National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-88793 | SEC Issue Date:May 1, 2020 | File Number:SR-NYSENAT-2020-09, SR-NYSEArca-2020-17, SR-NYSEAMER-2020-12, SR-NYSE-2020-13 | SRO Organization:NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) |
Details: Order Granting Approval of Proposed Rule Changes Relating to Repricing of Depth-of-Book Orders in Response to a Locked or Crossed Market View Received Comments |
| Release Number:34-88697 | SEC Issue Date:Apr 20, 2020 | File Number:SR-NYSENAT-2020-01 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the NYSE National Rule 6.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail View Received Comments |
| Release Number:34-88692 | SEC Issue Date:Apr 20, 2020 | File Number:SR-NYSENAT-2020-16 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1 To Include Managed Portfolio Shares in the Definition of "UTP Exchange Traded Product" See Also - Exhibit 5 |
| Release Number:34-88611 | SEC Issue Date:Apr 9, 2020 | File Number:SR-NYSENAT-2020-15 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Specify the Exchange's Source of Data Feeds From the Long-Term Stock Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-88593 | SEC Issue Date:Apr 8, 2020 | File Number:SR-NYSENAT-2020-13 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 See Also - Exhibit 5 |
| Release Number:34-88541 | SEC Issue Date:Apr 1, 2020 | File Number:SR-NYSENAT-2020-12 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Add the Exchange's Supervision Rules to the List of Minor Rule Violations in Rule 10.9217 View Received Comments See Also - Exhibit 5 |
| Release Number:34-88538 | SEC Issue Date:Apr 1, 2020 | File Number:SR-NYSENAT-2020-05 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Establish Fees for the NYSE National Integrated Feed View Received Comments |
| Release Number:34-88540 | SEC Issue Date:Apr 1, 2020 | File Number:SR-NYSENAT-2020-08, SR-NYSECHX-2020-05, SR-NYSEArca-2020-15, SR-NYSEAMER-2020-10, SR-NYSE-2020-11 | SRO Organization:NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services View Received Comments |
| Release Number:34-88539 | SEC Issue Date:Apr 1, 2020 | File Number:SR-NYSENAT-2020-03, SR-NYSECHX-2020-02, SR-NYSEArca-2020-08, SR-NYSEAMER-2020-05, SR-NYSE-2020-05 | SRO Organization:NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections Between the Mahwah, New Jersey Data Center and Other Data Centers View Received Comments |
| Release Number:34-88521 | SEC Issue Date:Mar 31, 2020 | File Number:SR-NYSENAT-2020-14 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change for an Extension of the Temporary Waiver of the Co-location "Hot Hands" Fee See Also - Exhibit 5 |