National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-61574 | SEC Issue Date:Feb 23, 2010 | File Number:SR-BATS-2010-003 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend BATS Rule 5.5, Entitled "Information Barrier Procedures," and To Add New BATS Rule 12.13, Entitled "Trading Ahead of Research Reports" |
| Release Number:34-61545 | SEC Issue Date:Feb 19, 2010 | File Number:SR-BATS-2009-032 | SRO Organization:BATS Exchange (BATS) |
Details: Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend BATS Fee Schedule To Impose Fees for Physical Ports Used To Connect to BATS Exchange See Also - Rel. No. 34-61260 |
| Release Number:34-61508 | SEC Issue Date:Feb 5, 2010 | File Number:SR-BATS-2010-001 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-61419 | SEC Issue Date:Jan 26, 2010 | File Number:SR-BATS-2009-031 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Establish Rules Governing the Trading of Options on the BATS Options Exchange See Also - Rel. No. 34-61097 |
| Release Number:34-61260 | SEC Issue Date:Dec 30, 2009 | File Number:SR-BATS-2009-032 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing of Proposed Rule Change To Amend BATS Fee Schedule To Impose Fees for Physical Ports Used To Connect to BATS Exchange See Also - Rel. No. 34-61545 |
| Release Number:34-61097 | SEC Issue Date:Dec 2, 2009 | File Number:SR-BATS-2009-031 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing of Proposed Rule Change To Establish Rules Governing the Trading of Options on the BATS Options Exchange See Also - Exhibit 5, Rel. No. 34-61419 |
| Release Number:34-60759 | SEC Issue Date:Oct 1, 2009 | File Number:SR-BATS-2009-030 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.17, Entitled "Clearly Erroneous Executions" |
| Release Number:34-60683 | SEC Issue Date:Sep 17, 2009 | File Number:SR-BATS-2009-029 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. |
| Release Number:34-60586 | SEC Issue Date:Aug 28, 2009 | File Number:SR-BATS-2009-026 | SRO Organization:BATS Exchange (BATS) |
Details: Order Entry and Receipt of Market Data See Also - Rel. No. 34-60364 |
| Release Number:34-60569 | SEC Issue Date:Aug 26, 2009 | File Number:SR-BATS-2009-028 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.9, Entitled "Orders and Modifiers," and BATS Rule 11.13, Entitled "Order Execution." |