Final Table

Release Number
Details
Release Number:IA-6578 SEC Issue Date: File Number:S7-13-23 Details: Exemption for Certain Investment Advisers Operating Through the Internet
View Received Comments
See Also - Fact Sheet
Federal Register version
Release Number:34-99778, IC-35157 SEC Issue Date: File Number:S7-21-21 Details: Final Rule, Technical Amendment
View Received Comments
Federal Register version
Release Number:34-99778, IC-35157 SEC Issue Date: File Number:S7-21-21 Details: Final Rule, Technical Amendment
View Received Comments
Federal Register version
Release Number:33-11277, 34-99752, 39-2554, IC-35155 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Federal Register version
Release Number:33-11277, 34-99752, 39-2554, IC-35155 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Federal Register version
Release Number:33-11277, 34-99752, 39-2554, IC-35155 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Federal Register version
Release Number:33-11277, 34-99752, 39-2554, IC-35155 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Federal Register version
Release Number:34-99679 SEC Issue Date: File Number:S7-29-22 Details: Disclosure of Order Execution Information
View Received Comments
See Also - Fact Sheet
Federal Register version
Release Number:33-11275, 34-99678 SEC Issue Date: File Number:S7-10-22 Details: The Enhancement and Standardization of Climate-Related Disclosures for Investors
View Received Comments
See Also - Order Issuing Stay, Fact Sheet, Press Release No. 2024-31
Federal Register version (89 FR 21668)
Release Number:33-11275, 34-99678 SEC Issue Date: File Number:S7-10-22 Details: The Enhancement and Standardization of Climate-Related Disclosures for Investors
View Received Comments
See Also - Order Issuing Stay, Fact Sheet, Press Release No. 2024-31
Federal Register version (89 FR 21668)
Release Number:34-99582 SEC Issue Date: File Number:S7-02-23 Details: Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission
View Received Comments
See Also - Press Release
Federal Register version
Release Number:IA-6546 SEC Issue Date: File Number:S7-22-22 Details: Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers
View Received Comments
See Also - Fact Sheet, Press Release
Federal Register version (17 CFR Parts 275 and 279 )
Release Number:34-99477 SEC Issue Date: File Number:S7-12-22 Details: Further Definition of “As a Part of a Regular Business”
View Received Comments
See Also - Fact Sheet
Federal Register version (17 CFR Part 240)
Release Number:33-11265, 34-99418, IC-35096 SEC Issue Date: File Number:S7-13-22 Details: Special Purpose Acquisition Companies, Shell Companies, and Projections
View Received Comments
See Also - Press Release, Fact Sheet
Federal Register version
Release Number:33-11265, 34-99418, IC-35096 SEC Issue Date: File Number:S7-13-22 Details: Special Purpose Acquisition Companies, Shell Companies, and Projections
View Received Comments
See Also - Press Release, Fact Sheet
Federal Register version
Release Number:33-11265, 34-99418, IC-35096 SEC Issue Date: File Number:S7-13-22 Details: Special Purpose Acquisition Companies, Shell Companies, and Projections
View Received Comments
See Also - Press Release, Fact Sheet
Federal Register version
Release Number:33-11259, 34-99193, 39-2553, IC-35068 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Federal Register version (89 FR 4545)
Release Number:33-11259, 34-99193, 39-2553, IC-35068 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Federal Register version (89 FR 4545)
Release Number:33-11259, 34-99193, 39-2553, IC-35068 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Federal Register version (89 FR 4545)
Release Number:33-11259, 34-99193, 39-2553, IC-35068 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Federal Register version (89 FR 4545)
Release Number:34-99149 SEC Issue Date: File Number:S7-23-22 Details: Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities
View Received Comments
See Also - Fact Sheet, Press Release
Federal Register version
Release Number:33-11254 SEC Issue Date: File Number:S7-01-23 Details: Prohibition Against Conflicts of Interest in Certain Securitizations
View Received Comments
See Also - Fact Sheet, Press Release, Small Entity Compliance Guide
Federal Register version
Release Number:34-98959 SEC Issue Date: File Number:S7-21-22 Details: Clearing Agency Governance and Conflicts of Interest
View Received Comments
See Also - Fact Sheet, Press Release
Federal Register version
Release Number:34-98845 SEC Issue Date: File Number:S7-14-22 Details: Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities
View Received Comments
See Also - Press Release, Fact Sheet
Federal Register version
Release Number:34-98738 SEC Issue Date: File Number:S7-08-22 Details: Short Position and Short Activity Reporting by Institutional Investment Managers
Comments Due: April 26, 2022
View Received Comments
See Also - Notice of the Text of the Amendment to the National Market System Plan Governing the Consolidated Audit Trail for Purposes of Short Sale-Related Data Collection, Fact Sheet: Enhancing Short Sale Disclosure, Press Release 2023-221
Federal Register version (88 FR 75100)
Release Number:34-98737 SEC Issue Date: File Number:S7-18-21 Details: Reporting of Securities Loans
View Received Comments
See Also - Fact Sheet: Reporting of Securities Loans, Press Release 2023-220
Federal Register version (88 FR 75644)
Release Number:33-11253, 34-98704 SEC Issue Date: File Number:S7-06-22 Details: Modernization of Beneficial Ownership Reporting
View Received Comments
See Also - Fact Sheet: Modernization of Beneficial Ownership Reporting, Press Release 2023-219
Federal Register version (88 FR 76896)
Release Number:33-11253, 34-98704 SEC Issue Date: File Number:S7-06-22 Details: Modernization of Beneficial Ownership Reporting
View Received Comments
See Also - Fact Sheet: Modernization of Beneficial Ownership Reporting, Press Release 2023-219
Federal Register version (88 FR 76896)
Release Number:34-98437, PA-60 SEC Issue Date: File Number:S7-03-23 Details: The Commission’s Privacy Act Regulations
View Received Comments
See Also - SEC Press Release
Federal Register version
Release Number:34-98437, PA-60 SEC Issue Date: File Number:S7-03-23 Details: The Commission’s Privacy Act Regulations
View Received Comments
See Also - SEC Press Release
Federal Register version
Release Number:33-11238A, 34-98438A, IC-35000A SEC Issue Date: File Number:S7-16-22 Details: Investment Company Names
View Received Comments
See Also - Fact Sheet, 33-11238A Correction, Federal Register Version of 33-11238A Correction, Small Entity Compliance Guide
Federal Register version (88 FR 70436)
Release Number:33-11238A, 34-98438A, IC-35000A SEC Issue Date: File Number:S7-16-22 Details: Investment Company Names
View Received Comments
See Also - Fact Sheet, 33-11238A Correction, Federal Register Version of 33-11238A Correction, Small Entity Compliance Guide
Federal Register version (88 FR 70436)
Release Number:33-11238A, 34-98438A, IC-35000A SEC Issue Date: File Number:S7-16-22 Details: Investment Company Names
View Received Comments
See Also - Fact Sheet, 33-11238A Correction, Federal Register Version of 33-11238A Correction, Small Entity Compliance Guide
Federal Register version (88 FR 70436)
Release Number:33-11235, 34-98419, 39-2552, IC-34998 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Release Number:33-11235, 34-98419, 39-2552, IC-34998 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Release Number:33-11235, 34-98419, 39-2552, IC-34998 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Release Number:33-11235, 34-98419, 39-2552, IC-34998 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Release Number:IA-6383 SEC Issue Date: File Number:S7-03-22 Details: Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews
Comments Due: October 16, 2023
View Received Comments
See Also - Fact Sheet, Small entity compliance guide
Federal Register version
Release Number:34-98202 SEC Issue Date: File Number:S7-05-15 Details: Exemption for Certain Exchange Members
View Received Comments
See Also - Fact Sheet, Press Release 2023-154
Federal Register version
Release Number:33-11216 SEC Issue Date: File Number:S7-09-22 Details: Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure
Comments Due: May 9, 2022
View Received Comments
See Also - Press Release 2023-139, Fact Sheet, Small entity compliance guide
Federal Register version (2023-16194)
Release Number:33-11211, 34-97876, IA-6344, IC-34959 SEC Issue Date: File Number:S7-22-21 Details: Money Market Fund Reforms; Form PF Reporting Requirements for Large Liquidity Fund Advisers; Technical Amendments to Form N-CSR and Form N-1A
Comments Due: April 11, 2022
View Received Comments
See Also - ic-34441.pdf, 33-11211-fact-sheet, Press Release 2023-129
Federal Register version
Release Number:33-11211, 34-97876, IA-6344, IC-34959 SEC Issue Date: File Number:S7-22-21 Details: Money Market Fund Reforms; Form PF Reporting Requirements for Large Liquidity Fund Advisers; Technical Amendments to Form N-CSR and Form N-1A
Comments Due: April 11, 2022
View Received Comments
See Also - ic-34441.pdf, 33-11211-fact-sheet, Press Release 2023-129
Federal Register version
Release Number:33-11211, 34-97876, IA-6344, IC-34959 SEC Issue Date: File Number:S7-22-21 Details: Money Market Fund Reforms; Form PF Reporting Requirements for Large Liquidity Fund Advisers; Technical Amendments to Form N-CSR and Form N-1A
Comments Due: April 11, 2022
View Received Comments
See Also - ic-34441.pdf, 33-11211-fact-sheet, Press Release 2023-129
Federal Register version
Release Number:33-11211, 34-97876, IA-6344, IC-34959 SEC Issue Date: File Number:S7-22-21 Details: Money Market Fund Reforms; Form PF Reporting Requirements for Large Liquidity Fund Advisers; Technical Amendments to Form N-CSR and Form N-1A
Comments Due: April 11, 2022
View Received Comments
See Also - ic-34441.pdf, 33-11211-fact-sheet, Press Release 2023-129
Federal Register version
Release Number:33-11205, 34-97735, 39-2550, IC-34942 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Federal Register version
Release Number:33-11205, 34-97735, 39-2550, IC-34942 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Federal Register version
Release Number:33-11205, 34-97735, 39-2550, IC-34942 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Federal Register version
Release Number:33-11205, 34-97735, 39-2550, IC-34942 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Federal Register version
Release Number:34-97657 SEC Issue Date: File Number:S7-11-22 Details: Removal of References to Credit Ratings from Regulation M
View Received Comments
See Also - Removal of References to Credit Ratings From Regulation M, Press Release No. 2023-105, Fact Sheet
Federal Register version
Release Number:34-97656 SEC Issue Date: File Number:S7-32-10 Details: Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers
Comments Due: Comments should be received on or before 30 days after publication in the Federal Register or August 21, 2023, (which is 60 days after date of issuance), whichever is later
View Received Comments
See Also - Proposed Rule, Press Release No. 2023-104, Fact Sheet
Release Number:33-11197, 34-97621, IA-6316, IC-34932 SEC Issue Date: File Number: Details: Technical Amendments to Commission Rules and Forms
Federal Register version
Release Number:33-11197, 34-97621, IA-6316, IC-34932 SEC Issue Date: File Number: Details: Technical Amendments to Commission Rules and Forms
Federal Register version
Release Number:33-11197, 34-97621, IA-6316, IC-34932 SEC Issue Date: File Number: Details: Technical Amendments to Commission Rules and Forms
Federal Register version
Release Number:33-11197, 34-97621, IA-6316, IC-34932 SEC Issue Date: File Number: Details: Technical Amendments to Commission Rules and Forms
Federal Register version
Release Number:34-97478 SEC Issue Date: File Number: Details: Technical Amendments to Form BD and Form BDW
Release Number:IA-6297 SEC Issue Date: File Number:S7-01-22 Details: Amendments to Form PF to Require Event Reporting for Large Hedge Fund Advisers and Private Equity Fund Advisers and to Amend Reporting Requirements for Large Private Equity Fund Advisers
View Received Comments
See Also - ia-5950.pdf, Press Release No. 2023-86, Fact Sheet
Federal Register version (88 FR 38146)
Release Number:34-97424 SEC Issue Date: File Number:S7-21-21 Details: Share Repurchase Disclosure Modernization
View Received Comments
See Also - Final Rule: Share Repurchase Disclosure Modernization - 34-97424, Press Release No. 2023-85, Fact Sheet, Order Issuing Stay, Court Decision Vacating Rule
Federal Register version
Release Number:33-11168, 34-97161, 39-2549, IC-34860 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual (Conformed to Federal Register version)
Federal Register version
Release Number:33-11168, 34-97161, 39-2549, IC-34860 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual (Conformed to Federal Register version)
Federal Register version
Release Number:33-11168, 34-97161, 39-2549, IC-34860 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual (Conformed to Federal Register version)
Federal Register version
Release Number:33-11168, 34-97161, 39-2549, IC-34860 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual (Conformed to Federal Register version)
Federal Register version
Release Number:33-11159, 34-96959, 39-2548 SEC Issue Date: File Number: Details: Extending Form 144 EDGAR Filing Hours
Federal Register version (88 FR 12205)
Release Number:33-11159, 34-96959, 39-2548 SEC Issue Date: File Number: Details: Extending Form 144 EDGAR Filing Hours
Federal Register version (88 FR 12205)
Release Number:33-11159, 34-96959, 39-2548 SEC Issue Date: File Number: Details: Extending Form 144 EDGAR Filing Hours
Federal Register version (88 FR 12205)
Release Number:34-96930, IA-6239 SEC Issue Date: File Number:S7-05-22 Details: Shortening the Securities Transaction Settlement Cycle
See Also - Proposed Rule Rel. No. 34-94196, Press Release No. 2023-29, Fact Sheet, Small Entity Compliance Guide, Frequently Asked Questions Regarding the Transition to a T+1 Standard Settlement Cycle
Federal Register version (88 FR 13872)
Release Number:34-96930, IA-6239 SEC Issue Date: File Number:S7-05-22 Details: Shortening the Securities Transaction Settlement Cycle
See Also - Proposed Rule Rel. No. 34-94196, Press Release No. 2023-29, Fact Sheet, Small Entity Compliance Guide, Frequently Asked Questions Regarding the Transition to a T+1 Standard Settlement Cycle
Federal Register version (88 FR 13872)
Release Number:33-11140, 34-96525, 39-2547, IC-34778 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Federal Register version (88 FR 4083)
Release Number:33-11140, 34-96525, 39-2547, IC-34778 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Federal Register version (88 FR 4083)
Release Number:33-11140, 34-96525, 39-2547, IC-34778 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Federal Register version (88 FR 4083)
Release Number:33-11140, 34-96525, 39-2547, IC-34778 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Federal Register version (88 FR 4083)
Release Number:33-11139, 34-96508, IA-6203, IC-34774 SEC Issue Date: File Number: Details: Technical Amendments to Commission Rules
Federal Register version (87 FR 77982)
Release Number:33-11139, 34-96508, IA-6203, IC-34774 SEC Issue Date: File Number: Details: Technical Amendments to Commission Rules
Federal Register version (87 FR 77982)
Release Number:33-11139, 34-96508, IA-6203, IC-34774 SEC Issue Date: File Number: Details: Technical Amendments to Commission Rules
Federal Register version (87 FR 77982)
Release Number:33-11139, 34-96508, IA-6203, IC-34774 SEC Issue Date: File Number: Details: Technical Amendments to Commission Rules
Federal Register version (87 FR 77982)
Release Number:33-11138, 34-96492, 33-11013 SEC Issue Date: File Number:S7-20-21 Details: Insider Trading Arrangements and Related Disclosures
See Also - Press Release No. 2022-222, Fact Sheet, Proposed Rule Rel. No. 34-93169, Small Entity Compliance Guide
Federal Register version (87 FR 80362)
Release Number:33-11138, 34-96492, 33-11013 SEC Issue Date: File Number:S7-20-21 Details: Insider Trading Arrangements and Related Disclosures
See Also - Press Release No. 2022-222, Fact Sheet, Proposed Rule Rel. No. 34-93169, Small Entity Compliance Guide
Federal Register version (87 FR 80362)
Release Number:33-11138, 34-96492, 33-11013 SEC Issue Date: File Number:S7-20-21 Details: Insider Trading Arrangements and Related Disclosures
See Also - Press Release No. 2022-222, Fact Sheet, Proposed Rule Rel. No. 34-93169, Small Entity Compliance Guide
Federal Register version (87 FR 80362)
Release Number:33-11131, 34-96206, IC-34745 SEC Issue Date: File Number:S7-11-21 Details: Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers
See Also - Press Release No. 2022-198, Fact Sheet, Proposed Rule Rel. No. 34-93169, Small Entity Compliance Guide
Federal Register version (87 FR 78770)
Release Number:33-11131, 34-96206, IC-34745 SEC Issue Date: File Number:S7-11-21 Details: Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers
See Also - Press Release No. 2022-198, Fact Sheet, Proposed Rule Rel. No. 34-93169, Small Entity Compliance Guide
Federal Register version (87 FR 78770)
Release Number:33-11131, 34-96206, IC-34745 SEC Issue Date: File Number:S7-11-21 Details: Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers
See Also - Press Release No. 2022-198, Fact Sheet, Proposed Rule Rel. No. 34-93169, Small Entity Compliance Guide
Federal Register version (87 FR 78770)
Release Number:33-11125, 34-96158, IC-34731 SEC Issue Date: File Number:S7-09-20 Details: Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements
See Also - Press Release No. 2022-193, Fact Sheet, Proposed Rule Rel. No. 33-10814, Small Entity Compliance Guide, Form N-CSR prior to 2022 amendments, Form N-CSR with 2022 amendments
Federal Register version (87 FR 72758)
Release Number:33-11126, 34-96159, IC-34732 SEC Issue Date: File Number:S7-12-15 Details: Listing Standards for Recovery of Erroneously Awarded Compensation
Comments Due: September 14, 2015
View Received Comments
See Also - Press Release No. 2022-192, Fact Sheet, Proposed Rule Rel. No. 33-9861, Small Entity Compliance Guide
Federal Register version (87 FR 73076)
Release Number:33-11125, 34-96158, IC-34731 SEC Issue Date: File Number:S7-09-20 Details: Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements
See Also - Press Release No. 2022-193, Fact Sheet, Proposed Rule Rel. No. 33-10814, Small Entity Compliance Guide, Form N-CSR prior to 2022 amendments, Form N-CSR with 2022 amendments
Federal Register version (87 FR 72758)
Release Number:33-11126, 34-96159, IC-34732 SEC Issue Date: File Number:S7-12-15 Details: Listing Standards for Recovery of Erroneously Awarded Compensation
Comments Due: September 14, 2015
View Received Comments
See Also - Press Release No. 2022-192, Fact Sheet, Proposed Rule Rel. No. 33-9861, Small Entity Compliance Guide
Federal Register version (87 FR 73076)
Release Number:33-11125, 34-96158, IC-34731 SEC Issue Date: File Number:S7-09-20 Details: Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements
See Also - Press Release No. 2022-193, Fact Sheet, Proposed Rule Rel. No. 33-10814, Small Entity Compliance Guide, Form N-CSR prior to 2022 amendments, Form N-CSR with 2022 amendments
Federal Register version (87 FR 72758)
Release Number:33-11126, 34-96159, IC-34732 SEC Issue Date: File Number:S7-12-15 Details: Listing Standards for Recovery of Erroneously Awarded Compensation
Comments Due: September 14, 2015
View Received Comments
See Also - Press Release No. 2022-192, Fact Sheet, Proposed Rule Rel. No. 33-9861, Small Entity Compliance Guide
Federal Register version (87 FR 73076)
Release Number:34-96034 SEC Issue Date: File Number:S7-19-21 Details: Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants
See Also - Press Release No. 2022-187, Fact Sheet, Proposed Rule Rel No. 34-93614, Small Entity Compliance Guide
Federal Register version (87 FR 66412)
Release Number:33-11101, 34-95817, 39-2546, IC-34703 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Federal Register version (87 FR 61977)
Release Number:33-11101, 34-95817, 39-2546, IC-34703 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Federal Register version (87 FR 61977)
Release Number:33-11101, 34-95817, 39-2546, IC-34703 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Federal Register version (87 FR 61977)
Release Number:33-11101, 34-95817, 39-2546, IC-34703 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Federal Register version (87 FR 61977)
Release Number:33-11098, 34-95715 SEC Issue Date: File Number: Details: Inflation Adjustments Under Titles I and III of the JOBS Act
See Also - Press Release No. 2022-157, Fact Sheet
Federal Register version (87 FR 57394)
Release Number:33-11098, 34-95715 SEC Issue Date: File Number: Details: Inflation Adjustments Under Titles I and III of the JOBS Act
See Also - Press Release No. 2022-157, Fact Sheet
Federal Register version (87 FR 57394)
Release Number:34-95620 SEC Issue Date: File Number:S7-07-22 Details: Whistleblower Program Rules
See Also - Press Release No. 2022-151, Fact Sheet, Proposed Rule Rel No. 34-94212
Federal Register version (87 FR 54140)
Release Number:34-95607 SEC Issue Date: File Number:S7-07-15 Details: Pay Versus Performance
See Also - Press Release No. 2022-149, Fact Sheet, 34-94074, Small Entity Compliance Guide
Federal Register version (87 FR 55134)
Release Number:33-11082, 34-95274, 39-2545, IC-34649 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Federal Register version (87 FR 42960)

Note: This replaces the version initially issued on June 21, 2022.) (Conformed to Federal Register version)

Release Number:34-95266, IA-6068 SEC Issue Date: File Number:S7-17-21 Details: Proxy Voting Advice
See Also - Press Release No. 2022-120, Fact Sheet, Proposed Rule Rel No. 34-93595, Small Entity Compliance Guide
Federal Register version (87 FR 43168)
Release Number:33-11082, 34-95274, 39-2545, IC-34649 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Federal Register version (87 FR 42960)

Note: This replaces the version initially issued on June 21, 2022.) (Conformed to Federal Register version)

Release Number:33-11082, 34-95274, 39-2545, IC-34649 SEC Issue Date: File Number: Details: Adoption of Updated EDGAR Filer Manual
Federal Register version (87 FR 42960)

Note: This replaces the version initially issued on June 21, 2022.) (Conformed to Federal Register version)

Release Number:34-95266, IA-6068 SEC Issue Date: File Number:S7-17-21 Details: Proxy Voting Advice
See Also - Press Release No. 2022-120, Fact Sheet, Proposed Rule Rel No. 34-93595, Small Entity Compliance Guide
Federal Register version (87 FR 43168)