National Securities Exchanges
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National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-50898 | SEC Issue Date:Dec 21, 2004 | File Number:SR-NSX-2004-07 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Non-Member Give-Ups See Also - Rel. No. 34-51456 |
| Release Number:34-50796 | SEC Issue Date:Dec 6, 2004 | File Number:SR-NSX-2004-12 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing of Proposed Rule Change by National Stock Exchange To Eliminate the "CBOE Exerciser Member" Membership Class, To Eliminate the Exchange's Special Nominating Committee, and To Remove Certain Special Limitations on Changes to Certain By-Laws and Rules See Also - Rel. No. 34-51033 |
| Release Number:34-50708 | SEC Issue Date:Nov 19, 2004 | File Number:SR-NSX-2004-06 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Stock Exchange To Amend Its By-Laws and Rules To Change the Designation of Its Board |
| Release Number:34-50475 | SEC Issue Date:Sep 30, 2004 | File Number:SR-NSX-2004-02 | SRO Organization:National Stock Exchange (NSX) |
Details: Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Anti-Money Laundering Compliance Programs See Also - Rel. No. 34-50198 |
| Release Number:34-50198 | SEC Issue Date:Aug 13, 2004 | File Number:SR-NSX-2004-02 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing of Proposed Rule Change and Amendment No. 1 by National Stock Exchange To Adopt an Anti-Money Laundering Compliance Program See Also - Rel. No. 34-50475 |
| Release Number:34-50190 | SEC Issue Date:Aug 12, 2004 | File Number:SR-NSX-2004-09 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Amend NSX's SOR and Tape B Market Data Revenue Sharing Programs |
| Release Number:34-50146 | SEC Issue Date:Aug 4, 2004 | File Number:SR-NSX-2004-08 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the National Stock Exchange Relating to Manual Processing Fee |
| Release Number:34-50145 | SEC Issue Date:Aug 4, 2004 | File Number:SR-NSX-2004-11 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Stock Exchange Relating to Workstation Fee |
| Release Number:34-49998 | SEC Issue Date:Jul 9, 2004 | File Number:SR-NSX-2004-10 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by National Stock Exchange Relating to Corporate Governance |
| Release Number:34-49913 | SEC Issue Date:Jun 24, 2004 | File Number:SR-NSX-2004-04 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Stock Exchange To Extend an Existing Pilot Rule That Stipulates the Price Increment by Which Designated Dealers Must Better Customer Orders |