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Release Number	SEC Issue Date	File Number	Details
Release Number:33-11082, 34-95274, 39-2545, IC-34649	SEC Issue Date: July 13, 2022	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (87 FR 42960) Note: This replaces the version initially issued on June 21, 2022.) (Conformed to Federal Register version)
Release Number:33-11082, 34-95274, 39-2545, IC-34649	SEC Issue Date: July 13, 2022	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (87 FR 42960) Note: This replaces the version initially issued on June 21, 2022.) (Conformed to Federal Register version)
Release Number:34-95266, IA-6068	SEC Issue Date: July 13, 2022	File Number:S7-17-21	Details: Proxy Voting Advice See Also - Press Release No. 2022-120, Fact Sheet, Proposed Rule Rel No. 34-93595, Small Entity Compliance Guide Federal Register version (87 FR 43168)
Release Number:33-11082, 34-95274, 39-2545, IC-34649	SEC Issue Date: July 13, 2022	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (87 FR 42960) Note: This replaces the version initially issued on June 21, 2022.) (Conformed to Federal Register version)
Release Number:34-95148, IA-6056, IC-34635	SEC Issue Date: June 23, 2022	File Number:S7-15-21	Details: Electronic Submission of Applications for Orders Under the Advisers Act and the Investment Company Act, Confidential Treatment Requests for Filings on Form 13F, and Form ADV-NR; Amendments to Form 13F *Comments Due:* December 20, 2021 View Received Comments See Also - Press Release No. 2022-113, Fact Sheet, Correction Rel No. 34-94185A Federal Register version (87 FR 38943)
Release Number:34-95148, IA-6056, IC-34635	SEC Issue Date: June 23, 2022	File Number:S7-15-21	Details: Electronic Submission of Applications for Orders Under the Advisers Act and the Investment Company Act, Confidential Treatment Requests for Filings on Form 13F, and Form ADV-NR; Amendments to Form 13F *Comments Due:* December 20, 2021 View Received Comments See Also - Press Release No. 2022-113, Fact Sheet, Correction Rel No. 34-94185A Federal Register version (87 FR 38943)
Release Number:34-95148, IA-6056, IC-34635	SEC Issue Date: June 23, 2022	File Number:S7-15-21	Details: Electronic Submission of Applications for Orders Under the Advisers Act and the Investment Company Act, Confidential Treatment Requests for Filings on Form 13F, and Form ADV-NR; Amendments to Form 13F *Comments Due:* December 20, 2021 View Received Comments See Also - Press Release No. 2022-113, Fact Sheet, Correction Rel No. 34-94185A Federal Register version (87 FR 38943)
Release Number:33-11070, 34-95025	SEC Issue Date: June 2, 2022	File Number:S7-16-21	Details: Updating EDGAR Filing Requirements and Form 144 Filings *Comments Due:* December 22, 2021 View Received Comments See Also - Press Release No. 2022-99, Fact Sheet, Updating EDGAR Filing Requirements and Form 144 Filings Small Entity Compliance Guide Federal Register version (87 FR 35393)
Release Number:33-11070, 34-95025	SEC Issue Date: June 2, 2022	File Number:S7-24-20	Details: Updating EDGAR Filing Requirements and Form 144 Filings See Also - Press Release No. 2022-99, Fact Sheet, Updating EDGAR Filing Requirements and Form 144 Filings Small Entity Compliance Guide Federal Register version (87 FR 35393)
Release Number:33-11070, 34-95025	SEC Issue Date: June 2, 2022	File Number:S7-24-20	Details: Updating EDGAR Filing Requirements and Form 144 Filings See Also - Press Release No. 2022-99, Fact Sheet, Updating EDGAR Filing Requirements and Form 144 Filings Small Entity Compliance Guide Federal Register version (87 FR 35393)
Release Number:33-11070, 34-95025	SEC Issue Date: June 2, 2022	File Number:S7-16-21	Details: Updating EDGAR Filing Requirements and Form 144 Filings *Comments Due:* December 22, 2021 View Received Comments See Also - Press Release No. 2022-99, Fact Sheet, Updating EDGAR Filing Requirements and Form 144 Filings Small Entity Compliance Guide Federal Register version (87 FR 35393)
Release Number:33-11047, IA-5985, IC-34547	SEC Issue Date: March 29, 2022	File Number:	Details: Technical Amendments to Commission Rules and Forms Federal Register version (87 FR 22444)
Release Number:33-11047, IA-5985, IC-34547	SEC Issue Date: March 29, 2022	File Number:	Details: Technical Amendments to Commission Rules and Forms Federal Register version (87 FR 22444)
Release Number:33-11047, IA-5985, IC-34547	SEC Issue Date: March 29, 2022	File Number:	Details: Technical Amendments to Commission Rules and Forms Federal Register version (87 FR 22444)
Release Number:33-11043, 34-94479, 39-2543, IC-34536	SEC Issue Date: March 21, 2022	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (87 FR 23108)
Release Number:33-11043, 34-94479, 39-2543, IC-34536	SEC Issue Date: March 21, 2022	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (87 FR 23108)
Release Number:33-11043, 34-94479, 39-2543, IC-34536	SEC Issue Date: March 21, 2022	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (87 FR 23108)
Release Number:33-11043, 34-94479, 39-2543, IC-34536	SEC Issue Date: March 21, 2022	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (87 FR 23108)
Release Number:33-11016, 34-93827, 39-2542, IC-34444	SEC Issue Date: Dec. 20, 2021	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (87 FR 391)
Release Number:33-11016, 34-93827, 39-2542, IC-34444	SEC Issue Date: Dec. 20, 2021	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (87 FR 391)
Release Number:33-11016, 34-93827, 39-2542, IC-34444	SEC Issue Date: Dec. 20, 2021	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (87 FR 391)
Release Number:33-11016, 34-93827, 39-2542, IC-34444	SEC Issue Date: Dec. 20, 2021	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (87 FR 391)
Release Number:34-93701, IC-34431	SEC Issue Date: Dec. 2, 2021	File Number:S7-03-21	Details: Holding Foreign Companies Accountable Act Disclosure See Also - Press Release No. 2021-250, Fact Sheet, Interim Final Rule Rel. No. 34-91364 Federal Register version (86 FR 70027)
Release Number:34-93701, IC-34431	SEC Issue Date: Dec. 2, 2021	File Number:S7-03-21	Details: Holding Foreign Companies Accountable Act Disclosure See Also - Press Release No. 2021-250, Fact Sheet, Interim Final Rule Rel. No. 34-91364 Federal Register version (86 FR 70027)
Release Number:34-93596, IC-34419	SEC Issue Date: Nov. 17, 2021	File Number:S7-24-16	Details: Universal Proxy See Also - Small Entity Compliance Guide, Press Release No. 2021-235, Fact Sheet, Proposed Rule Rel. No. 34-79164, Proposed Rule Rel. No. 34-91603 Federal Register version (86 FR 68330)
Release Number:34-93596, IC-34419	SEC Issue Date: Nov. 17, 2021	File Number:S7-24-16	Details: Universal Proxy See Also - Small Entity Compliance Guide, Press Release No. 2021-235, Fact Sheet, Proposed Rule Rel. No. 34-79164, Proposed Rule Rel. No. 34-91603 Federal Register version (86 FR 68330)
Release Number:IA-5904	SEC Issue Date: Nov. 4, 2021	File Number:	Details: Performance-Based Investment Advisory Fees See Also - Fact Sheet Federal Register version (86 FR 62473)
Release Number:33-10997, 34-93285, IC-34396	SEC Issue Date: Oct. 13, 2021	File Number:S7-20-19	Details: Filing Fee Disclosure and Payment Methods Modernization See Also - Small Entity Compliance Guide, Press Release No. 2021-209, Fact Sheet, Proposed Rule Rel. No. 33-10720 Federal Register version (86 FR 70166)
Release Number:33-10997, 34-93285, IC-34396	SEC Issue Date: Oct. 13, 2021	File Number:S7-20-19	Details: Filing Fee Disclosure and Payment Methods Modernization See Also - Small Entity Compliance Guide, Press Release No. 2021-209, Fact Sheet, Proposed Rule Rel. No. 33-10720 Federal Register version (86 FR 70166)
Release Number:33-10997, 34-93285, IC-34396	SEC Issue Date: Oct. 13, 2021	File Number:S7-20-19	Details: Filing Fee Disclosure and Payment Methods Modernization See Also - Small Entity Compliance Guide, Press Release No. 2021-209, Fact Sheet, Proposed Rule Rel. No. 33-10720 Federal Register version (86 FR 70166)
Release Number:33-10984, 34-93056, 39-2540, IC-34376	SEC Issue Date: Sept. 20, 2021	File Number:	Details: Adoption of Updated EDGAR Filer Manual, Form ID Amendments Federal Register version (86 FR 55689)
Release Number:33-10984, 34-93056, 39-2540, IC-34376	SEC Issue Date: Sept. 20, 2021	File Number:	Details: Adoption of Updated EDGAR Filer Manual, Form ID Amendments Federal Register version (86 FR 55689)
Release Number:33-10984, 34-93056, 39-2540, IC-34376	SEC Issue Date: Sept. 20, 2021	File Number:	Details: Adoption of Updated EDGAR Filer Manual, Form ID Amendments Federal Register version (86 FR 55689)
Release Number:33-10984, 34-93056, 39-2540, IC-34376	SEC Issue Date: Sept. 20, 2021	File Number:	Details: Adoption of Updated EDGAR Filer Manual, Form ID Amendments Federal Register version (86 FR 55689)
Release Number:34-92727, FOIA-194	SEC Issue Date: Aug. 23, 2021	File Number:	Details: Freedom of Information Act Regulations Federal Register version (86 FR 47561)
Release Number:34-92727, FOIA-194	SEC Issue Date: Aug. 23, 2021	File Number:	Details: Freedom of Information Act Regulations Federal Register version (86 FR 47561)
Release Number:33-10948, 34-92216, 39-2539, IC-34304	SEC Issue Date: June 21, 2021	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (86 FR 40308)
Release Number:33-10948, 34-92216, 39-2539, IC-34304	SEC Issue Date: June 21, 2021	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (86 FR 40308)
Release Number:33-10948, 34-92216, 39-2539, IC-34304	SEC Issue Date: June 21, 2021	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (86 FR 40308)
Release Number:33-10948, 34-92216, 39-2539, IC-34304	SEC Issue Date: June 21, 2021	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (86 FR 40308)
Release Number:33-10935, 34-91352, 39-2538, IC-34226	SEC Issue Date: March 18, 2021	File Number:	Details: Adoption of Updated EDGAR Filer Manual, Form ID Amendments See Also - EDGAR Filer Manual Vol. 1 changes Federal Register version (86 FR 25803)
Release Number:33-10935, 34-91352, 39-2538, IC-34226	SEC Issue Date: March 18, 2021	File Number:	Details: Adoption of Updated EDGAR Filer Manual, Form ID Amendments See Also - EDGAR Filer Manual Vol. 1 changes Federal Register version (86 FR 25803)
Release Number:33-10935, 34-91352, 39-2538, IC-34226	SEC Issue Date: March 18, 2021	File Number:	Details: Adoption of Updated EDGAR Filer Manual, Form ID Amendments See Also - EDGAR Filer Manual Vol. 1 changes Federal Register version (86 FR 25803)
Release Number:33-10913, 34-90787, IA-5656, IC-34151	SEC Issue Date: Dec. 22, 2020	File Number:	Details: Modernization of Delegations of Authority to Commission Staff and Division and Office Descriptions Federal Register version (86 FR 9436)
Release Number:33-10913, 34-90787, IA-5656, IC-34151	SEC Issue Date: Dec. 22, 2020	File Number:	Details: Modernization of Delegations of Authority to Commission Staff and Division and Office Descriptions Federal Register version (86 FR 9436)
Release Number:IA-5653	SEC Issue Date: Dec. 22, 2020	File Number:S7-21-19	Details: Investment Adviser Marketing See Also - Small Entity Compliance Guide, Investment Adviser Advertisements; Compensation for Solicitations Federal Register version (86 FR 13024)
Release Number:33-10913, 34-90787, IA-5656, IC-34151	SEC Issue Date: Dec. 22, 2020	File Number:	Details: Modernization of Delegations of Authority to Commission Staff and Division and Office Descriptions Federal Register version (86 FR 9436)
Release Number:33-10913, 34-90787, IA-5656, IC-34151	SEC Issue Date: Dec. 22, 2020	File Number:	Details: Modernization of Delegations of Authority to Commission Staff and Division and Office Descriptions Federal Register version (86 FR 9436)
Release Number:34-90679, 34-87783	SEC Issue Date: Dec. 16, 2020	File Number:S7-24-19	Details: Disclosure of Payments by Resource Extraction Issuers See Also - Press Release No. 2020-318, Investment Adviser Advertisements; Compensation for Solicitations Federal Register version (86 FR 4662)
Release Number:34-90679, 34-87783	SEC Issue Date: Dec. 16, 2020	File Number:S7-24-19	Details: Disclosure of Payments by Resource Extraction Issuers See Also - Press Release No. 2020-318, Investment Adviser Advertisements; Compensation for Solicitations Federal Register version (86 FR 4662)
Release Number:34-90667	SEC Issue Date: Dec. 16, 2020	File Number:S7-08-11	Details: Exemption From the Definition of "Clearing Agency" for Certain Activities of Security-Based Swap Dealers and Security-Based Swap Execution Facilities See Also - Press Release No. 2020-320, Proposed Rule Release Nos. 34-64017, Proposed Rule Release Nos. 34-69491 Federal Register version (86 FR 7637)
Release Number:33-10901, 34-90636, 39-2535, IC-34136	SEC Issue Date: Dec. 11, 2020	File Number:S7-11-20	Details: Administration of the Electronic Data Gathering, Analysis, and Retrieval System See Also - Proposed Rule Rel. No. 33-10821 Federal Register version (86 FR 7961)
Release Number:33-10902, 34-90637, 39-2536, IC-34137	SEC Issue Date: Dec. 11, 2020	File Number:	Details: Adoption of Updated EDGAR Filer Manual, Proposed Collection and Comment Request for Form ID *Comments Due:* date: Comments regarding the Form ID collection of information requirement for purposes of the Paperwork Reduction Act of 1995 should be received on or before March 1, 2021 See Also - EDGAR Filer Manual Vol. 1 changes Federal Register version (86 FR 7968)
Release Number:33-10901, 34-90636, 39-2535, IC-34136	SEC Issue Date: Dec. 11, 2020	File Number:S7-11-20	Details: Administration of the Electronic Data Gathering, Analysis, and Retrieval System See Also - Proposed Rule Rel. No. 33-10821 Federal Register version (86 FR 7961)
Release Number:33-10902, 34-90637, 39-2536, IC-34137	SEC Issue Date: Dec. 11, 2020	File Number:	Details: Adoption of Updated EDGAR Filer Manual, Proposed Collection and Comment Request for Form ID *Comments Due:* date: Comments regarding the Form ID collection of information requirement for purposes of the Paperwork Reduction Act of 1995 should be received on or before March 1, 2021 See Also - EDGAR Filer Manual Vol. 1 changes Federal Register version (86 FR 7968)
Release Number:33-10901, 34-90636, 39-2535, IC-34136	SEC Issue Date: Dec. 11, 2020	File Number:S7-11-20	Details: Administration of the Electronic Data Gathering, Analysis, and Retrieval System See Also - Proposed Rule Rel. No. 33-10821 Federal Register version (86 FR 7961)
Release Number:33-10902, 34-90637, 39-2536, IC-34137	SEC Issue Date: Dec. 11, 2020	File Number:	Details: Adoption of Updated EDGAR Filer Manual, Proposed Collection and Comment Request for Form ID *Comments Due:* date: Comments regarding the Form ID collection of information requirement for purposes of the Paperwork Reduction Act of 1995 should be received on or before March 1, 2021 See Also - EDGAR Filer Manual Vol. 1 changes Federal Register version (86 FR 7968)
Release Number:33-10901, 34-90636, 39-2535, IC-34136	SEC Issue Date: Dec. 11, 2020	File Number:S7-11-20	Details: Administration of the Electronic Data Gathering, Analysis, and Retrieval System See Also - Proposed Rule Rel. No. 33-10821 Federal Register version (86 FR 7961)
Release Number:33-10902, 34-90637, 39-2536, IC-34137	SEC Issue Date: Dec. 11, 2020	File Number:	Details: Adoption of Updated EDGAR Filer Manual, Proposed Collection and Comment Request for Form ID *Comments Due:* date: Comments regarding the Form ID collection of information requirement for purposes of the Paperwork Reduction Act of 1995 should be received on or before March 1, 2021 See Also - EDGAR Filer Manual Vol. 1 changes Federal Register version (86 FR 7968)
Release Number:33-10900, 34-90623, IA-5644, IC-34134	SEC Issue Date: Dec. 10, 2020	File Number:	Details: Delegation of Authority to Director of the Division of Enforcement Federal Register version (85 FR 85512)
Release Number:33-10900, 34-90623, IA-5644, IC-34134	SEC Issue Date: Dec. 10, 2020	File Number:	Details: Delegation of Authority to Director of the Division of Enforcement Federal Register version (85 FR 85512)
Release Number:33-10900, 34-90623, IA-5644, IC-34134	SEC Issue Date: Dec. 10, 2020	File Number:	Details: Delegation of Authority to Director of the Division of Enforcement Federal Register version (85 FR 85512)
Release Number:33-10900, 34-90623, IA-5644, IC-34134	SEC Issue Date: Dec. 10, 2020	File Number:	Details: Delegation of Authority to Director of the Division of Enforcement Federal Register version (85 FR 85512)
Release Number:34-90610	SEC Issue Date: Dec. 9, 2020	File Number:S7-03-20	Details: Market Data Infrastructure See Also - Press Release No. 2020-311, Market Data Infrastructure, Rel. No. 34-90610A, Motion for Stay, Order Denying Stay Federal Register version (86 FR 18596)
Release Number:IC-34128	SEC Issue Date: Dec. 3, 2020	File Number:S7-07-20	Details: Good Faith Determinations of Fair Value See Also - Frequently Asked Questions, Press Release No. 2020-302, Proposed Rules Rel. No. IC-33845, Small Entity Compliance Guide Federal Register version (86 FR 748)
Release Number:33-10890, 34-90459, IC-34100	SEC Issue Date: Nov. 19, 2020	File Number:S7-01-20	Details: Management's Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information See Also - Press Release No. 2020-290, Proposed Rules Rel. No. 33-10750 Federal Register version (86 FR 2080)
Release Number:33-10890, 34-90459, IC-34100	SEC Issue Date: Nov. 19, 2020	File Number:S7-01-20	Details: Management's Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information See Also - Press Release No. 2020-290, Proposed Rules Rel. No. 33-10750 Federal Register version (86 FR 2080)
Release Number:33-10890, 34-90459, IC-34100	SEC Issue Date: Nov. 19, 2020	File Number:S7-01-20	Details: Management's Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information See Also - Press Release No. 2020-290, Proposed Rules Rel. No. 33-10750 Federal Register version (86 FR 2080)
Release Number:33-10889, 34-90441, 39-2534, IC-34096	SEC Issue Date: Nov. 17, 2020	File Number:	Details: Electronic Signatures in Regulation S-T Rule 302 See Also - Press Release No. 2020-286, EDGAR Filer Manual Vol. 2 changes Federal Register version (85 FR 78224)
Release Number:33-10889, 34-90441, 39-2534, IC-34096	SEC Issue Date: Nov. 17, 2020	File Number:	Details: Electronic Signatures in Regulation S-T Rule 302 See Also - Press Release No. 2020-286, EDGAR Filer Manual Vol. 2 changes Federal Register version (85 FR 78224)
Release Number:34-90442A	SEC Issue Date: Nov. 17, 2020	File Number:S7-19-15	Details: Amendments to the Commission's Rules of Practice (Conformed to Federal Register version) Effective Date: The final rules are effective January 29, 2021, except for Instruction 8 which is effective July 12, 2021 Compliance Date: April 12, 2021 See Also - Press Release No. 2020-286, Proposed Rules Rel. No. 34-75977
Release Number:33-10889, 34-90441, 39-2534, IC-34096	SEC Issue Date: Nov. 17, 2020	File Number:	Details: Electronic Signatures in Regulation S-T Rule 302 See Also - Press Release No. 2020-286, EDGAR Filer Manual Vol. 2 changes Federal Register version (85 FR 78224)
Release Number:33-10889, 34-90441, 39-2534, IC-34096	SEC Issue Date: Nov. 17, 2020	File Number:	Details: Electronic Signatures in Regulation S-T Rule 302 See Also - Press Release No. 2020-286, EDGAR Filer Manual Vol. 2 changes Federal Register version (85 FR 78224)
Release Number:33-10884, 34-90300, IC-34082	SEC Issue Date: Nov. 2, 2020	File Number:S7-05-20	Details: Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets See Also - Press Release No. 2020-273, Proposed Rules Rel. No. 33-10763, Small Entity Compliance Guide Federal Register version (86 FR 3496)
Release Number:33-10884, 34-90300, IC-34082	SEC Issue Date: Nov. 2, 2020	File Number:S7-05-20	Details: Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets See Also - Press Release No. 2020-273, Proposed Rules Rel. No. 33-10763, Small Entity Compliance Guide Federal Register version (86 FR 3496)
Release Number:33-10884, 34-90300, IC-34082	SEC Issue Date: Nov. 2, 2020	File Number:S7-05-20	Details: Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets See Also - Press Release No. 2020-273, Proposed Rules Rel. No. 33-10763, Small Entity Compliance Guide Federal Register version (86 FR 3496)
Release Number:IC-34084	SEC Issue Date: Nov. 2, 2020	File Number:S7-24-15	Details: Use of Derivatives by Registered Investment Companies and Business Development Companies See Also - Press Release No. 2020-269, Proposed Rules Rel. No. 34-87607, IC-31933, and Small Entity Compliance Guide Federal Register version (85 FR 83162) Note: This replaces the version initially issued on October 28, 2020.) (Conformed to Federal Register version) Effective Date: February 19, 2021 Compliance Date: August 19, 2022 File No.: S7-24-15 See Also: Press Release No. 2020-269 , Proposed Rules Rel. No. 34-87607 , IC-31933 , and Small Entity Compliance Guide Federal Register version (85 FR 83162) (https://www.federalregister.gov/documents/2020/12/21/2020-24781/use-of-derivatives-by-registered-investment-companies-and-business-development-companies
Release Number:34-90244	SEC Issue Date: Oct. 22, 2020	File Number:S7-09-19	Details: Customer Margin Rules Relating to Security Futures See Also - Press Release No. 2020-264, Proposed Rule Rel. No. 34-86304 Federal Register version (85 FR 75112)
Release Number:33-10876, 34-90210, FR-88, IA-5613, IC-34052	SEC Issue Date: Oct. 16, 2020	File Number:S7-26-19	Details: Qualifications of Accountants See Also - Press Release No. 2020-261, IC-34052A, Proposed Rule Rel. No. 33-10738, Small Entity Compliance Guide Federal Register version (85 FR 80508)
Release Number:33-10876, 34-90210, FR-88, IA-5613, IC-34052	SEC Issue Date: Oct. 16, 2020	File Number:S7-26-19	Details: Qualifications of Accountants See Also - Press Release No. 2020-261, IC-34052A, Proposed Rule Rel. No. 33-10738, Small Entity Compliance Guide Federal Register version (85 FR 80508)
Release Number:33-10876, 34-90210, FR-88, IA-5613, IC-34052	SEC Issue Date: Oct. 16, 2020	File Number:S7-26-19	Details: Qualifications of Accountants See Also - Press Release No. 2020-261, IC-34052A, Proposed Rule Rel. No. 33-10738, Small Entity Compliance Guide Federal Register version (85 FR 80508)
Release Number:33-10876, 34-90210, FR-88, IA-5613, IC-34052	SEC Issue Date: Oct. 16, 2020	File Number:S7-26-19	Details: Qualifications of Accountants See Also - Press Release No. 2020-261, IC-34052A, Proposed Rule Rel. No. 33-10738, Small Entity Compliance Guide Federal Register version (85 FR 80508)
Release Number:33-10876, 34-90210, FR-88, IA-5613, IC-34052	SEC Issue Date: Oct. 16, 2020	File Number:S7-26-19	Details: Qualifications of Accountants See Also - Press Release No. 2020-261, IC-34052A, Proposed Rule Rel. No. 33-10738, Small Entity Compliance Guide Federal Register version (85 FR 80508)
Release Number:33-10871, IC-34045	SEC Issue Date: Oct. 7, 2020	File Number:S7-27-18	Details: Fund of Funds Arrangements See Also - Fund of Funds Arrangements Frequently Asked Questions, Proposed Rule Rel. No. 33-10590 Federal Register version (85 FR 73924)
Release Number:33-10871, IC-34045	SEC Issue Date: Oct. 7, 2020	File Number:S7-27-18	Details: Fund of Funds Arrangements See Also - Fund of Funds Arrangements Frequently Asked Questions, Proposed Rule Rel. No. 33-10590 Federal Register version (85 FR 73924)
Release Number:34-89963	SEC Issue Date: Sept. 23, 2020	File Number:S7-16-18	Details: Whistleblower Program Rules See Also - Press Release No. 2020-219, Proposed Rule Rel. No. 34-83557 Federal Register version (85 FR 70898)
Release Number:34-89964	SEC Issue Date: Sept. 23, 2020	File Number:S7-23-19	Details: Procedural Requirements and Resubmission Thresholds Under Exchange Act Rule 14a-8 See Also - Press Release No. 2020-220, Proposed Rule Rel. No. 34-87458, and Small Entity Compliance Guide Federal Register version (85 FR 70240)
Release Number:33-10845, 34-89920, 39-2533, IC-34015	SEC Issue Date: Sept. 18, 2020	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (85 FR 69499)
Release Number:33-10845, 34-89920, 39-2533, IC-34015	SEC Issue Date: Sept. 18, 2020	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (85 FR 69499)
Release Number:33-10845, 34-89920, 39-2533, IC-34015	SEC Issue Date: Sept. 18, 2020	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (85 FR 69499)
Release Number:33-10845, 34-89920, 39-2533, IC-34015	SEC Issue Date: Sept. 18, 2020	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (85 FR 69499)
Release Number:33-10842, 34-89891	SEC Issue Date: Sept. 16, 2020	File Number:S7-14-19	Details: Publication or Submission of Quotations Without Specified Information View Received Comments See Also - Press Release No. 2020-212, Proposed Rule Rel. No. 34-87115 Federal Register version (85 FR 68124)
Release Number:33-10842, 34-89891	SEC Issue Date: Sept. 16, 2020	File Number:S7-14-19	Details: Publication or Submission of Quotations Without Specified Information View Received Comments See Also - Press Release No. 2020-212, Proposed Rule Rel. No. 34-87115 Federal Register version (85 FR 68124)
Release Number:33-10835, 34-89835	SEC Issue Date: Sept. 11, 2020	File Number:S7-02-17	Details: Update of Statistical Disclosures for Bank and Savings and Loan Registrants See Also - Press Release No. 2020-205, Proposed Rule Rel. No. 33-10688, and Request for Comment Rel. No. 33-10321 Federal Register version (85 FR 66108)
Release Number:33-10835, 34-89835	SEC Issue Date: Sept. 11, 2020	File Number:S7-02-17	Details: Update of Statistical Disclosures for Bank and Savings and Loan Registrants See Also - Press Release No. 2020-205, Proposed Rule Rel. No. 33-10688, and Request for Comment Rel. No. 33-10321 Federal Register version (85 FR 66108)
Release Number:33-10824	SEC Issue Date: Aug. 26, 2020	File Number:S7-25-19	Details: Accredited Investor Definition See Also - Proposed Rule Rel. No. 33-10734, Order Designating Certain Professional Licenses as Qualifying Natural Persons for Accredited Investor Status Federal Register version (85 FR 64234)
Release Number:33-10825, 34-89670	SEC Issue Date: Aug. 26, 2020	File Number:S7-11-19	Details: Modernization of Regulation S-K Items 101, 103, and 105 See Also - Proposed Rule Rel. No. 33-10668, Small Entity Compliance Guide Federal Register version (85 FR 63726)
Release Number:33-10825, 34-89670	SEC Issue Date: Aug. 26, 2020	File Number:S7-11-19	Details: Modernization of Regulation S-K Items 101, 103, and 105 See Also - Proposed Rule Rel. No. 33-10668, Small Entity Compliance Guide Federal Register version (85 FR 63726)
Release Number:34-89618	SEC Issue Date: Aug. 19, 2020	File Number:S7-15-19	Details: Rescission of Effective-Upon-Filing Procedure for NMS Plan Fee Amendments and Modified Procedures for Proposed NMS Plans and Plan Amendments See Also - Proposed Rule Rel. No. 34-87193 Federal Register version (85 FR 65470)
Release Number:34-89394	SEC Issue Date: July 24, 2020	File Number:S7-02-16	Details: Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act See Also - Proposed Rule Rel. No. 34-77157 Federal Register version (85 FR 53645)