National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number: 34-99833 | SEC Issue Date:Mar 21, 2024 | File Number:SR-CboeBZX-2023-101 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Pando Asset Spot Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: April 17, 2024. Rebuttal comments should be submitted by May 1, 2024. View Received Comments Submit a Comment on SR-CboeBZX-2023-101
|
| Release Number:34-99815 | SEC Issue Date:Mar 21, 2024 | File Number:SR-CboeBZX-2024-007 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs |
| Release Number:34-99782 | SEC Issue Date:Mar 20, 2024 | File Number:SR-CboeBZX-2023-069 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of Amendment No.1 to, and Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove, a Proposed Rule Change to List and Trade Shares of the VanEck Ethereum ETF under BZX Rule 14.11(e Comments Due: April 16, 2024 Submit a Comment on Notice of Filing of a Proposed Rule Change to List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares |
| Release Number:34-99739 | SEC Issue Date:Mar 14, 2024 | File Number:SR-CboeBZX-2024-021 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: April 10, 2024 See Also - Exhibit 5 |
| Release Number:34-99724 | SEC Issue Date:Mar 12, 2024 | File Number:SR-CboeBZX-2024-022 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Creation Basket Size of the VanEck Bitcoin Trust Comments Due: April 8, 2024 |
| Release Number:34-99723 | SEC Issue Date:Mar 12, 2024 | File Number:SR-CboeBZX-2024-020 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Add Volume Tiers Comments Due: April 8, 2024 See Also - Exhibit 5 |
| Release Number:34-99698 | SEC Issue Date:Mar 8, 2024 | File Number:SR-CboeBZX-2024-006 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BZX Post Only Orders at Prices Below $1.00 |
| Release Number:34-99692 | SEC Issue Date:Mar 7, 2024 | File Number:SR-CboeBZX-2024-019 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Company Listing Fees as Provided Under Exchange Rule 14.13 Comments Due: April 3, 2024 See Also - Exhibit 5 |
| Release Number:34-99686 | SEC Issue Date:Mar 7, 2024 | File Number:SR-CboeBZX-2024-018 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Franklin Ethereum ETF, a Series of the Franklin Ethereum Trust, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: April 3, 2024 View Received Comments |
| Release Number: 34-99667 | SEC Issue Date:Mar 4, 2024 | File Number:SR-CboeBZX-2023-095 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Fidelity Ethereum Fund under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: March 29, 2024. Rebuttal comments should be submitted by April 12, 2024. |