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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-99623 SEC Issue Date:Feb 28, 2024 File Number:SR-CboeBZX-2023-107 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Permanent Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Release Number:34-99570 SEC Issue Date:Feb 21, 2024 File Number:SR-CboeBZX-2024-017 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees
Comments Due: March 19, 2024
See Also - Exhibit 5
Release Number:34-99551 SEC Issue Date:Feb 16, 2024 File Number:SR-CboeBZX-2024-016 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees
Comments Due: March 15, 2024
See Also - Exhibit 5
Release Number:34-99530 SEC Issue Date:Feb 13, 2024 File Number:SR-CboeBZX- 2023-062 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Re
Release Number:34-99524 SEC Issue Date:Feb 13, 2024 File Number:SR-CboeBZX-2024-010 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Corporate Governance Requirements, as Provided Under Exchange Rule 14.10 and Make Certain Other Changes to its Listing Rules as Provided Under Exchange Rules 14.3, 14.6, 1
Comments Due: March 12, 2024
See Also - Exhibit 5
Release Number:34-99507 SEC Issue Date:Feb 9, 2024 File Number:SR-CboeBZX-2024-011 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Equities Fee Schedule
Comments Due: March 7, 2024
See Also - Exhibit 5
Release Number: 34-99488 SEC Issue Date:Feb 7, 2024 File Number:SR-CboeBZX-2024-007 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing of a Proposed Rule Change to Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs
Comments Due: March 5, 2024
See Also - Exhibit 5
Submit a Comment on Submit Comments on SR-CboeBZX-2024-007
Release Number:34-99482 SEC Issue Date:Feb 6, 2024 File Number:SR-CboeBZX-2023-071 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule Relating to the Options Regulatory Fee
Release Number:34-99480 SEC Issue Date:Feb 6, 2024 File Number:SR-CboeBZX-2024-013 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Minimum Performance Standards Applicable to Primary Equity Securities Under the Lead Market Maker Program as Set forth in Rule 11.8(e)(1)(E), and to Make Corresponding Ch
Comments Due: March 4, 2024
See Also - Exhibit 5
Release Number:34-99479 SEC Issue Date:Feb 6, 2024 File Number:SR-CboeBZX-2023-087 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Invesco Galaxy Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: March 4, 2024. Rebuttal comments should be submitted by March 18, 2024.
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