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Credit Rating Agencies Review and Rulemaking:
Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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| Oct. 31, 2011 | Jason A. Voss, CFA, Content Director, Fixed Income, CFA Institute, New York, New York |
| Jan. 12, 2011 | Linda T. Weinrich, Sarasota, Florida |
| Jan. 12, 2011 | Richard S. Berg, CEO, Performance Trust Co., Chicago, Illinois |
| Nov. 12, 2010 | Guillaume Fillebeen, PF2 Securities Evaluations, Inc., New York, New York |
| Nov. 5, 2010 | Americans for Financial Reform |
| Oct. 18, 2010 | James McRitchie, Publisher Corporate Governance |
| Oct. 4, 2010 | Anne Simpson, Senior Portfolio Manager, Global Equity, CalPERS |
| Sep. 1, 2010 | Kay Leitzen, Milaca, Minnesota |
| Aug. 24, 2010 | Stephanie L Rovig, Student, B.S. Accounting, Umatilla, Oregon |
| July 30, 2010 | Arturo Cifuentes, Ph.D., Prof. of Finance/ University of Chile, Santiago, Chile |
| July 29, 2010 | Robert W. Mabry |
| July 28, 2010 | Linda B Gates, Palatine, Illinois |
| July 28, 2010 | Robin McLeish, Virginia Beach, Virginia |
| July 27, 2010 | Tommy L Jenkins, III, Brookline, Massachusetts
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Meetings with SEC Officials
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| May 11, 2011 | Memorandum from the Division of Trading and Markets regarding a May 9, 2011, telephonic meeting with representatives the Capital Steering Committee of the Securities Industry and Financial Markets Association (SIFMA) |
| May 5, 2011 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a May 5, 2011 meeting with representatives of Barclays Capital |
| Apr. 28, 2011 | Memorandum from the Office of Commissioner Walter regarding an April 28, 2011, meeting with representative of Assured Guaranty and the Association of Financial Guaranty Insurers |
| Apr. 18, 2011 | Memorandum from the Division of Trading and Markets regarding an April 17, 2011, meeting with representative of Standard and Poor's Ratings Services |
| Feb. 11, 2011 | Memorandum from the Office of the Chairman regarding a February 11, 2011, meeting with representatives of Service Employees International Union; American Federation of State, County and Municipal Employees; Council of Institutional Investors; Consumer Federation of America; and Labaton Sucharow, LLP |
| Jan. 21, 2011 | Memorandum from the Office of the Chairman regarding a meeting with representative of Americans for Financial Reform, AFSCME, Demos, Laborers’ International Union of North America, SEIU, Consumer Federation of America, and Labaton Sucharow, LLP. |
| Nov. 1, 2010 | Memorandum from the Office of Commissioner Walter regarding an October 14, 2010 meeting with Mahesh Kotecha, Sharon Ryan, and Roy Weinberger |
| Oct. 27, 2010 | Memorandum from the Office of the Chairman regarding an October 27, 2010 meeting with representative of DBRS and Pickard & Djinis |
| Oct. 22, 2010 | Memorandum from the Office of Commissioner Aguilar regarding an October 21, 2010, meeting with representatives of DBRS, Inc. |
| Oct. 20, 2010 | Memorandum from the Division of Trading and Markets regarding an October 20, 2010 meeting with representatives of Standard & Poor's Rating Services |
| Oct. 14, 2010 | Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 14, 2010, meeting with representatives of Structured Credit International Corp, Credit Research, Advisory, Consulting, and the Levin Institute |
| Oct. 13, 2010 | Memorandum from the Office of the Chairman regarding an October 12, 2010, meeting with Labor Union Representatives |
| Oct. 12, 2010 | Memorandum from the Division of Trading and Markets and the Division of Corporation Finance regarding a October 12, 2010, meeting with representatives from Fitch Ratings |
| Sep. 22, 2010 | Memorandum from the Division of Trading and Markets regarding a September 22, 2010, meeting with representatives from Morgan Stanley, Capital Alpha, Chesapeake Management Co., Millennium Partners, Ogilvy Government Relations, and Deka |
| Sep. 16, 2010 | Memorandum from the Division of Corporation Finance and the Division of Trading and Markets regarding a September 16, 2010, meeting with representatives of the Association for Financial Professionals |
| Aug. 24, 2010 | Memorandum from the Division of Trading and Markets regarding an August 24, 2010, telephone conference with Caleb Gibson of Americans for Financial Reform |
http://www.sec.gov/comments/df-title-ix/credit-rating-agencies/credit-rating-agencies.shtml
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