National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
---|---|---|---|---|
Release Number:34-82895 | SEC Issue Date:Mar 16, 2018 | File Number:SR-CboeBZX-2018-020 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Listing Rules Under Rule 14.11(d)(2)(K)(i) Related to Equity Index-Linked Securities See Also - Exhibit 5 |
Release Number:34-82881 | SEC Issue Date:Mar 15, 2018 | File Number:SR-CboeBZX-2018-019 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of a Proposed Rule Change To List on the Exchange Eighteen ADRPLUS Funds of the Precidian ETFs Trust Under Rule 14.11(i), Managed Fund Shares View Received Comments |
Release Number:34-82874 | SEC Issue Date:Mar 14, 2018 | File Number:SR-CboeBZX-2018-017 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of the Fee Schedule Applicable to its Equity Options Platform See Also - Exhibit 5 |
Release Number:34-82872 | SEC Issue Date:Mar 14, 2018 | File Number:SR-CboeBZX-2017-011 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Granting Approval of a Proposed Rule Change To List and Trade the Common Shares of Beneficial Interest of the PowerShares Income Builder Portfolio, a Series of PowerShares Exchange-Traded Fund Trust II View Received Comments |
Release Number:34-82844 | SEC Issue Date:Mar 9, 2018 | File Number:SR-CboeBZX-2018-016 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delist the Shares of the iShares Edge U.S. Fixed Income Balanced Risk ETF From Listing Pursuant to Rule 14.11(i) and Approval Orders Issued by the Commission as a Series of Managed Fund Shares, and To Re-List Pursuant to Rule 14.11(c)(4) as a Series of Index Fund Shares |
Release Number:34-82843 | SEC Issue Date:Mar 9, 2018 | File Number:SR-CboeBZX-2017-006 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of a Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares View Received Comments |
Release Number:34-82842 | SEC Issue Date:Mar 9, 2018 | File Number:SR-CboeBZX-2017-005 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of a Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares View Received Comments |
Release Number:34-82834 | SEC Issue Date:Mar 8, 2018 | File Number:SR-CboeBZX-2018-015 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees See Also - Exhibit 5 |
Release Number:34-82832 | SEC Issue Date:Mar 8, 2018 | File Number:SR-CboeBZX-2018-005 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Cboe Vest S&P 500 Premium Income ETF Under Rule 14.11(c)(5) View Received Comments |
Release Number:34-82776 | SEC Issue Date:Feb 26, 2018 | File Number:SR-CboeBZX-2018-013 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Feed on the Exchange's Equity Options Platform See Also - Exhibit 5 |