National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-84651 | SEC Issue Date:Nov 26, 2018 | File Number:SR-PEARL-2018-19 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Withdrawal of a Proposed Rule Change To Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members View Received Comments |
| Release Number:34-84592 | SEC Issue Date:Nov 14, 2018 | File Number:SR-PEARL-2018-23 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule See Also - Exhibit 5 |
| Release Number:34-84591 | SEC Issue Date:Nov 14, 2018 | File Number:SR-PEARL-2018-22 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule See Also - Exhibit 5 |
| Release Number:34-84585 | SEC Issue Date:Nov 14, 2018 | File Number:SR-PEARL-2018-24 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 406, Long-Term Option Contracts See Also - Exhibit 5 |
| Release Number:34-84397 | SEC Issue Date:Oct 10, 2018 | File Number:SR-PEARL-2018-16 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Withdrawal of a Proposed Rule Change To Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members View Received Comments |
| Release Number:34-84387 | SEC Issue Date:Oct 9, 2018 | File Number:SR-PEARL-2018-21 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule See Also - Exhibit 5 |
| Release Number:34-84362 | SEC Issue Date:Oct 4, 2018 | File Number:SR-PEARL-2018-20 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 203, Qualification and Registration of Members and Associated Persons, Relating to Registration and Qualification Examinations Required for Members and Associated Persons of Members That Engage in Trading Activities on the Exchange See Also - Exhibit 5 |
| Release Number:34-84358 | SEC Issue Date:Oct 3, 2018 | File Number:SR-PEARL-2018-19 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing of a Proposed Rule Change To Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change View Received Comments See Also - Exhibit 5 |
| Release Number:34-84177 | SEC Issue Date:Sep 17, 2018 | File Number:SR-PEARL-2018-16 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members View Received Comments |
| Release Number:34-84093 | SEC Issue Date:Sep 12, 2018 | File Number:SR-PEARL-2018-18 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404A, Select Provisions of Options Listing Procedures Plan, and Rule 406, Long-Term Option Contracts See Also - Exhibit 5 |