946, IA-2946, IC-28990
|
SEC Issue Date:
|
File Number:S7-29-04
|
Details: Regulation S-AM: Limitations on Affiliate Marketing; Extension of Compliance Date
See Also -
Proposed Rule Release No. 34-49985, Federal Register version
Federal Register version (74 FR 58204)
|
|
Release Number:34-60946, IA-2946, IC-28990
|
SEC Issue Date:
|
File Number:S7-29-04
|
Details: Regulation S-AM: Limitations on Affiliate Marketing; Extension of Compliance Date
See Also -
Proposed Rule Release No. 34-49985, Federal Register version
Federal Register version (74 FR 58204)
|
|
Release Number:34-60946, IA-2946, IC-28990
|
SEC Issue Date:
|
File Number:S7-29-04
|
Details: Regulation S-AM: Limitations on Affiliate Marketing; Extension of Compliance Date
See Also -
Proposed Rule Release No. 34-49985, Federal Register version
Federal Register version (74 FR 58204)
|
|
Release Number:33-9077, 34-60875, 39-2468, IC-28984
|
SEC Issue Date:
|
File Number:
|
Details: Adoption of Updated EDGAR Filer Manual
See Also -
2009 Federal Register version
Federal Register version (74 FR 56107)
|
|
Release Number:33-9077, 34-60875, 39-2468, IC-28984
|
SEC Issue Date:
|
File Number:
|
Details: Adoption of Updated EDGAR Filer Manual
See Also -
2009 Federal Register version
Federal Register version (74 FR 56107)
|
|
Release Number:33-9077, 34-60875, 39-2468, IC-28984
|
SEC Issue Date:
|
File Number:
|
Details: Adoption of Updated EDGAR Filer Manual
See Also -
2009 Federal Register version
Federal Register version (74 FR 56107)
|
|
Release Number:33-9077, 34-60875, 39-2468, IC-28984
|
SEC Issue Date:
|
File Number:
|
Details: Adoption of Updated EDGAR Filer Manual
See Also -
2009 Federal Register version
Federal Register version (74 FR 56107)
|
|
Release Number:33-9072, 34-60813
|
SEC Issue Date:
|
File Number:S7-06-03
|
Details: Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
See Also -
Rel. Nos. 33-8212, Proposed Rule Release Nos. 33-8731, 33-8889, Federal Register version
Federal Register version (74 FR 53627)
|
|
Release Number:33-9072, 34-60813
|
SEC Issue Date:
|
File Number:S7-06-03
|
Details: Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
See Also -
Rel. Nos. 33-8212, Proposed Rule Release Nos. 33-8731, 33-8889, Federal Register version
Federal Register version (74 FR 53627)
|
|
Release Number:34-60789
|
SEC Issue Date:
|
File Number:S7-19-08
|
Details: References to Ratings of Nationally Recognized Statistical Rating Organizations
See Also -
Proposed Rule Release Nos. 34-58070, and IC-28327, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 52357)
|
|
Release Number:34-60789
|
SEC Issue Date:
|
File Number:S7-17-08
|
Details: References to Ratings of Nationally Recognized Statistical Rating Organizations
See Also -
Proposed Rule Release Nos. 34-58070, and IC-28327, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 52357)
|
|
Release Number:IC-28903
|
SEC Issue Date:
|
File Number:S7-20-09
|
Details: Disclosure of Certain Money Market Fund Portfolio Holdings
View Received Comments
See Also -
for this notice. Federal Register version
Federal Register version (74 FR 48376)
|
|
Release Number:33-9063, 34-60663, 39-2467
|
SEC Issue Date:
|
File Number:S7-02-09
|
Details: Extension of Temporary Exemptions for Eligible Credit Default Swaps To Facilitate Operation of Central Counterparties To Clear and Settle Credit Default Swaps
View Received Comments
See Also -
Federal Register version
Federal Register version (74 FR 47719)
|
|
Release Number:33-9063, 34-60663, 39-2467
|
SEC Issue Date:
|
File Number:S7-02-09
|
Details: Extension of Temporary Exemptions for Eligible Credit Default Swaps To Facilitate Operation of Central Counterparties To Clear and Settle Credit Default Swaps
View Received Comments
See Also -
Federal Register version
Federal Register version (74 FR 47719)
|
|
Release Number:33-9063, 34-60663, 39-2467
|
SEC Issue Date:
|
File Number:S7-02-09
|
Details: Extension of Temporary Exemptions for Eligible Credit Default Swaps To Facilitate Operation of Central Counterparties To Clear and Settle Credit Default Swaps
View Received Comments
See Also -
Federal Register version
Federal Register version (74 FR 47719)
|
|
Release Number:34-60448
|
SEC Issue Date:
|
File Number:
|
Details: Delegation of Authority to Director of Division of Enforcement
See Also -
2009 Federal Register version
Federal Register version (74 FR 40068)
|
|
Release Number:34-60423, IC-28842, IA-2911
|
SEC Issue Date:
|
File Number:S7-29-04
|
Details: Regulation S-AM: Limitations on Affiliate Marketing
See Also -
Proposed Rule Release No. 34-49985, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 40397)
|
|
Release Number:34-60423, IC-28842, IA-2911
|
SEC Issue Date:
|
File Number:S7-29-04
|
Details: Regulation S-AM: Limitations on Affiliate Marketing
See Also -
Proposed Rule Release No. 34-49985, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 40397)
|
|
Release Number:34-60423, IC-28842, IA-2911
|
SEC Issue Date:
|
File Number:S7-29-04
|
Details: Regulation S-AM: Limitations on Affiliate Marketing
See Also -
Proposed Rule Release No. 34-49985, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 40397)
|
|
Release Number:34-60423, IC-28842, IA-2911
|
SEC Issue Date:
|
File Number:S7-29-04
|
Details: Regulation S-AM: Limitations on Affiliate Marketing
See Also -
Proposed Rule Release No. 34-49985, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 40397)
|
|
Release Number:34-60423, IC-28842, IA-2911
|
SEC Issue Date:
|
File Number:S7-29-04
|
Details: Regulation S-AM: Limitations on Affiliate Marketing
See Also -
Proposed Rule Release No. 34-49985, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 40397)
|
|
Release Number:34-60423, IC-28842, IA-2911
|
SEC Issue Date:
|
File Number:S7-29-04
|
Details: Regulation S-AM: Limitations on Affiliate Marketing
See Also -
Proposed Rule Release No. 34-49985, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 40397)
|
|
Release Number:33-9058, 34-60390, 39-2466, IC-28838 Dates:
|
SEC Issue Date:
|
File Number:
|
Details: Adoption of Updated EDGAR Filer Manual
See Also -
2009. Federal Register version
Federal Register version (74 FR 38523)
|
|
Release Number:33-9058, 34-60390, 39-2466, IC-28838 Dates:
|
SEC Issue Date:
|
File Number:
|
Details: Adoption of Updated EDGAR Filer Manual
See Also -
2009. Federal Register version
Federal Register version (74 FR 38523)
|
|
Release Number:33-9058, 34-60390, 39-2466, IC-28838 Dates:
|
SEC Issue Date:
|
File Number:
|
Details: Adoption of Updated EDGAR Filer Manual
See Also -
2009. Federal Register version
Federal Register version (74 FR 38523)
|
|
Release Number:33-9058, 34-60390, 39-2466, IC-28838 Dates:
|
SEC Issue Date:
|
File Number:
|
Details: Adoption of Updated EDGAR Filer Manual
See Also -
2009. Federal Register version
Federal Register version (74 FR 38523)
|
|
Release Number:34-60388
|
SEC Issue Date:
|
File Number:S7-30-08
|
Details: Amendments to Regulation SHO
View Received Comments
See Also -
Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 38265)
|
|
Release Number:34-60388
|
SEC Issue Date:
|
File Number:S7-30-08
|
Details: Amendments to Regulation SHO
See Also -
Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 38265)
|
|
Release Number:33-8934A, 34-58028A, 33-8889
|
SEC Issue Date:
|
File Number:S7-06-03
|
Details: Technical Amendment; Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
See Also -
Federal Register version
Federal Register version (74 FR 30211)
|
|
Release Number:33-8934A, 34-58028A, 33-8889
|
SEC Issue Date:
|
File Number:S7-06-03
|
Details: Technical Amendment; Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
See Also -
Federal Register version
Federal Register version (74 FR 30211)
|
|
Release Number:33-8934A, 34-58028A, 33-8889
|
SEC Issue Date:
|
File Number:S7-06-03
|
Details: Technical Amendment; Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
See Also -
Federal Register version
Federal Register version (74 FR 30211)
|
|
Release Number:33-8934A, 34-58028A, 33-8889
|
SEC Issue Date:
|
File Number:S7-06-03
|
Details: Technical Amendment; Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
See Also -
Federal Register version
Federal Register version (74 FR 30211)
|
|
Release Number:33-8934A, 34-58028A, 33-8889
|
SEC Issue Date:
|
File Number:S7-06-03
|
Details: Technical Amendment; Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
See Also -
Federal Register version
Federal Register version (74 FR 30211)
|
|
Release Number:33-8934A, 34-58028A, 33-8889
|
SEC Issue Date:
|
File Number:S7-06-03
|
Details: Technical Amendment; Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
See Also -
Federal Register version
Federal Register version (74 FR 30211)
|
|
Release Number:33-8934A, 34-58028A, 33-8889
|
SEC Issue Date:
|
File Number:S7-06-03
|
Details: Technical Amendment; Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
See Also -
Federal Register version
Federal Register version (74 FR 30211)
|
|
Release Number:33-8934A, 34-58028A, 33-8889
|
SEC Issue Date:
|
File Number:S7-06-03
|
Details: Technical Amendment; Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
See Also -
Federal Register version
Federal Register version (74 FR 30211)
|
|
Release Number:33-8934A, 34-58028A, 33-8889
|
SEC Issue Date:
|
File Number:S7-06-03
|
Details: Technical Amendment; Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
See Also -
Federal Register version
Federal Register version (74 FR 30211)
|
|
Release Number:33-8998A, IC-28584A
|
SEC Issue Date:
|
File Number:S7-28-07
|
Details: Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies
See Also -
Proposed Rule Release No. 33-8861, Release No. 33-8949, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 26782)
|
|
Release Number:33-8998A, IC-28584A
|
SEC Issue Date:
|
File Number:S7-28-07
|
Details: Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies
See Also -
Proposed Rule Release No. 33-8861, Release No. 33-8949, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 26782)
|
|
Release Number:33-9006A, 34-59391A, 39-2462A, IC-28617A
|
SEC Issue Date:
|
File Number:S7-12-08
|
Details: Interactive Data for Mutual Fund Risk/Return Summary; Correction
See Also -
Proposed Rule Release No. 33-8929, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 21255)
|
|
Release Number:33-9006A, 34-59391A, 39-2462A, IC-28617A
|
SEC Issue Date:
|
File Number:S7-12-08
|
Details: Interactive Data for Mutual Fund Risk/Return Summary; Correction
See Also -
Proposed Rule Release No. 33-8929, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 21255)
|
|
Release Number:33-9006A, 34-59391A, 39-2462A, IC-28617A
|
SEC Issue Date:
|
File Number:S7-12-08
|
Details: Interactive Data for Mutual Fund Risk/Return Summary; Correction
See Also -
Proposed Rule Release No. 33-8929, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 21255)
|
|
Release Number:33-9006A, 34-59391A, 39-2462A, IC-28617A
|
SEC Issue Date:
|
File Number:S7-12-08
|
Details: Interactive Data for Mutual Fund Risk/Return Summary; Correction
See Also -
Proposed Rule Release No. 33-8929, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 21255)
|
|
Release Number:33-9006A, 34-59391A, 39-2462A, IC-28617A
|
SEC Issue Date:
|
File Number:S7-12-08
|
Details: Interactive Data for Mutual Fund Risk/Return Summary; Correction
See Also -
Proposed Rule Release No. 33-8929, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 21255)
|
|
Release Number:33-9006A, 34-59391A, 39-2462A, IC-28617A
|
SEC Issue Date:
|
File Number:S7-12-08
|
Details: Interactive Data for Mutual Fund Risk/Return Summary; Correction
See Also -
Proposed Rule Release No. 33-8929, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 21255)
|
|
Release Number:33-9006A, 34-59391A, 39-2462A, IC-28617A
|
SEC Issue Date:
|
File Number:S7-12-08
|
Details: Interactive Data for Mutual Fund Risk/Return Summary; Correction
See Also -
Proposed Rule Release No. 33-8929, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 21255)
|
|
Release Number:33-9006A, 34-59391A, 39-2462A, IC-28617A
|
SEC Issue Date:
|
File Number:S7-12-08
|
Details: Interactive Data for Mutual Fund Risk/Return Summary; Correction
See Also -
Proposed Rule Release No. 33-8929, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 21255)
|
|
Release Number:34-59829
|
SEC Issue Date:
|
File Number:
|
Details: Delegation of Authority to the General Counsel
See Also -
2009 Federal Register version
Federal Register version (74 FR 20411)
|
|
Release Number:33-9027, 34-59776, 39-2465, IC-28698
|
SEC Issue Date:
|
File Number:
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Details: Adoption of Updated EDGAR Filer Manual
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Federal Register version
Federal Register version (74 FR 18465)
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Release Number:33-9027, 34-59776, 39-2465, IC-28698
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SEC Issue Date:
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File Number:
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Details: Adoption of Updated EDGAR Filer Manual
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Federal Register version
Federal Register version (74 FR 18465)
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Release Number:33-9027, 34-59776, 39-2465, IC-28698
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SEC Issue Date:
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File Number:
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Details: Adoption of Updated EDGAR Filer Manual
See Also -
Federal Register version
Federal Register version (74 FR 18465)
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Release Number:33-9027, 34-59776, 39-2465, IC-28698
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SEC Issue Date:
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File Number:
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Details: Adoption of Updated EDGAR Filer Manual
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Federal Register version
Federal Register version (74 FR 18465)
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Release Number:33-9026, 34-59775, FR-79
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SEC Issue Date:
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File Number:
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Details: Technical Amendments to Rules, Forms, Schedules, and Codification of Financial Reporting Policies
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Federal Register version
Federal Register version (74 FR 18611)
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Release Number:33-9026, 34-59775, FR-79
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SEC Issue Date:
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File Number:
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Details: Technical Amendments to Rules, Forms, Schedules, and Codification of Financial Reporting Policies
See Also -
Federal Register version
Federal Register version (74 FR 18611)
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Release Number:33-9026, 34-59775, FR-79
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SEC Issue Date:
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File Number:
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Details: Technical Amendments to Rules, Forms, Schedules, and Codification of Financial Reporting Policies
See Also -
Federal Register version
Federal Register version (74 FR 18611)
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Release Number:33-9022, 34-59728, 39-2464, IC-28691
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SEC Issue Date:
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File Number:
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Details: Adoption of Updated EDGAR Filer Manual
See Also -
Federal Register version
Federal Register version (74 FR 17595)
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Release Number:33-9022, 34-59728, 39-2464, IC-28691
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SEC Issue Date:
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File Number:
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Details: Adoption of Updated EDGAR Filer Manual
See Also -
Federal Register version
Federal Register version (74 FR 17595)
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Release Number:33-9022, 34-59728, 39-2464, IC-28691
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SEC Issue Date:
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File Number:
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Details: Adoption of Updated EDGAR Filer Manual
See Also -
Federal Register version
Federal Register version (74 FR 17595)
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Release Number:33-9022, 34-59728, 39-2464, IC-28691
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SEC Issue Date:
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File Number:
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Details: Adoption of Updated EDGAR Filer Manual
See Also -
Federal Register version
Federal Register version (74 FR 17595)
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Release Number:33-9002A
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SEC Issue Date:
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File Number:S7-11-08
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Details: Interactive Data To Improve Financial Reporting
See Also -
Proposed Rule Release No. 33-8924, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 15666)
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Release Number:33-9013, 34-59536, 39-2463, IC-28642
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SEC Issue Date:
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File Number:
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Details: Attaching Authenticating Documents to Online Form ID Applications
See Also -
2009 Federal Register version
Federal Register version (74 FR 10836)
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Release Number:33-9013, 34-59536, 39-2463, IC-28642
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SEC Issue Date:
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File Number:
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Details: Attaching Authenticating Documents to Online Form ID Applications
See Also -
2009 Federal Register version
Federal Register version (74 FR 10836)
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Release Number:33-9013, 34-59536, 39-2463, IC-28642
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SEC Issue Date:
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File Number:
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Details: Attaching Authenticating Documents to Online Form ID Applications
See Also -
2009 Federal Register version
Federal Register version (74 FR 10836)
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Release Number:33-9013, 34-59536, 39-2463, IC-28642
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SEC Issue Date:
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File Number:
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Details: Attaching Authenticating Documents to Online Form ID Applications
See Also -
2009 Federal Register version
Federal Register version (74 FR 10836)
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Release Number:33-9006, 34-59391, 39-2462, IC-28617
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SEC Issue Date:
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File Number:S7-12-08
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Details: Interactive Data for Mutual Fund Risk/Return Summary
See Also -
Proposed Rule Release No. 33-8929, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 7747)
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Release Number:33-9006, 34-59391, 39-2462, IC-28617
|
SEC Issue Date:
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File Number:S7-12-08
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Details: Interactive Data for Mutual Fund Risk/Return Summary
See Also -
Proposed Rule Release No. 33-8929, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 7747)
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|
Release Number:33-9006, 34-59391, 39-2462, IC-28617
|
SEC Issue Date:
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File Number:S7-12-08
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Details: Interactive Data for Mutual Fund Risk/Return Summary
See Also -
Proposed Rule Release No. 33-8929, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 7747)
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|
Release Number:33-9006, 34-59391, 39-2462, IC-28617
|
SEC Issue Date:
|
File Number:S7-12-08
|
Details: Interactive Data for Mutual Fund Risk/Return Summary
See Also -
Proposed Rule Release No. 33-8929, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 7747)
|
|
Release Number:33-9006, 34-59391, 39-2462, IC-28617
|
SEC Issue Date:
|
File Number:S7-12-08
|
Details: Interactive Data for Mutual Fund Risk/Return Summary
See Also -
Proposed Rule Release No. 33-8929, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 7747)
|
|
Release Number:33-9006, 34-59391, 39-2462, IC-28617
|
SEC Issue Date:
|
File Number:S7-12-08
|
Details: Interactive Data for Mutual Fund Risk/Return Summary
See Also -
Proposed Rule Release No. 33-8929, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 7747)
|
|
Release Number:33-9006, 34-59391, 39-2462, IC-28617
|
SEC Issue Date:
|
File Number:S7-12-08
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Details: Interactive Data for Mutual Fund Risk/Return Summary
See Also -
Proposed Rule Release No. 33-8929, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 7747)
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