National Securities Exchanges
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National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-56587 | SEC Issue Date:Oct 1, 2007 | File Number:SR-NSX-2007-10 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADESM |
| Release Number:34-56305 | SEC Issue Date:Aug 22, 2007 | File Number:SR-NSX-2007-09 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of Its Rules in Light of Amendments to SEC Rule 10a-1 and Regulation SHO |
| Release Number:34-56113 | SEC Issue Date:Jul 20, 2007 | File Number:SR-NSX-2007-05 | SRO Organization:National Stock Exchange (NSX) |
Details: Order Approving Proposed Rule Change to Modify Chapter VII of the Exchange's Rules Regarding Suspensions of an ETP Holder by Certain Exchange Officers See Also - Rel. No. 34-55893 |
| Release Number:34-56067 | SEC Issue Date:Jul 13, 2007 | File Number:SR-NSX-2007-08 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered Into NSX BLADE |
| Release Number:34-56008 | SEC Issue Date:Jul 3, 2007 | File Number:SR-NSX-2007-07 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Modify a Rule Relating to Market Data Revenue Credits for Transactions Executed Through NSX BLADE |
| Release Number:34-55893 | SEC Issue Date:Jun 11, 2007 | File Number:SR-NSX-2007-05 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing of Proposed Rule Change To Modify Chapter VII of the Exchange's Rules Regarding Suspensions of an ETP Holder by Certain Exchange Officers See Also - Rel. No. 34-56113 |
| Release Number:34-55807 | SEC Issue Date:May 23, 2007 | File Number:SR-NSX-2007-06 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Liquidity Provider Rebate Program for Transactions Executed Through NSX BLADE in Which the Order Delivery Mode of Interaction Has Been Selected |
| Release Number:34-55799 | SEC Issue Date:May 22, 2007 | File Number:SR-NSX-2006-16 | SRO Organization:National Stock Exchange (NSX) |
Details: Order Approving Proposed Rule Change Regarding the Annual Certification of Compliance and Supervisory Processes See Also - Rel. No. 34-55631 |
| Release Number:34-55631 | SEC Issue Date:Apr 13, 2007 | File Number:SR-NSX-2006-16 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding the Annual Certification of Compliance and Supervisory Processes See Also - Rel. No. 34-55799 |
| Release Number:34-55624 | SEC Issue Date:Apr 12, 2007 | File Number:SR-NSX-2007-04 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered Into NSX BLADE |