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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-83835 SEC Issue Date:Aug 13, 2018 File Number:SR-PEARL-2018-15 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the Exchange Rule 514 Priority on the Exchange
See Also - Exhibit 5
Release Number:34-83814 SEC Issue Date:Aug 9, 2018 File Number:SR-PEARL-2018-17 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX PEARL Fee Schedule
See Also - Exhibit 5
Release Number:34-83785 SEC Issue Date:Aug 7, 2018 File Number:SR-PEARL-2018-16 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule
View Received Comments
See Also - Exhibit 5
Release Number:34-83517 SEC Issue Date:Jun 25, 2018 File Number:SR-PEARL-2018-14 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510 To Extend the Penny Pilot Program
See Also - Exhibit 5
Release Number:34-83419 SEC Issue Date:Jun 12, 2018 File Number:SR-PEARL-2018-13 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule
See Also - Exhibit 5
Release Number:34-83188 SEC Issue Date:May 8, 2018 File Number:SR-PEARL-2018-12 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
See Also - Exhibit 5
Release Number:34-83092 SEC Issue Date:Apr 23, 2018 File Number:SR-PEARL-2018-11 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 602, Continuing Market Maker Registration
See Also - Exhibit 5
Release Number:34-83060 SEC Issue Date:Apr 18, 2018 File Number:SR-PEARL-2018-10 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Exchange Rule 503, Openings on the Exchange
See Also - Exhibit 5
Release Number:34-83039 SEC Issue Date:Apr 12, 2018 File Number:SR-PEARL-2018-02 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Order Granting Approval of a Proposed Rule Change To Adopt Rules Relating to Index Options
View Received Comments
Release Number:34-83012 SEC Issue Date:Apr 9, 2018 File Number:SR-PEARL-2018-08 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement an Equity Rights Program