National Securities Exchanges
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National Securities Exchanges Table
Release Number
|
File Number
|
SRO Organization
|
Details
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|
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Release Number:34-55542 | SEC Issue Date:Mar 27, 2007 | File Number:SR-NSX-2007-02 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange's Tape Rebate Programs for Transactions Through NSTS to Establish an Equivalent Tape A Rebate Program |
Release Number:34-55541 | SEC Issue Date:Mar 27, 2007 | File Number:SR-NSX-2007-01 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify Fees for Transactions Executed Through NSTS and ITS Plans |
Release Number:34-55524 | SEC Issue Date:Mar 26, 2007 | File Number:SR-NSX-2007-03 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Transactions Executed Through NSX BLADE and ITS Plans Priced at Less Than $1.00 Per Share |
Release Number:34-55041 | SEC Issue Date:Jan 4, 2007 | File Number:SR-NSX-2006-17 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify a Fee Schedule for Transactions Executed Through NSX BLADESM |
Release Number:34-54829 | SEC Issue Date:Nov 29, 2006 | File Number:SR-NSX-2006-13 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Implement a Fee Schedule Under NSX Rule 16.1(a) and 16.1(c) for Transactions Executed Through NSX BLADE |
Release Number:34-54808 | SEC Issue Date:Nov 21, 2006 | File Number:SR-NSX-2006-15 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Rule Regarding Third-Party Routing Services in Respect of Orders Entered Into NSX BLADE |
Release Number:34-54753 | SEC Issue Date:Nov 14, 2006 | File Number:SR-NSX-2006-14 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Implement a Fee Schedule Under NSX Rule 16.1(a) and 16.1(c) for Transactions Executed Through NSTS and To Modify a Fee Schedule for ITS Transactions |
Release Number:34-54692 | SEC Issue Date:Nov 2, 2006 | File Number:SR-NSX-2006-12 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a Fee Schedule Under Rule 16.1(a) and 16.1(c) for Transactions Executed Through the Intermarket Trading System Plan and/or the Plan for the Purpose of Creating and Operating an Intermarket Communications Linkage |
Release Number:34-54548 | SEC Issue Date:Sep 29, 2006 | File Number:SR-Phlx-2006-58, SR-NYSEArca-2006-69, SR-NSX-2006-11, SR-NASDAQ-2006-038, SR-CHX-2006-28, SR-CBOE-2006-80, SR-BSE-2006-41, SR-Amex-2006-85 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, NYSE Arca (NYSEARCA), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Boston Stock Exchange (BSE), American Stock Exchange (Amex) |
Details: Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to Exchange to Exchange Billing Under the Linkage Plan |
Release Number:34-54539 | SEC Issue Date:Sep 28, 2006 | File Number:SR-NSX-2006-06 | SRO Organization:National Stock Exchange (NSX) |
Details: Order Approving Proposed Rule Change To Allow the Primary Market Print Protection Rule To Be Applied on an Optional Basis See Also - Rel. No. 34-54018 |