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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-96334 SEC Issue Date:Nov 16, 2022 File Number:SR-PEARL-2022-48 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2614(f), Self-Trade Protection Modifiers
Comments Due: December 13, 2022
See Also - Exhibit 5
Release Number:34-96332 SEC Issue Date:Nov 16, 2022 File Number:SR-PEARL-2022-50 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2617 Order Execution and Routing
Comments Due: December 13, 2022
See Also - Exhibit 5
Release Number:34-96251 SEC Issue Date:Nov 7, 2022 File Number:SR-PEARL-2022-35 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits
Release Number:34-96250 SEC Issue Date:Nov 7, 2022 File Number:SR-PEARL-2022-46 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove the Monthly Volume Credit
Comments Due: December 5, 2022
Release Number:34-96249 SEC Issue Date:Nov 7, 2022 File Number:SR-PEARL-2022-47 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove a Monthly Credit Associated With Trading Permit Fees
Comments Due: December 5, 2022
View Received Comments
See Also - Exhibit 5
Submit a Comment on SR-PEARL-2022-47
Release Number:34-96205 SEC Issue Date:Nov 1, 2022 File Number:SR-PEARL-2022-43 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2614, Orders and Order Instructions and Rule 2618, Risk Settings and Trading Risk Metrics To Enhance Existing Risk Controls
Comments Due: November 28, 2022
See Also - Exhibit 5
Release Number:34-96123 SEC Issue Date:Oct 21, 2022 File Number:SR-PEARL-2022-18 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Increase Certain Connectivity Fees and Increase the Monthly Fees for MIAX Express Network Full Service Ports
Release Number:34-96044 SEC Issue Date:Oct 12, 2022 File Number:SR-PEARL-2022-42 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule
Comments Due: November 8, 2022
See Also - Exhibit 5
Release Number:34-95886 SEC Issue Date:Sep 22, 2022 File Number:SR-PEARL-2022-40 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95881 SEC Issue Date:Sep 22, 2022 File Number:SR-PEARL-2022-41 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 2621, Clearly Erroneous Executions
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5