National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-65165 | SEC Issue Date:Aug 18, 2011 | File Number:SR-NYSEAmex-2011-59 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Amex Equities Rules 92, 513, 514 and Adopting New NYSE Amex Equities Rule 5320 That Is Substantially the Same as Financial Industry Regulatory Authority Rule 5320 To Prohibit Trading Ahead of Customer Orders With Certain Exceptions (Commonly Known as the Manning Rule) See Also - Exhibit 2a, Exhibit 2b, Exhibit 2c, Exhibit 5 |
| Release Number:34-65102 | SEC Issue Date:Aug 11, 2011 | File Number:SR-NYSE-Amex-2011-60 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128 so That Clearly Erroneous Executions Involving Securities Recently Added to the Individual Security Trading Pause Pilot Under NYSE Amex Equities Rule 80C Continue To Be Resolved in the Same Manner Before Being Added to the Pilot See Also - Exhibit 5 |
| Release Number:34-65089 | SEC Issue Date:Aug 10, 2011 | File Number:SR-NYSEAmex-2011-57 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 80C, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Pilot Until January 31, 2012 See Also - Exhibit 5 |
| Release Number:34-65066 | SEC Issue Date:Aug 6, 2011 | File Number:SR-NYSEAmex-2011-58 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128, Clearly Erroneous Executions, To Extend the Effective Date of the Pilot Until January 31, 2012 See Also - Exhibit 5 |
| Release Number:34-65047 | SEC Issue Date:Aug 6, 2011 | File Number:SR-NYSEAmex-2011-56 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Options Rule 985NY To Permit Qualified Contingent Cross Orders To Be Electronically Submitted to the NYSE Amex System From the Floor of the Exchange for Potential Execution See Also - Exhibit 5 |
| Release Number:34-65033 | SEC Issue Date:Aug 4, 2011 | File Number:SR-NYSEAmex-2011-55 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing of Proposed Rule Change Amending Section 101 of the NYSE Amex Company Guide To Adopt Additional Listing Requirements for Companies Applying To List After Consummation of a "Reverse Merger" With a Shell Company View Received Comments See Also - Rel. No. 34-65369 |
| Release Number:34-64987 | SEC Issue Date:Jul 29, 2011 | File Number:SR-NYSEAMEX-2011-54 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing of Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Creating a New Definition of "Foreign Securities Affiliate," Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes |
| Release Number:34-64966 | SEC Issue Date:Jul 26, 2011 | File Number:SR-NYSEAmex-2011-50 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .07 to NYSE Amex Rule 904 To Increase Position Limits for Options on the SPDR S&P 500 Exchange-Traded Fund, Which List and Trade Under the Option Symbol SPY, and To Update the Names and One Trading Symbol for the Options Reflected Therein, Including SPY |
| Release Number:34-64908 | SEC Issue Date:Jul 18, 2011 | File Number:SR-NYSEAmex-2011-52 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 17-NYSE Amex Equities to Make Changes Necessary to Allow Its Routing Broker to Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 See Also - Exhibit 5 |
| Release Number:34-64907 | SEC Issue Date:Jul 18, 2011 | File Number:SR-NYSEAmex-2011-53 | SRO Organization:NYSE Amex (NYSEAmex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Options Rule 993NY To Make Changes Necessary To Allow Its Routing Broker To Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 See Also - Exhibit 5 |