National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-81802 | SEC Issue Date:Oct 3, 2017 | File Number:SR-GEMX-2017-37 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Corporate Governance and Related Processes Similar to Those of the Nasdaq Exchanges View Received Comments See Also - Rel. No. 34-81422 |
| Release Number:34-81770 | SEC Issue Date:Sep 29, 2017 | File Number:SR-GEMX-2017-43 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 716(c) on the Block Order Mechanism See Also - Exhibit 5 |
| Release Number:34-81756 | SEC Issue Date:Sep 28, 2017 | File Number:SR-GEMX-2017-40 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Make It Clear That the Nasdaq GEMX Trades Feed Is a Free Offering of the Exchange See Also - Exhibit 5 |
| Release Number:34-81632 | SEC Issue Date:Sep 15, 2017 | File Number:SR-GEMX-2017-42 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees To Offer Monthly Subscriptions for Open and Close Trade Profile Information See Also - Exhibit 5 |
| Release Number:34-81500 | SEC Issue Date:Aug 30, 2017 | File Number:SR-PHLX-2017-47, SR-NYSEMKT-2017-31, SR-NYSEArca-2017-60, SR-NYSE-2017-24, SR-NASDAQ-2017-059, SR-MRX-2017-08, SR-MIAX-2017-24, SR-ISE-2017-52, SR-IEX-2017-21, SR-GEMX-2017-24, SR-CBOE-2017-043, SR-BX-2017-029, SR-BOX-2017-19, SR-BatsEDGX-2017-24, SR-BatsEDGA-2017-14, SR-BatsBZX-2017-39, SR-BatsBYX-2017-13 | SRO Organization:NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq MRX, LLC (MRX), Miami International Securities Exchange, LLC (MIAX), Nasdaq ISE, LLC (ISE), Investors Exchange LLC (IEX), Nasdaq GEMX, LLC (GEMX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BOX Exchange LLC (BOX), Bats EDGX Exchange, Inc. (BatsEDGX), Bats EDGA Exchange, Inc. (BatsEDGA), Bats BZX Exchange, Inc. (BatsBZX), Bats BYX Exchange, Inc. (BatsBYX) |
Details: Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process View Received Comments See Also - Rel. No. 34-80833, Rel. No. 34-80835, Rel. No. 34-80834, Rel. No. 34-80831, Rel. No. 34-80936, Rel. No. 34-80971, Rel. No. 34-80966, Rel. No. 34-80832, Rel. No. 34-80837, Rel. No. 34-80952, Rel. No. 34-80968, Rel. No. 34-80970, Rel. No. 34-80780, Rel. No. 34-80781, Rel. No. 34-80782, Rel. No. 34-80967, Rel. No. 34-80836 |
| Release Number:34-81436 | SEC Issue Date:Aug 18, 2017 | File Number:SR-GEMX-2017-38 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Quoting at the Opening |
| Release Number:34-81431 | SEC Issue Date:Aug 18, 2017 | File Number:SR-GEMX-2017-39 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create the Market Access and Routing Subsidy Program See Also - Exhibit 5 |
| Release Number:34-81422 | SEC Issue Date:Aug 17, 2017 | File Number:SR-GEMX-2017-37 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing of Proposed Rule Change To Adopt New Corporate Governance and Related Processes Similar to Those of the Nasdaq Exchanges View Received Comments See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Rel. No. 34-81802 |
| Release Number:34-81354 | SEC Issue Date:Aug 8, 2017 | File Number:SR-GEMX-2017-36 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 720, Nullification and Adjustment of Options Transactions Including Obvious Errors See Also - Exhibit 5 |
| Release Number:34-81342 | SEC Issue Date:Aug 8, 2017 | File Number:SR-GEMX-2017-31 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX's Schedule of Fees With Respect to the Options Regulatory Fee View Received Comments See Also - Exhibit 5 |