National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-60438 | SEC Issue Date:Aug 5, 2009 | File Number:SR-NYSEAmex-2009-53 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Change the Transaction Fee for Market At-the-Close and Limit At-the-Close Orders |
| Release Number:34-60428 | SEC Issue Date:Aug 4, 2009 | File Number:SR-NYSEAmex-2009-46 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 1000 To Allow Exchange Systems to Access CCS Interest to Partially Fill an Incoming Limit Order See Also - Rel. No. 34-60670 |
| Release Number:34-60425 | SEC Issue Date:Aug 4, 2009 | File Number:SR-NYSEAMEX-2009-49 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 103B to Modify the Composition of the Exchange Selection Panel; and Prohibit any Ex Parte Communications During and Regarding the Selection Process between the DMM Units and the Individuals Serving on the Exchange Selection Panel |
| Release Number:34-60418 | SEC Issue Date:Aug 3, 2009 | File Number:SR-NYSEAmex-2009-50 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Duplicate in the NYSE Amex Equities Price List the Section of the NYSE Amex Options Price List Setting Forth Regulatory Fees Applicable to Member Organizations |
| Release Number:34-60398 | SEC Issue Date:Jul 30, 2009 | File Number:NYSEAmex-2009-47 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Disciplinary Rule 476A To Add Rule 104(a)(1)(A)-NYSE Amex Equities To Its "List of Exchange Rule Violations and Fines Applicable Thereto" |
| Release Number:34-60397 | SEC Issue Date:Jul 30, 2009 | File Number:SR-NYSEAmex-2009-48 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operative Date of NYSE Amex Equities Rule 92(c)(3) from July 31, 2009 to December 31, 2009 |
| Release Number:34-60385 | SEC Issue Date:Jul 24, 2009 | File Number:SR-NYSEAmex-2009-26 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Order Imbalance Information Datafeed See Also - Rel. No. 34-60122 |
| Release Number:34-60378 | SEC Issue Date:Jul 23, 2009 | File Number:SR-NYSEAmex-2009-38 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Implementing the Schedule of Fees and Charges for Exchange Services |
| Release Number:34-60317 | SEC Issue Date:Jul 16, 2009 | File Number:SR-NYSEAmex-2009-36 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 2 To Redefine the Term "Member Organization" |
| Release Number:34-60297 | SEC Issue Date:Jul 13, 2009 | File Number:SR-NYSE-Amex-2009-42 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing of Proposed Rule Change To Propose New Rules To Govern Electronic Complex Order Trading See Also - Rel. No. 34-60554 |