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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-85541 SEC Issue Date:Apr 8, 2019 File Number:SR-PEARL-2019-12 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule
View Received Comments
See Also - Exhibit 5
Release Number:34-85455 SEC Issue Date:Mar 29, 2019 File Number:SR-PEARL-2019-11 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami PEARL, LLC To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments
See Also - Exhibit 5
Release Number:34-85438 SEC Issue Date:Mar 28, 2019 File Number:SR-PEARL-2019-10 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami PEARL, LLC To Amend Exchange Rule 404, Series of Option Contracts Open for Trading
See Also - Exhibit 5
Release Number:34-85397 SEC Issue Date:Mar 22, 2019 File Number:SR-PEARL-2019-04 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions
See Also - Exhibit 3, Exhibit 5
Release Number:34-85376 SEC Issue Date:Mar 20, 2019 File Number:SR-PEARL-2019-09 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule
See Also - Exhibit 5
Release Number:34-85317 SEC Issue Date:Mar 14, 2019 File Number:SR-PEARL-2019-08 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule
View Received Comments
See Also - Exhibit 5
Release Number:34-85304 SEC Issue Date:Mar 13, 2019 File Number:SR-PEARL-2019-07 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule
See Also - Exhibit 5
Release Number:34-85163 SEC Issue Date:Feb 15, 2019 File Number:SR-PEARL-2019-01 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Options Regulatory Fee
See Also - Exhibit 5
Release Number:34-84887 SEC Issue Date:Dec 20, 2018 File Number:SR-PEARL-2018-25 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 519, MIAX PEARL Order Monitor
See Also - Exhibit 5
Release Number:34-84865 SEC Issue Date:Dec 19, 2018 File Number:SR-PEARL-2018-26 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program
See Also - Exhibit 5