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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-80792 SEC Issue Date:May 26, 2017 File Number:SR-PEARL-2017-23 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing of Proposed Rule Change To Eliminate Requirements That Will Be Duplicative of CAT
View Received Comments
See Also - Exhibit 5
Release Number:34-80758 SEC Issue Date:May 24, 2017 File Number:SR-PEARL-2017-24 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rule 510 To Extend the Penny Pilot Program
See Also - Exhibit 5
Release Number:34-80724 SEC Issue Date:May 18, 2017 File Number:SR-PEARL-2017-22 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rules 503 and 515
See Also - Exhibit 5
Release Number:34-80676 SEC Issue Date:May 15, 2017 File Number:SR-PEARL-2017-20 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule
View Received Comments
See Also - Exhibit 3, Exhibit 5, Rel. No. 34-82255, Rel. No. 34-82254, Rel. No. 34-81067, Rel. No. 34-82049
Release Number:34-80659 SEC Issue Date:May 11, 2017 File Number:SR-PEARL-2017-21 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 519C
See Also - Exhibit 5
Release Number:34-80592 SEC Issue Date:May 4, 2017 File Number:SR-PEARL-2017-19 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule
See Also - Exhibit 5
Release Number:34-80468 SEC Issue Date:Apr 17, 2017 File Number:SR-PEARL-2017-18 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule
See Also - Exhibit 3, Exhibit 5
Release Number:34-80423 SEC Issue Date:Apr 10, 2017 File Number:SR-PEARL-2017-15 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule To Establish an Options Regulatory Fee ("ORF")
View Received Comments
See Also - Exhibit 5
Release Number:34-80401 SEC Issue Date:Apr 7, 2017 File Number:SR-PEARL-2017-17 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule
See Also - Exhibit 5
Release Number:34-80384 SEC Issue Date:Apr 6, 2017 File Number:SR-PEARL-2017-16 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rules 504 and 516
See Also - Exhibit 5