National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
---|---|---|---|---|
Release Number:34-55137 | SEC Issue Date:Jan 19, 2007 | File Number:SR-NASDAQ-2006-068 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Nasdaq Members Using the Nasdaq Market Center |
Release Number:34-55135 | SEC Issue Date:Jan 19, 2007 | File Number:SR-NASDAQ-2006-062 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for TradeInfo as Modified by Amendments No. 1 and 2 |
Release Number:34-55131 | SEC Issue Date:Jan 19, 2007 | File Number:SR-NASDAQ-2006-066 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce Risk Management Service Fees |
Release Number:34-55130 | SEC Issue Date:Jan 19, 2007 | File Number:SR-NASDAQ-2006-067 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Proposed Rule Change to Retroactively Reduce Fees for Nasdaq's Risk Management Service See Also - Rel. No. 34-55388 |
Release Number:34-55119 | SEC Issue Date:Jan 18, 2007 | File Number:SR-NASDAQ-2006-059 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Application of Membership Fees |
Release Number:34-55061 | SEC Issue Date:Jan 8, 2007 | File Number:SR-NASDAQ-2006-061 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market LLC To Codify Sponsored Access Rule View Received Comments See Also - Rel. No. 34-55061A |
Release Number:34-55052 | SEC Issue Date:Jan 5, 2007 | File Number:SR-NASDAQ-2006-047 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Order Approving Proposed Rule Change To Modify Its Listing Rules in the Case of a Reverse Merger See Also - Rel. No. 34-54825 |
Release Number:34-55042 | SEC Issue Date:Jan 4, 2007 | File Number:SR-NASDAQ-2006-055 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Amended by Amendment No. 1 To Temporarily Adjust Tier Volume Limits |
Release Number:34-55007 | SEC Issue Date:Dec 22, 2006 | File Number:SR-NASDAQ-2006-053 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Proposed Rule Change To Assess Previously-Approved Fees to Former INET Data Recipients View Received Comments |
Release Number:34-54968 | SEC Issue Date:Dec 19, 2006 | File Number:SR-NASDAQ-2006-058 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Orders to Peg to the Midpoint of the Best Bid and Best Offer |