National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-60296 | SEC Issue Date:Jul 13, 2009 | File Number:SR-NYSEAmex-2009-37 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Adopting Rule 968NY-Cabinet Trades |
| Release Number:34-60290 | SEC Issue Date:Jul 10, 2009 | File Number:SR-NYSEAmex-2009-39 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rules 60, 70 and 1000 To Reflect Modifications to the Manner in Which the Exchange Will Quote and Trade With Respect to Liquidity Replenishment Points |
| Release Number:34-60288 | SEC Issue Date:Jul 10, 2009 | File Number:SR-NYSEAmex-2009-40 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 72 To Eliminate Parity Allocations for DMM Interest Added Intra Day During a Slow Quote or When Verbally Trading With Floor Brokers at the Point of Sale |
| Release Number:34-60286 | SEC Issue Date:Jul 10, 2009 | File Number:SR-NYSEAmex-2009-43 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Extend the Short Term Option Series Pilot Program |
| Release Number:34-60283 | SEC Issue Date:Jul 10, 2009 | File Number:SR-NYSEAmex-2009-41 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Its Option Trading Rules in Order To Adopt the Quarterly Option Series Pilot Program on a Permanent Basis |
| Release Number:34-60252 | SEC Issue Date:Jul 7, 2009 | File Number:SR-NYSEAmex-2009-24 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Order Granting Accelerated Approval to a Proposed Rule Change Amending Rule 70.25 To Permit All Available Contra-Side Liquidity to Trigger the Execution of a d-Quote See Also - Rel. No. 34-60055 |
| Release Number:34-60225 | SEC Issue Date:Jul 1, 2009 | File Number:SR-NYSEAmex-2009-35 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 960NY-Trading Differentials View Received Comments |
| Release Number:34-60226 | SEC Issue Date:Jul 1, 2009 | File Number:SR-NYSEAmex-2009-33 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending the Linkage Fees Portion of the Schedule of Fees and Charges for Exchange Services |
| Release Number:34-60217 | SEC Issue Date:Jul 1, 2009 | File Number:SR-NYSEAMEX-2009-31 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rules To Allow Customers To Transmit Orders on the Exchange With Settlement Instructions of "Cash," "Next Day" and "Seller's Option" Directly to a Floor Broker for Manual Execution |
| Release Number:34-60206 | SEC Issue Date:Jul 1, 2009 | File Number:SR-NYSEAmex-2009-34 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services |