National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-83102 | SEC Issue Date:Apr 25, 2018 | File Number:SR-CboeBZX-2018-019 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade on the Exchange Shares of Eighteen ADRPLUS Funds of the Precidian ETFs Trust Under Rule 14.11(i), Managed Fund Shares View Received Comments |
| Release Number:34-83031 | SEC Issue Date:Apr 10, 2018 | File Number:SR-CboeBZX-2018-027 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform See Also - Exhibit 5 |
| Release Number:34-83021 | SEC Issue Date:Apr 9, 2018 | File Number:SR-CboeBZX-2018-026 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Rule 21.9 of the Exchange's Rules and Related Functionality Applicable to the Routing Options Made Available by the Exchange's Equity Options Platform See Also - Exhibit 5 |
| Release Number:34-83019 | SEC Issue Date:Apr 9, 2018 | File Number:SR-CboeBZX-2018-023 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for Use on Cboe BZX Exchange, Inc.'s Equity Platform See Also - Exhibit 5 |
| Release Number:34-83018 | SEC Issue Date:Apr 9, 2018 | File Number:SR-CboeBZX-2018-025 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.3, Criteria for Underlying Securities |
| Release Number:34-83014 | SEC Issue Date:Apr 9, 2018 | File Number:SR-CboeBZX-2017-023 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the iShares Gold Strategy ETF Under Exchange Rule 14.11(i) View Received Comments |
| Release Number:34-82995 | SEC Issue Date:Apr 5, 2018 | File Number:SR-CboeBZX-2018-001 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF Under BZX Rule 14.11(f)(4), Trust Issued Receipts View Received Comments |
| Release Number:34-82984 | SEC Issue Date:Apr 3, 2018 | File Number:SR-CboeBZX-2018-010 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF View Received Comments |
| Release Number:34-82942 | SEC Issue Date:Mar 23, 2018 | File Number:SR-CboeBZX-2018-022 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Paragraph (c)(5) of Exchange Rule 11.9 Describing the Operation of Minimum Quantity Orders See Also - Exhibit 5 |
| Release Number:34-82906 | SEC Issue Date:Mar 20, 2018 | File Number:SR-CboeBZX-2017-012 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the LHA Market State Tactical U.S. Equity ETF, a Series of the ETF Series Solutions, Under Rule 14.11(i), Managed Fund Shares View Received Comments |