National Securities Exchanges
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National Securities Exchanges Table
Release Number
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File Number
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SRO Organization
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Details
|
|
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Release Number:34-99168 | SEC Issue Date:Dec 14, 2023 | File Number:SR-NYSENAT-2023-29 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: January 10, 2024 See Also - Exhibit 5 Submit a Comment on SR-NYSENAT-2023-29
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Release Number:34-99127 | SEC Issue Date:Dec 8, 2023 | File Number:SR-NYSENAT-2023-28 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 10.9261 and 10.9830 Comments Due: January 4, 2024 See Also - Exhibit 5 |
Release Number:34-99046 | SEC Issue Date:Nov 30, 2023 | File Number:SR-NYSENAT-2023-27 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Citations to Rule 600(b) of Regulation National Market System See Also - Exhibit 5 |
Release Number:34-98966 | SEC Issue Date:Nov 16, 2023 | File Number:SR-NYSENAT-2023-26 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
Release Number:34-98893 | SEC Issue Date:Nov 9, 2023 | File Number:SR-NYSENAT-2023-25 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Comments Due: December 6, 2023 See Also - Exhibit 5 |
Release Number:34-98877 | SEC Issue Date:Nov 7, 2023 | File Number:SR-NYSENAT-2023-24 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 10.9521 and 10.9522 to Correct Obsolete References to a FINRA Department Comments Due: December 5, 2023 See Also - Exhibit 5 |
Release Number:34-98858 | SEC Issue Date:Nov 3, 2023 | File Number:SR-NYSENAT-2023-23 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 Comments Due: November 30, 2023 See Also - Exhibit 5 |
Release Number:34-98617 | SEC Issue Date:Sep 28, 2023 | File Number:SR-NYSENAT-2023-21 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 0 Comments Due: October 25, 2023 See Also - Exhibit 5 |
Release Number:34-98495 | SEC Issue Date:Sep 25, 2023 | File Number:SR-NYSENAT-2023-20 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing of Proposed Change to Amend the NYSE National Schedule of Fees and Rebates Comments Due: October 20, 2023 See Also - Exhibit 5 |
Release Number:34-98448 | SEC Issue Date:Sep 20, 2023 | File Number:SR-NYSENAT-2023-18 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend the Connectivity Fee Schedule Regarding Power Allocation |