Credit Rating Agencies Review and Rulemaking: Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Received
Date Letter Type Commenter Name
Public Comment Jason A. Voss, CFA, Content Director, Fixed Income, CFA Institute, New York, New York
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 9, 2011, telephonic meeting with representatives the Capital Steering Committee of the Securities Industry and Financial Markets Association (SIFMA)
Meeting with SEC Officials Memorandum from the Office of Commissioner Luis A. Aguilar regarding a May 5, 2011 meeting with representatives of Barclays Capital
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding an April 28, 2011, meeting with representative of Assured Guaranty and the Association of Financial Guaranty Insurers
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 17, 2011, meeting with representative of Standard and Poor's Ratings Services
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a February 11, 2011, meeting with representatives of Service Employees International Union; American Federation of State, County and Municipal Employees; Council of Institutional Investors; Consumer Federation of America; and Labaton Sucharow, LLP
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a meeting with representative of Americans for Financial Reform, AFSCME, Demos, Laborers' International Union of North America, SEIU, Consumer Federation of America, and Labaton Sucharow, LLP.
Public Comment Linda T. Weinrich, Sarasota, Florida
Public Comment Richard S. Berg, CEO, Performance Trust Co., Chicago, Illinois
Public Comment Guillaume Fillebeen, PF2 Securities Evaluations, Inc., New York, New York
Public Comment Americans for Financial Reform
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding an October 14, 2010 meeting with Mahesh Kotecha, Sharon Ryan, and Roy Weinberger
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an October 27, 2010 meeting with representative of DBRS and Pickard & Djinis
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding an October 21, 2010, meeting with representatives of DBRS, Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 20, 2010 meeting with representatives of Standard & Poor's Rating Services
Public Comment James McRitchie, Publisher Corporate Governance
Meeting with SEC Officials Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 14, 2010, meeting with representatives of Structured Credit International Corp, Credit Research, Advisory, Consulting, and the Levin Institute
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an October 12, 2010, meeting with Labor Union Representatives
Meeting with SEC Officials Memorandum from the Division of Trading and Markets and the Division of Corporation Finance regarding a October 12, 2010, meeting with representatives from Fitch Ratings
Public Comment Anne Simpson, Senior Portfolio Manager, Global Equity, CalPERS
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 22, 2010, meeting with representatives from Morgan Stanley, Capital Alpha, Chesapeake Management Co., Millennium Partners, Ogilvy Government Relations, and Deka
Meeting with SEC Officials Memorandum from the Division of Corporation Finance and the Division of Trading and Markets regarding a September 16, 2010, meeting with representatives of the Association for Financial Professionals
Public Comment Kay Leitzen, Milaca, Minnesota
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 24, 2010, telephone conference with Caleb Gibson of Americans for Financial Reform
Public Comment Stephanie L Rovig, Student, B.S. Accounting, Umatilla, Oregon
Public Comment Arturo Cifuentes, Ph.D., Prof. of Finance/ University of Chile, Santiago, Chile
Public Comment Robert W. Mabry
Public Comment Linda B Gates, Palatine, Illinois
Public Comment Robin McLeish, Virginia Beach, Virginia
Public Comment Tommy L Jenkins, III, Brookline, Massachusetts

Last Reviewed or Updated: Dec. 18, 2025

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